1. COPYRIGHT LAW 2003 Professor Fischer CLASS of April 9 2003: TECHNOLOGICAL PROTECTION MEASURES

2. WRAP-UP: DMCA s. 1201 2 kinds of protection. The DMCA distinguishes between Access Control Measures (stronger) Copy Control Measures (weaker) Note – not technology-specific

3. Access Controls: DMCA section 1201(a)(1): “No person shall circumvent a technological protection measure that effectively controls access to a [copyrighted] work…” This prohibits access to a work, not just access to a copy of the work. Thus this right broadens copyright owner’s rights. Does this result in overprotection?

4. DMCA 1201(a)(2): Anti- Trafficking Provisions – Access Prohibits manufacturing, importing, offering to public, provide, traffic in technology that is primarily designed to circumvent technological protection measures that effectively control access, has only limited commercially significant purposes except to circumvent technological protection measures, or is marketed by that person with knowledge for use in circumventing technological protections.

5. Anti-trafficking: Copy Controls – s. 1201(b)(1) Rather similar but bars manufacture or trafficking in technologies that are primarily designed or produced for the purpose of circumventing technological measures that effectively protects a right of the copyright owner [as opposed to access to the copyrighted work]

6. Penalties under DMCA What civil and criminal penalties are applicable to violations of the DMCA?

7. Penalties under DMCA What civil and criminal penalties are applicable to violations of the DMCA? S. 1203 (civil) – injunctive relief, damages (actual or statutory ($200 to $2500 for act of circumvention, device, product etc..; triple damages for repeated violation), costs, attorney’s fees). Reduction for innocent violation. S. 1204 (criminal) – first offense: fine up to $500,000 and/or imprisonment up to 5 years; subsequent offense: fine up to $1 million and/or imprisonment up to 10 years

8. Does Fair Use Survive the DMCA?

9. S. 1201(c) (1) provides: “Nothing in this section shall affect rights, remedies, limitations, or defenses to copyright infringement, including fair use, under this title.” -also doesn’t affect vicarious or contributory liability or free speech rights

10. DMCA s. 1201 (d)-(j) Section 1201 (d)-(j) provides exceptions for, e.g., certain reverse engineering, law enforcement activities, certain library uses, certain encryption research, privacy protection, protection of minors, security testing of computer systems Also – rulemaking provision under s. 1201(a)(1)(B)-(D).

11. First Triennial Inquiry Are there particular “classes of works” as to which users are, or are likely to be, adversely affected in their ability to make noninfringing uses if they are prohibited from circumventing such technological measures On October 27, 2000, Library of Congress/Copyright Office issued a final rule identifying 2 classes of works exempt from access provisions

12. Exemptions following first Copyright Office triennial inquiry 1. Compilations of lists of web sites blocked by filtering software applications 2. Literary works, including computer programs and databases, protected by access control mechanisms that fail to permit access because of malfunction, damage or obsoleteness In future there may be a need for more exemptions

13. Second Triennial Inquiry – ongoing! Public hearings to be held starting this Friday April 11 2003 – see: http://www.copyright.gov/newsnet/2003/issue_19 1.html#hearings http://www.copyright.gov/newsnet/2003/issue_19 1.html#hearings Comments and reply comments have been posted on Copyright Office web site. Suggested exemptions include literary works protected by access controls that protect both copyrighted works and p.d. works; motion pictures on DVD, e-books, works broadcast on college radio stations, tools that previously existed but can be used as technological circumventions etc.

14. Universal City Studios v. Reimerdes CB p. 581 Plaintiffs: 8 major motion picture studios Defendants included (l) Eric Corley a.k.a. Emmanuel Goldstein, publisher of 2600: The Hacker Quarterly Ps alleged violations of DMCA – how did defendants respond?

15. Jon Johansen: Creator of DeCSS Norwegian teenager: 15 years old when he created DeCSS Prosecuted under s. 145(2) 145(2) of the Norwegian Criminal Code, which punishes "any person who by breaking a protective device or in a similar manner, unlawfully obtains access to data or programs which are stored or transferred by electronic or other technical means." Acquitted in Jan. 2003, under appeal

16. See an essay by Nowegian professor Jon Bing at: http://www.eff.org/IP/DRM/DeCSS_prosec utions/Johansen_DeCSS_case/20000125_bi ng_johansen_case_summary.html http://www.eff.org/IP/DRM/DeCSS_prosec utions/Johansen_DeCSS_case/20000125_bi ng_johansen_case_summary.html For a Norwegian legal perspectivre

17. Protesters at the federal trial (2000) http://www.nylug.org/articles/index.shtml?nycdvdcourt “Electronic Civil Disobedience?”

18. REIMERDES Cause of action: DMCA 12(a)(2) – anti- trafficking provisions Defense: Actions don’t violate DMCA and DMCA violates the First Amendment

19. JUDGE KAPLAN Finds 1. Posting DeCSS was a violation of 1201(a)(2) that was not protected by statutory exceptions for fair use, good faith encryption research, or security testing or by fair use, as was linking where knew offending material on linked-to-cite and knew unlawful circumvention technology and link created to disseminating that technology.. 2. Anti-trafficking provisions constitutional under first Amendment 3. Awards injunctive and declaratory relief- to deter

20. REIMERDES APPEAL Second Circuit ruled in November to affirm Judge Kaplan’s order Kathleen Sullivan, the Dean of Stanford Law School and a noted constitutional scholar, argued the appeal for the defendants. Review by the U.S. Supreme Court is not sought

21. More DMCA litigation Considerable number of cases have been brought under the DMCA Some, such as EFF Fred Von Lohmann, have alleged that the unintended consequences of the DMCA litigation is that it is being used not to control piracy but to stifle competition, to impede free expression and scientific research, and to jeopardize fair use. See: http://www.eff.org/IP/DMCA/20030102_dmca_u nintended_consequences.html http://www.eff.org/IP/DMCA/20030102_dmca_u nintended_consequences.html Some prominent commentators like Pamela Samuelson have argued for revision of DMCA Copyright industries counter that the DMCA is necessary to combat the growing problem of piracy

22. Felten Case Edward Felten is Associate Professor, Dept. of Computer Science, Princeton University – see “Freedom to Tinker” blog at: http://www.freedom- to-tinker.com/http://www.freedom- to-tinker.com/ RIAA warned conference organizers that publishing Felten’s paper on SDMI research would violate DMCA What happened after that?

23. Sklyarov/ElcomSoft Prosecution: ElcomSoft was acquitted

24. DMCA- copyright management provisions S. 1202 Kelly v. Arriba Soft Concerns of Professor Julie Cohen re: privacy – loss of anonymity