1. SOA Based System Integration Project For the CSRC www.oasis-open.org Beijing Miracle Hi-Tech Co.,Ltd. [China Securities Regulatory Commission]

2. www.oasis-open.org The Project Background The Integration Engineering About the Miracle

3. www.oasis-open.org Authorized by the State Council,China Securities Regulatory Commission conduct supervision and regulation on countrywide securities and Futures Markets in accordance with law. Conducting supervision and regulation on securities and futures markets. Drafting relevant laws and regulations on securities and futures markets. Supervising securities and futures Exchanges. Managing the foreign relationships and international cooperation affairs in the capacity of the competent authorities. The Project Background About the CSRC

4. www.oasis-open.org Chairman Function Dept1 Dept. of Public Offering Supervision Function Dept2 Dept. of Listed Company Supervision Function Dept… Shanghai Resident Office of CSRC Shenzhen Resident Office of CSRC Regional Securities authority Beijing Guangzhou Changsha … Total 36 Vertical Public Offering and Listing Review Committee horizontal Research Center Total 16 CSRC Organizational Chart 。。。。。 The Project Background

5. www.oasis-open.org Each of its total 16 function departments has their owned independent information system, there existed respective standards or specifications for construction and maintenance of each information system. Data query and extraction is not convenient, there exist isolated island of information. Meanwhile, the user identity authentications mechanism are not uniform. Current Status of informatization Development The Project Background

6. www.oasis-open.org Current Status of informatization Development The Project Background

7. www.oasis-open.org The demands on public service system integration There were many information columns of public service, data information spread over different location, and they were not convenient to be maintained and queried. the styles of information interface were not standardized and uniform, so, a comprehensive integration should be conducted. In addition, the information columns for macro information should be added. The demands on vertical regulation system integration Individual function departments within the CSRC have different regulation systems for different affairs, so their system data were comparatively independent.however, there exist requirements of data exchange and share among these systems in accordance with the demands for regulation affairs. Share of foundational data and integrated query should be realized. The demands on the horizontal regulation integration Foundational information that can be horizontal share, i.e., Senior management database, administrative penalty database, listed company, organization etc. The Informatization Requirements The Project Background

8. www.oasis-open.org The Planning phase We investigated all kind of information resources within the CSRC in a religious manner, then submitted general design solution, technical solution, standard systems and implementation plan. Meanwhile, we established the data standard system, the re-construction solution for construction of new system and integration of legacy system. The Construction phase (Term 1) by the guide of overall plan, we built a initial integration framework for the CSRC information system, realized the integration for lower data and upper interface. And, based on previous integration endeavors, we built integrated query applications, realized uniform user management and identity authentication, re-built the interior network portal to meet the CSRC leader’s requirement to query information for macro market regulation. The Improvement Phase ( Term 2) We Built improved information resources directory platform and data exchange and share platform, we built a centralized regulation platform and realized automatic monitoring for interior network operation ; we improved intelligent capabilities of regulation system by using the data warehouse technology, so, the system can meet new requirements come form affair departments with lower costs and enable the CSRC leader to master macro market situations for regulation. The Informatization Construction Objectives The Project Background

9. www.oasis-open.org The Informatization Construction Scope The Project Background

10. www.oasis-open.org The data integration Established shared database and data standards to process data, realized the maximum of data utilities. The application integration Realized data correlation, business modeling, data views, statistics and analysis, and presentation of report customization. The interface integration Portal rebuilding, information syndication, single sign-on. Data extraction,transform and load (ETL), intelligent report customization and query, data analysis and processing, statistical model, index of data categorization full-text search and combination search. The Way of Integration The Integration Engineering

11. www.oasis-open.org The Way of Integration The Integration Engineering

12. www.oasis-open.org SOA Architecture It is not to re-build a system but to mine potentials of original system as deep as possible. The Integration Engineering

13. www.oasis-open.org High-Level Design for System Integration The Integration Engineering

14. www.oasis-open.org High-Level Design for System Integration 1.Interior network information portal integration 2.Integrated query 3.Data integration The Integration Engineering

15. www.oasis-open.org 1. Interior Information Portal Integration Functions: Content management and consolidation. (information publication and integrated query). Personalized portal customization. Uniform identity management and authentication. Single sign-on. The Integration Engineering Interior Information Portal Integration

