1. WORKSHOP 2 New Modalities, Enabling Technologies and Unit Operations Integrated Continuous Biomanufacturing October 20-24, 2013 Gran Hotel Rey Don Jaime Castelldefels, Spain - near Barcelona

2. "Mocha Dick or the d----l [devil],' said I, 'this boat never sheers off from any thing that wears the shape of a whale." The book portrays destructive obsession and monomania, as well as the assumption of anthropomorphism. "Mocha Dick or the d----l [devil],' said I, 'this boat never sheers off from any thing that wears the shape of a whale."

3. 3 / MBI Training Programme / November 26th, 2008 Integrated Continuous Biomanufacturing October 20-24, 2013 Gran Hotel Rey Don Jaime Castelldefels, Spain - near Barcelona ICB logo?

4. 4 / MBI Training Programme / November 26th, 2008 Part 1: Continuous Downstream Practical examples and things to consider 1.“Improving Adenovirus Purification by Simulated Countercurrent Size Exclusion Chromatography” José Paulo Mota 2.“A Simple Strategy for Continuous Viral Inactivation” Mark Brower 3.“Robustness and Regulatory Considerations in the Development of a Continuous Bioprocess Unit-Operation” Ajoy Velayudhan Integrated Continuous Biomanufacturing October 20-24, 2013 Gran Hotel Rey Don Jaime Castelldefels, Spain - near Barcelona

5. Improving adenovirus purification by two-column, simulated countercurrent, size-exclusion chromatography Piergiuseppe Nestola, 1 Ricardo J.S. Silva, 2 Cristina Peixoto, 1 Paula M. Alves, 1 Manuel J.T. Carrondo, 2 José P.B. Mota, 1,2 1 IBET–ITQB & 2 Requimte/CQFB–FCT/UNL, Portugal (e-mail: pmota@fct.unl.pt)

6. Objective Adenoviruses are one of the most suitable platforms for producing viral vaccines & gene therapy vectors Downstream processing is increasingly important for a reliable production process with high purity and yield, and, also importantly, cost efficiency. Streamline the downstream processing of Ad5 Focus on the chromatography steps since they are the most expensive Demonstrate advantages of (partially) changing the Ad5 purification train to (semi-)continuous operation What we have done:

7. Objective Streamline the DSP train by boosting the performance of the SEC step purification (b&e) buffer exch & polishing purification ( ~ flowthr) & Buffer exch Use a dirtier bulk Target: veterinary vaccine

8. Minimizes Ad5 residence time Minimizes Ad5 dilution (SEC only) Strategic decision Basic process design choice – Product (Ad5) + impurities (HCP, DNA, …) Center-cut separation (more complex) Ad5 has intermediate elution profile Ad5 has intermediate elution profile Two-fraction separation (simpler) Ad5 elutes first Ad5 elutes first Ad5 elutes last Ad5 elutes last

9. Minimizes Ad5 residence time Minimizes Ad5 dilution (SEC only) Strategic decision Basic process design choice – Product (Ad5) + impurities (HCP, DNA, …) Center-cut separation (more complex) Ad5 has intermediate elution profile Ad5 has intermediate elution profile Two-fraction separation (simpler) Ad5 elutes first Ad5 elutes first Ad5 elutes last Ad5 elutes last Preliminary requirement: availability of suitable SE medium

10. Basic assumptions (1) Efficient clarification & concentration of the bioreaction bulk to produce a virus solution in which the virus particles are the largest component. (2) Choose the SEC medium so that (a) virus particles are bigger than the widest pores of the SEC matrix and (b) impurities, which are smaller, can penetrate, to larger or lesser extent, into the pores of the matrix. This way, the virus particles are completely excluded from the pores of the matrix and therefore elute in the void volume, whereas the impurities elute at later times according to differences in their molecular size.

