1. Employee Performance Any employee’s performance can change in a variety of ways during her/his tenure in a position. Ideally, everyone would follow the arrow upward toward increasing success and effectiveness. But sometimes that is not the case, which can create a challenge for the supervisor. So, we will focus now on managing an employee’s decreasing trend in productivity and success.

2. Performance Management Stages Last Opportunity to Improve Performance Uncorrected Chronic or Severe Problem Mild Problem Chronic Problem DO NOT PROCEED PAST THIS POINT WITHOUT CONTACTING HR Suspension/ Termination First, let’s talk about a situation where an employee has a mild problem or dip in productivity. When you notice a mild problem, you MUST address it immediately with support, and set the stage for a mutual understanding of USU’s expectations. If dealt with early, this can be one of the biggest learning opportunities for an employee.

3. Supervisory Actions (USU corrective action policy in Red) DO NOT PROCEED PAST THIS POINT WITHOUT CONTACTING HR Suspension/ Termination Informal discussion about performance Formal meeting about expectations Oral Warning/ Reprimand Written Warning As shown in this slide, the response to a mild problem would be to have an informal discussion with the employee about performance standards. Most of the time this is a short discussion with the intention of making the employee aware that you noticed the problem. The most effective way to prevent a further downward trend is to address it immediately.

4. Last Opportunity to Improve Performance Uncorrected Chronic or Severe Problem Mild Problem Chronic Problem DO NOT PROCEED PAST THIS POINT WITHOUT CONTACTING HR Suspension/ Termination Performance Management Stages If, after the informal discussion, the employee’s performance continues to decrease, the problem has turned into more of a chronic problem and must be addressed in a different way.

5. DO NOT PROCEED PAST THIS POINT WITHOUT CONTACTING HR Suspension/ Termination Informal discussion about performance Formal meeting about expectations Oral Warning/ Reprimand Written Warning Supervisory Actions (USU corrective action policy in Red) If an employee continues the mild problem or noticeably fails to perform work in accordance with the requirements of the position and USUs expectations of the University, the supervisor should meet with the employee to clearly discuss the situation. Be sure that you find out the facts prior to any formal corrective action. This meeting could include delivering a letter of expectation, a copy of the employee’s job description and a discussion about the unsatisfactory performance with a timeline for follow-up.

6. Uncorrected Chronic or Severe Problem Last Opportunity to Improve Performance Mild Problem Chronic Problem DO NOT PROCEED PAST THIS POINT WITHOUT CONTACTING HR Suspension/ Termination Performance Management Stages A further slide in performance would be considered an Uncorrected Chronic or Severe Problem. At this stage, we have reached the University’s Corrective Action Policy.

7. DO NOT PROCEED PAST THIS POINT WITHOUT CONTACTING HR Suspension/ Termination Informal discussion about performance Formal meeting about expectations Oral Warning/ Reprimand Written Warning Supervisory Actions (USU corrective action policy in Red) If there is no improvement in the employee’s work, the next step is an Oral Warning/ Reprimand. Initial corrective action should be in the form of an oral discussion and subsequent documentation. This meeting should be held in private and should provide an opportunity for problem solving that results in clear problem identification, correction strategies, and employee commitment to improve. This meeting should be documented with the employee’s signature and date. If the employee declines to sign, it should be so noted. The document should inform the employee that this is the first step in the formal corrective action process and include consequences of failure to improve. The employee has the right to respond either verbally or in writing. If the employee successfully corrects the identified problems and maintains satisfactory performance, a written notice of the improvement will be given to the employee with a copy to his/her file.

8. Last Opportunity to Improve Performance Uncorrected Chronic or Severe Problem Mild Problem Chronic Problem DO NOT PROCEED PAST THIS POINT WITHOUT CONTACTING HR Suspension/ Termination Performance Management Stages If the employee fails to correct the identified problems, they have reached the last opportunity to improve performance before Suspension or Termination is considered.

9. DO NOT PROCEED PAST THIS POINT WITHOUT CONTACTING HR Suspension/ Termination Informal discussion about performance Formal meeting about expectations Oral Warning/ Reprimand Written Warning Supervisory Actions (USU corrective action policy in Red) A written warning may be issued to an employee who does not correct a performance deficiency in response to an oral reprimand. The purpose of a written warning is to make certain that the employee is fully aware of the performance deficiency or misconduct he/she has committed, what is expected, a reasonable time frame in which to accomplish the improvement, and the consequences of the failure to meet satisfactory expectations. The employee should sign the written warning signifying that it has been received. Should the employee decline to sign, it should be so noted. The employee will receive the original warning letter and a copy should be sent to Office of Human Resources to be filed. Supervisors must consult with a representative of the Office of Human Resources before issuing a written warning. If the employee successfully corrects the identified problems on a consistent basis, a written notice rescinding the warning will be given to the employee with a copy to his/her file and a copy to the Office of Human Resources.

10. Last Opportunity to Improve Performance Uncorrected Chronic or Severe Problem Mild Problem Suspension/ Termination Chronic Problem DO NOT PROCEED PAST THIS POINT WITHOUT CONTACTING HR Performance Management Stages A benefit-eligible, non-faculty employee may be suspended with pay when continued employment may be harmful to the University or impede the outcome of a thorough and fair investigation of the facts regarding an alleged offense. A benefit-eligible, non-faculty employee may be suspended without pay in cases involving gross misconduct or chronic behavioral problems for which there seems to be no other appropriate response. Before imposing sanctions, administrators must consult with the Office of Human Resources. The final sanction in the corrective action process will be taken when the University is satisfied that the staff employee has been given an opportunity to meet the appropriate behavior or performance standard and has failed to do so, or when the particular circumstances warrant immediate dismissal in the best interests of the University. An employee may resign rather than face corrective action. By doing so, however, the employee loses the right to file a grievance. Employees cannot be compelled to resign; resignation must be voluntary. Resignations should be made in writing and cannot be rescinded without mutual agreement of the employee and the University.

11. Last Opportunity to Improve Performance Uncorrected Chronic or Severe Problem Mild Problem Suspension/ Termination Chronic Problem DO NOT PROCEED PAST THIS POINT WITHOUT CONTACTING HR Informal discussion about performance Formal meeting about expectations Oral Warning/ Reprimand Written Warning Supervisory Actions (USU corrective action policy in Red)