16. www.oasis-open.org The Portal Architecture ( using the ideas and technologies of the Portal) The Integration Engineering Interior Information Portal Integration

17. www.oasis-open.org The Uniform Authentication Service Functions The Integration Engineering Interior Information Portal Integration

18. www.oasis-open.org Functions description for uniform authentication service Provide uniform user entry of single sign-on Provide uniform user management Provide uniform identity authentication Provide uniform access rights management and dynamically hierarchical authorization. Provide function of hierarchical access control Provide functions of audit and log The Integration Engineering Interior Information Portal Integration

19. www.oasis-open.org Overall Logic Architecture for the Information Portal The Integration Engineering Interior Information Portal Integration

20. www.oasis-open.org The Relationship Diagram for Inter-Components of the Information Portal The Integration Engineering Interior Information Portal Integration

21. www.oasis-open.org To Realize the Single Sign-on By Integrating Existing Systems The Integration Engineering User Management System Interior Information Portal Integration

22. www.oasis-open.org The Integration Principles To protect occurred investments and keep the system stable, the way to integrate existing business information systems was the system-level integration with coarse granularity, and we made use of data interaction interface to keep the integrity of existing system as much as possible. The Integration Engineering To avoid recurring investments,new system should make use of the information portal to realize uniform user and access rights management, it is unnecessary to re-build systems. Interior Information Portal Integration

23. www.oasis-open.org integration work 1.Established uniform user management database 2.Import user data from existing system of CSRC 3.Established uniform user management and access rights management system. 4.Re-built all application systems inetrface in a proper manner to realize uniform identity authentication and single sign-on. 5.Established user mapping mechanism. 6.Synchronously managed the Add, Delete, Modify for users of all systems, and performed uniform maintenance for access rights as well as hierarchical management. The Integration Engineering Interior Information Portal Integration

24. www.oasis-open.org 2. Integrated query Uniform query entry the subject-oriented query Intelligent query The Integration Engineering Integrated query

25. www.oasis-open.org High-Level Architecture Design for Integrated Query The Integration Engineering Integrated query

26. www.oasis-open.org Keyword-based full-text search and intelligent query Information integration Information indexing Information retrieval Data presentation The Integration Engineering Integrated query

27. www.oasis-open.org The Subject-Oriented Search and Query Determine the subjects- orient to individual application subject of the CSRC and the query requirements of the CSRC leaders. Establish model- establish related query business models, data models and data views Consolidate data- conduct the interface adaptation according to the models, and conduct the data extraction, data processing, statistics and analysis,then import data into share database. Integrated query- customization query for specific requirements. Present the result- tabulation, statistics report, statistics chart, multi-dimensional analysis chart and presentation of correlated data. Integrate and use functions of integrated query for respective regulation system. The Integration Engineering Integrated query

28. www.oasis-open.org The Architecture Design for Customization Query Component The Integration Engineering Integrated query

29. www.oasis-open.org The Customization Query Flow The Integration Engineering Integrated query

30. www.oasis-open.org 3. Data Integration The Integration Engineering Data Integration

31. www.oasis-open.org The Functions of Shared database The data integration Integrate data come from different system database, provide consistent data integration views for user. share basic data: shareable basic data for each department; shareable business data for each department; shareable statistics and analysis data for each department; realize the data cache. Instant query and integrated query. concentration and Distributed storage and management of data. Guarantee on the data query efficiency, negligible impacts on original business systems. Securable, reliable, open, scalable. The Integration Engineering Data Integration

32. www.oasis-open.org The Categorization Storage Model for Shared database The Integration Engineering Data Integration

33. www.oasis-open.org Basic database -Sample The Integration Engineering Data Integration

34. www.oasis-open.org Basic database-Uniform user database The Integration Engineering Data Integration

35. www.oasis-open.org The Data Integration and Share Technology The Integration Engineering Data Integration

36. www.oasis-open.org Data IPO The Integration Engineering Data Integration

37. www.oasis-open.org A leading brand of China E-government. The 1st Chinese company to be invited to participate in the World Congress of e-government in 2001,Washington. The builder of 1st Digital-Park in China. The operator of Hi-bj.com, a portal website of BeiJing. Wuyongxiang@miraclesoft.com.cn TEL:8610-58858688 miraclesoft.com.cn About the Miracle

38. www.oasis-open.org Thanks!