11. (Clarific & concentr)ation Triton & Benzonase treatment 0.1% Triton X100, incubation for 2 hours at 37 o C with 50 U/ml of Benzonase Microfiltration with Sartopore 2 membrane 0.8 μm prefilter + 0.45 μm filter Concentration × 10 times & diafiltration × 5 times with Sartorius cassette prototype with average cut-off of 500-750 kDa

12. SEC medium Sepharose 4 Fast Flow (S4FF, GE Healthcare) average particle size of 90 μm (range of 45– 165 μm). – S4FF is based on a highly cross-linked 4% agarose matrix, which gives good physical stability and chromatographic qualities; its exclusion limit for globular proteins is ca. 3×10 7. Buffer = 20 mM Tris & 150 mM NaCl at pH 8 (for final delivery formulation)

13. SEC medium Ad5 particles are excluded from the SEC matrix CsCl-purified Ad5 Blue dextran GF calibration kit acetone

14. Prep columns (XK 26/20) Col 1 L = 10.4 cm Col 2 L = 10.8 cm Cols 1+2 Exp. UV Model UV Ad5 impurities

15. Process design Two-column configuration – Simplicity, small footprint Open-loop configuration – Simple as batch system; very robust; less pumps Simulated countercurrent operation – Cycle divided into 2 equal switch intervals (+) – Each column undergoes the same sequence of steps but phased out in time by one switch interval 1 st cycle 2 nd cycle Col 1 Col 2 Col 1 Col 2 Col 1 etc.

16. Process design Switching interval = sequence of elementary steps Discard (e) partial splitting of an exit stream and (f) closed-loop recirculation

17. Process design 3 key components: – Ad5 (product, fastest component) – Fastest eluting impurity (Ad5’s neighbor) – Slowest eluting impurity (defines cycle time) Design parameters – Column geometry, retention factors, HETPs, – Process constraints: pump flow rates, max ΔP, etc. – Quality constraints & objective: For a given target purity maximize yield

18. Process design Hide design complexity from end-user Parameters + specifications Parameters + specifications Cycle design model based- optimization Cycle design model based- optimization 5 × 2-way valves per column

19. Optimum SEC cycle Elute at upstream end ● collect product at downstream end ● Inject feed at the middle● discard waste fractions in between (1 st half cycle) (2 nd half cycle)

20. Predicted outlet concentration profiles at each column outlet over the 1 st switch interval Optimum SEC cycle Ad5 Total Fast Intermediate Slow

21. Analytics Quantification of total viral particles – DNA extraction and no. of viral DNA cpies determined by real-time PCR with LightCycler system – Total particle concentration confirmed by Nanosight NS500 Protein profile analysis in 4-12% NuPage gradient pre-cast gels (Invitrogen) HCP determined using ELISA kit for HEK293 cell line DNA quantified by Quant-iT PicoGreen Assay kit

22. Pilot-plant run UV signal at the outlet of column 2 for the 1 st 5 cycles: stable and fast cyclic steady state Product collection windows

23. Pilot-plant run TVP, HCP, and DNA concs in the prod fraction collected at each switching interval Stable cyclic steady state

24. 2C-SCC vs Batch Performance comparison against batch for the same amount of SEC medium × 6 + 50%

25. Conclusions Ad5 DSP train was streamlined and improved by converting the SEC single-column batch step to semi- continuous, two-column SCC operation. Purification & polishing in single step with buffer for final formulation Productivity increased 6 fold and yield increased by 50% Main drawbacks of SEC—low productivity and low product titer—minimized by our novel 2-column system that recycles the mixed fractions inside the system while operating in open-loop as the batch process Future work: plan to adapt core bead technology to the SEC step ➠ increase retention capacity for impurities

26. Thank you… Co-authors Piergiuseppe Nestola (PhD, IBET-ITQB) Ricardo J.S. Silva (PhD, FCT-UNL) Cristina Peixoto (Head, DSP @ IBET) Paula M. Alves (CEO, IBET) Manuel J.T. Carrondo (Vice-president, IBET) Financial support Portuguese National Science Foundation Sartorius Stedim Biotech (μfiltration/diafiltration)

27. 27 / MBI Training Programme / November 26th, 2008 Part 1: Continuous Downstream Practical examples and things to consider 1.“Improving Adenovirus Purification by Simulated Countercurrent Size Exclusion Chromatography” José Paulo Mota 2.“A Simple Strategy for Continuous Viral Inactivation” Mark Brower 3.“Robustness and Regulatory Considerations in the Development of a Continuous Bioprocess Unit-Operation” Ajoy Velayudhan Integrated Continuous Biomanufacturing October 20-24, 2013 Gran Hotel Rey Don Jaime Castelldefels, Spain - near Barcelona

