1. OFFICE OF SCIENCE Kin Chao, Chairperson DOE/SC Review Committee Office of Science, U.S. Department of Energy http://www.science.doe.gov/opa/ Review Committee for the National Spherical Torus Experiment (NSTX) Upgrade Project Princeton Plasma Physics Laboratory February 4, 2014

2. OFFICE OF SCIENCE 2 DOE Review of NSTX DOE EXECUTIVE SESSION AGENDA Tuesday, February 4, 2014—Site-C Lyman Spitzer Building (LSB), Room B318 8:30 a.m.Introduction and OverviewK. Chao 8:35 a.m.FES Perspective B. Sullivan 8:40 a.m. Federal Project Director PerspectiveT. Indelicato 8:45 a.m. Adjourn Project and review information is available at:

3. OFFICE OF SCIENCE Review Committee 3 Kin Chao, DOE/SC, Chairperson Review Committee Arnie Kellman, General Atomics Will Oren, TJNAF Observers Barry Sullivan, DOE/SC Tony Indelicato, DOE/PSO Maria Dikeakos, DOE/PSO

4. OFFICE OF SCIENCE 4 Charge Questions 1.Critical Path Construction Efforts: Does the Project team have a realistic, executable schedule for Center Stack (CS) remaining construction efforts? Does the project have adequate resources and the appropriate skills mix to execute the remainder of the project per the plan? 2.Baseline Cost and Schedule: Are the current project cost and schedule projections consistent with the approved baseline cost and schedule? Is the contingency remaining adequate for the risks that remain? 3.Management: Evaluate the management structure as to its adequacy to deliver the scope within budget and schedule. Are risks being actively managed? Has the project responded satisfactorily to the recommendations from the previous project reviews?

5. OFFICE OF SCIENCE 5 Agenda

6. OFFICE OF SCIENCE 6 Closeout Presentation and Final Report Procedures

7. OFFICE OF SCIENCE 7 Format: Closeout Presentation (Use PowerPoint / No Smaller than 18 pt Font) 2.1Use Section Number/Title corresponding to writing assignment list. List Review Subcommittee Members List Assigned Charge Questions and Review Committee Answers 2.1.1Findings – What the project told us In bullet form, include your account of factual technical, cost, schedule, and management. Information provided/presented by the Project 2.1.2Comments – What we think about what the project told us In bullet form, include your assessment of project status (observations, concerns, feedback, suggestions, etc.) based on the findings. This section carries more emphasis than the Findings, but does not require an action as do the Recommendations. Do not number your comments. 2.1.3Recommendations – What we think the project needs to do 1.Beginning with an action verb, provide a brief, concise, and clear statement with a due date. 2.

8. OFFICE OF SCIENCE 8 Format: Final Report (Use MS Word / 12pt Font) 2.1Use Section Number/Title corresponding to writing assignment list. 2.1.1Findings – What the project told us Include a brief narrative description of technical, cost, schedule, and management information provided by the project. Each subcommittee will emphasize their area of responsibility. 2.1.2Comments – What we think about what the project told us Descriptive material assessing the findings and making observations and conclusions based on the findings. In addition, the committee’s answer to the charge questions should be contained within the text of the Comments Section. Do not number your comments. 2.1.3Recommendations – What we think the project needs to do 1.Beginning with an action verb, provide a brief, concise, and clear statement with a due date. 2. 3.

9. OFFICE OF SCIENCE 9  Present closeout reports in PowerPoint.  Forward your sections for each review report (in MSWord format) to Casey Clark, casey.clark@science.doe.gov, casey.clark@science.doe.gov by February 10, 8:00 a.m. (EST). Expectations

10. OFFICE OF SCIENCE Closeout Report by the Review Committee for the National Spherical Torus Experiment (NSTX) Upgrade Project Princeton Plasma Physics Laboratory February 4, 2014 Kin Chao Review Committee Chair Office of Science, U.S. Department of Energy http://www.science.doe.gov/opa/

11. OFFICE OF SCIENCE 11 Template for Charge Questions Findings Comments Recommendations 1.Critical Path Construction Efforts: Does the Project team have a realistic, executable schedule for Center Stack (CS) remaining construction efforts? Does the project have adequate resources and the appropriate skills mix to execute the remainder of the project per the plan? 2.Baseline Cost and Schedule: Are the current project cost and schedule projections consistent with the approved baseline cost and schedule? Is the contingency remaining adequate for the risks that remain? 3.Management: Evaluate the management structure as to its adequacy to deliver the scope within budget and schedule. Are risks being actively managed? Has the project responded satisfactorily to the recommendations from the previous project reviews?

12. OFFICE OF SCIENCE 12 Project Status PROJECT STATUS Project TypeMIE / Line Item / Cooperative Agreement CD-1Planned:Actual: CD-2Planned:Actual: CD-3Planned:Actual: CD-4Planned:Actual: TPC Percent CompletePlanned: _____%Actual: _____% TPC Cost to Date TPC Committed to Date TPC TEC Contingency Cost (w/Mgmt Reserve)$_____% to go Contingency Schedule on CD-4b______months_____% CPI Cumulative SPI Cumulative