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London, England 7-8 July 2011 International Congress on Professional and Occupational Regulation Fairness in Canadian Public Policy and its Effect on Registration Practices Wendy Martin, Inspiration Point Consulting Promoting Regulatory Excellence
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Overview Context Agreement on Internal Trade Review Boards Fair Registration Acts Foreign Qualifications Standards Conclusion
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CONTEXT Fairness & Regulation in Canada
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What is Fairness? Fairness Substantive Relational Procedural
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Canadians, eh Culture of fairness to all Canadian citizens regardless of where born http://ironic1.com/
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Regulation by Province/Territory
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Canadian Regulatory Agencies Created through legislation Mandate: Protect the Public Self-regulatory structure: –Board/council –Committee, incl. Registration cmte
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Entry-to-Practice Responsibilities Set standards for registration Assess Canadian and internationally educated applicants Create policies, procedures, and tools for carrying out these tasks All in the name of public safety
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Government Oversight Growing Traditionally, oversight via legislation and regulations Now also Mobility Agreements, Review Boards, Fairness Acts
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MOBILITY WITHIN CANADA Agreement on Internal Trade
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New National Law Agreement on Internal Trade Chapter 7 – Labour Mobility, 1995 & 2009
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AIT (2009) stipulates that regulators: Must register an interprovincial applicant without reassessing
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AIT allows regulators to require: Reasonable application fees, insurance, bond, criminal background check, evidence of good character Evidence of good standing Demonstration of knowledge of provincial jurisprudence
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AIT Exceptions Must meet a legitimate objective (e.g. environmental protection)
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Impact on Regulators Put in motion harmonization work –Increased communication and understanding between provinces –Additional workload
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Impact on Regulators, cont. Decreased work in registration –Cannot require additional training, etc –Collaboration with other provinces
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Lowest common denominator problem IEPs have chosen to go to province with least stringent requirements to be registered They then move to whatever province/territory they want
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Impact on Registration Practices Registration criteria are largely harmonized Exceptions are clear and published Increase in national assessment processes
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REVIEW BOARDS
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Review Boards Ontario (2005), BC (2009), Quebec (2010) Receive complaints from individuals Different approaches: from formal hearing to more flexible reviews
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Impact on Regulators Added workload Financial burden Some good feedback
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Impact on Registration Practices Perception of increased fairness Some changes made to improve registration practices but focus on individuals
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FAIR REGISTRATION ACTS
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Fair Registration Acts Ontario (2006), Nova Scotia (2008), Manitoba (2009), Quebec (2009) Focused on systemic change, not individuals Created Commissioners to oversee implementation
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Principles-Based Mandates Fair Transparent Objective Impartial
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Regulators must provide: Clear information Timely decisions Internal review or appeal Trained assessors Applicant access to records
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Different Approaches
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Ontario Excerpt from OFC website homepage
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Ontario Reporting Requirements Annual reports on registration practices Triennial external audits Entry-to-practice reviews OFC-led reviews
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Impact on Ontario Regulators Guidelines for reviewing registration practices Significant additional workload Large financial costs to regulators
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Regulators’ Reactions Fear, suspicion, worry “Cautiously optimistic” 2007 2011
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Impact on Registration Practices Documented improvements Some delay in implementing improvements (due to OFC- related workload)
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Manitoba
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Manitoba reporting requirements Registration Review as requested Must include applicant data - collected via a process developed by OFC
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Impacts on Manitoba Regulators Regular, useful meetings Minor frustrations Funding available
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Impact on Registration Practices Some improvements implemented or underway
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Nova Scotia’s Review Officer In process of being established Plan to focus on education and capacity building Will require biannual reports
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Quebec’s Complaints Commissioner In process of being established Act is not detailed, gives a lot of latitude to commissioner Plan to implement a flexible, creative process to be “agent of change”
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Quebec – A 3-fold Mandate 1.Verify/audit registration systems 2.Monitor the cooperation between the professional system and the educational system 3.Examine individual complaints
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FQR STANDARDS Foreign Qualification Recognition (FQR)
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FQR Frameworks Foreign Qualification Recognition Plan for Alberta (2008) Framework for a Manitoba Strategy on Qualifications Recognition (2008) Pan-Canadian Framework for the Assessment and Recognition of Foreign Qualifications (2009)
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Pan-Canadian Framework for FQR
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Impact on Regulators Funding available Indirect push to harmonization and simplification of processes Assists in clarifying expectations
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Impact on Registration Improvements made Pan-Canadian Framework is a push to harmonization Some professions have created own frameworks
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CONCLUSION Fairness & New Oversight Mechanisms for Registration Practices
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Summing Up Lots of new oversight mechanisms Registration criteria and processes becoming harmonized across Canada Costs and benefits for regulators Good for professionals
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Speaker Contact Information Wendy Martin Inspiration Point Consulting wmartin@inspirationpoint.ca Canada Tel: 250-753-8671 www.inspirationpoint.cawww.inspirationpoint.ca qualifications recognition for mobility and regulation
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