28. A Simple Strategy for Continuous Viral Inactivation Mark Brower BioProcess Technology & Expression Bioprocess Development Kenilworth, NJ Integrated Continuous Biomanufacturing Castelldefels, Spain 20-24 October 2013

29. Continuous Processing DSP S U B* Depth /BRF Filtration Surge Bag BioSMB Protein A Single-Use Centrifugation Surge Bag p p BRF p p pp Viral Filtration Surge Bag Surge Bag Formulation: BRF/DiaF Continuous UF Anion Exchange Membrane p p Polishing Step Continuous Viral Inactivation AEXMAEXM BRF Surge Bag *Single-Use Bioreactor

30. Classical Inactivation Methods H+H+ Low pH HTST* UVC Light Detergent Precipitation tri(n-butyl) phosphate Triton X-100 *high temperature short time *Boschetti 2003 MVM

31. Borrowing Concepts from Bioreactors Tubular Holding Loop Spiral Holding Loop Bulk Media Sterilized Media

32. Residence Time Distribution Analysis PePe Fogler 1999

33. Tubular Reactor Based Viral Inactivation pH1 FC1 pH2pH3 FC2 FC3 C1 PAP Stream Acid Base Conductivity Adjuster  > 2t m pH Target Met (pH2 In-line pH check) Feedback control loop Static Mixer C1 Conductivity probe pH1 pH probe Tubing Coil PAP Surge Bag Out of Spec Return Line (start-up) FC1 Flow Controller Out Of Spec

34. Continuous Processing Case Study pH of Pro A Elution Peak

35. Questions?

36. 36 / MBI Training Programme / November 26th, 2008 Part 1: Continuous Downstream Practical examples and things to consider 1.“Improving Adenovirus Purification by Simulated Countercurrent Size Exclusion Chromatography” José Paulo Mota 2.“A Simple Strategy for Continuous Viral Inactivation” Mark Brower 3.“Robustness and Regulatory Considerations in the Development of a Continuous Bioprocess Unit-Operation” Ajoy Velayudhan Integrated Continuous Biomanufacturing October 20-24, 2013 Gran Hotel Rey Don Jaime Castelldefels, Spain - near Barcelona

37. 37 / MBI Training Programme / November 26th, 2008 Part 2: Continuous Bio- manufacturing Panel discussions: Ajoy Velayudhan, Mark Brower, José Paulo Mota, 1.Technology gaps Sensors Control strategies Auxiliary technologies 2.Future directions White papers PDA Technical reports Standardization Integrated Continuous Biomanufacturing October 20-24, 2013 Gran Hotel Rey Don Jaime Castelldefels, Spain - near Barcelona

38. 38 / MBI Training Programme / November 26th, 2008

39. 39 / MBI Training Programme / November 26th, 2008 Process intensification semi- and/or continuous processes smaller/more efficient columns/systems radical modifications control algorithms …… The best Chromatography at its very best Smart engineering improved hardware usage new operating principles ……. Better resins Good optimized pore structure composite constructs improved/new ligands ……. already here (past) better understanding (present) strict rules (future)

40. 40 / MBI Training Programme / November 26th, 2008 Definition of Process Intensification A set of often radically innovative principles (“paradigm shift”) in process and equipment design, which can bring significant (more than factor 2) benefits in terms of process and chain efficiency, capital and operating expenses, quality, wastes, process safety, etc. (European Roadmap of Process Intensification, 2007) Integrated Continuous Biomanufacturing October 20-24, 2013 Gran Hotel Rey Don Jaime Castelldefels, Spain - near Barcelona

41. Robustness and regulatory considerations in the development of a continuous bioprocess unit-operation Ajoy Velayudhan, Spiros Konstantinidis, and Jayan Senaratne Department of Biochemical Engineering University College London

42. Outline Introduction Process Development Control: Rapid adjustments to variations Quality: Fault diagnosis Regulatory: Batch definition Conclusions 42

