1. United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Industry Operations Inspection Results Firearms – FY 2014

2. United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Firearms Industry by License Type 07-MFG Firearms 08-Importer 09-DD Dealer 10-DD MFG 11-DD Importer 06-MFG Ammo 01-Dealer 02-Pawnbroker 03-Collector

3. United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Active Licenses TypeNumberPercent 01-Dealer55,27739.34 02-Pawnbroker8,0845.75 03-Collector63,01444.84 06-MFG of Ammo2,5821.84 07-MFG of Firearms9,9007.04 08-Importer1,1250.80 09-DD Dealer640.05 10-DD MFG2840.20 11-DD Importer1980.14 Total140,528100% (as of December 10, 2014)

4. United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Purpose of Inspections Public Safety! Evaluate the level of compliance. Evaluate the level of compliance. Educate the licensee on regulatory requirements. Educate the licensee on regulatory requirements. Promote voluntary internal controls to improve public safety. Promote voluntary internal controls to improve public safety. Detect diversion if present. Detect diversion if present.

5. United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives FY 2014 Compliance Inspections Conducted ResultPercent No Violations47.61 Report of Violations13.07 Warning Letter12.90 Warning Conference6.12 Revoked/Deny Renewal0.71 Surrender in lieu of Revocation0.27 Other (eg., OOB, etc.)19.32 Total100.00

6. United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Last Five Years Result20102011201220132014 No Violations50.2350.3248.2148.7347.61 Report of Violations12.9612.5511.1713.7913.07 Warning Letter13.3611.787.1914.2112.90 Warning Conference7.786.027.187.046.12 Revoked/Deny Renewal.64.54.60.69.71 Surrender in lieu of Revocation.31.32.17.37.27 Other (OOB, etc.)14.7218.4725.4915.1719.32 Total100.00 Percent

7. United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Compliance Inspections

8. United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives No Violations

9. United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives No Adverse Action

10. United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Revoked/Denied Renewal

11. United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives MOST FREQUENTLY CITED FIREARMS VIOLATIONS YEAR FY 2012FY 2013FY 2014 CitationViolation DescriptionRANK 27 CFR 478.124(c)(1)Transferee did not properly complete Section A, F 4473211 27 CFR 478.125(e) Failure to timely record information in bound record (A&D record) 122 27 CFR 478.21 - (a) - (b) Failure to complete forms as indicated in instructions (this violation is often cited when the licensee failed to properly complete a form, but there is not a separate regulatory citation addressing the omitted or misdocumented item) 333 27 CFR 478.124(c)(3)(iv) Licensee did not record on F 4473 the date on which NICS was contacted 444 27 CFR 478.124(c)(3)(i) Licensee failed to obtain and/or document purchaser's ID 555 27 CFR 478.124(c)(5)Licensee did not sign and date F 4473666 27 CFR 478.126aLicensee failed to report multiple handgun sales777 27 CFR 478.124(c)(4)Licensee failed to properly identify firearm on F 4473888 27 CFR 478.102(a) Licensee failed to contact NICS and wait stipulated time prior to transfer of firearm 999 27 CFR 478.99(c) Licensee disposed of firearm to a person he had reasonable cause to believe was prohibited 10

12. United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Missing Firearms 201220132014Total Initial Inventory Check 85,600105,431134,870325,901 After Reconciliation 11,90614,52914,45540,890

13. United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Firearms Inventory Discrepancies

14. United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Field IOIs FY 2010FY 2011FY 2012FY 2013FY 2014FY 2015 590624618655627646

15. United States Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives FFL Qualifications