43. Introduction Clear advantages to continuous DSP –Better utilisation of adsorbent; reduced consumption of mobile phase; more difficult separations (  ~ 1.5) feasible Opportunities remaining –If the entire process is continuous, a global design is required Must match equipment/process time constants Long-range interactions increase failure/deviation modes Control strategies must become more sophisticated –Any continuous step requires batch/lot definition 43

44. Downstream Process Development Batch –Each unit operation is usually developed separately –Any optima found are therefore only local –Unexpected interactions among steps may ensue Continuous –If the entire process is continuous, must be developed holistically –More likely to result in a robust process –Multiple modalities available 44

45. Operational Modes in Continuous DSP Multiple operational modes in the literature Optimisation methods can select operational mode as well as parameter values –Kawajiri and Biegler, 2006 Multi-objective optimisation has been used –Many two-objective examples –Four objectives have been optimised (yield, purity, throughput, solvent consumption) Hakanen et al, 2007 45

46. Case study—ternary separation by stepwise elution in 6-zone SMB/TMB 46 Zone I Zone IV Zone II Zone III Zone VI Zone V D1 (C m 1 ) E1 (Enriched in C) D2 (C m 2 ) E2 (Enriched in B) R (Enriched in A) Direction of adsorbent movement F (A,B,C,C m 3 )

47. Base-Case Result 47

48. Robustness of SMB Robust against time-invariant changes for 4-zone SMB –Step changes in porosities and binding capacities: Wang, 1998 –Column homogeneity: Guiochon, 2001 –Feed variations: Wankat, 2002 –Switching time: Wang, 2003 Time-dependent changes for 6-zone TMB/SMB –Gradual loss of binding capacity –Fluctuating flow rates and modulator levels 48

49. Gradual decrease of resin binding capacity Consequences –Gradual worsening of purity, yield –Eventual failure of CQAs –Control-based adjustment of flow rates insufficient –Run must be stopped –Fate of lot? 49

50. Decrease of flow rates from set points Quite easily detectable in simple systems Will this become more difficult for complex systems? What rapid response is available? 50

51. Resin failure mode 51

52. Pump failure mode 52

53. Combined failure mode 53

54. Assessment If failure modes cannot be mapped uniquely into first causes, adjusting to variations on-the-fly will become problematic. As more unit operations are combined, the complexity of the overall model will inevitably increase. Will such non-uniqueness arise? If so, may need more complex models and more sophisticated analytics to recover a unique mapping. 54

55. Regulatory Definitions of Batch and Lot 21 CFR 210.3 Batch: Specific quantity of drug […] intended to have uniform character and quality […] and is produced during a single manufacturing order during the same cycle […] Allows for continuous processing Lot: a batch, or specific identified portion of a batch […]; or [if] produced by a continuous process, a specific amount produced in a unit of time or quantity […] that assures its having uniform character or quality […] Batch and lot are well-defined for continuous processing 55

56. Semi-Continuous Manufacturing 56 Continuous Cell Culture Continuous Capture Holding Tank Viral Inactivation Viral FiltrationBDS Continuous Polishing Continuous steps Batch steps

57. Batched (semi-continuous) operation Clear advantages –Can address process deviations Replace resin or other raw material Recalibrate pumps, etc –Clear definition of batches and lots Limited lots in jeopardy because of deviations Facilitate the addressing of deviations Disadvantages –Start-up and shutdown can be long –Mismatch with the rest of the process if it is truly continuous Shutdown example –How much material can be collected during shutdown? 57

58. Conclusions (Semi-)Continuous operations will certainly be widely tested for biologics. Caveat: –Complex sequences of steady-states may encapsulate complex dynamics. –A deeper understanding of our unit-operations, and interactions among them, may be essential to success. –Better analytics, as well as more frequent sampling, may be needed. 58

60. 60 / MBI Training Programme / November 26th, 2008 Part 2: Continuous Bio- manufacturing Panel discussions: Ajoy Velayudhan, Mark Brower, José Paulo Mota, 1.Technology gaps Sensors Control strategies Auxiliary technologies 2.Future directions White papers PDA technical reports Standardization Integrated Continuous Biomanufacturing October 20-24, 2013 Gran Hotel Rey Don Jaime Castelldefels, Spain - near Barcelona