1. ZING Systematic State Space Exploration of Concurrent Software Jakob Rehof Microsoft Research http://research.microsoft.com/~rehof http://research.microsoft.com/zing Joint work with Tony Andrews (MS) Shaz Qadeer (MSR) Sriram K. Rajamani (MSR)

2. http://research.microsoft.com/zing

3. Lecture I : Outline Software Model Checking Overview of ZING

4. Software Validation Large scale reliable software is hard to build and test. Different groups of programmers write different components. Integration testing is a nightmare.

5. Property Checking Programmer provides redundant partial specifications Code is automatically checked for consistency Different from proving whole program correctness –Specifications are not complete

6. Interface Usage Rules Rules in documentation –Incomplete, unenforced, wordy –Order of operations & data access –Resource management Disobeying rules causes bad behavior –System crash or deadlock –Unexpected exceptions –Failed runtime checks

7. Does a given usage rule hold? Checking this is computationally impossible! Equivalent to solving Turing’s halting problem (undecidable) Even restricted computable versions of the problem (finite state programs) are prohibitively expensive

8. Why bother? Just because a problem is undecidable, it doesn’t go away!

9. Automatic property checking = Study of tradeoffs Soundness vs completeness –Missing errors vs reporting false alarms Annotation burden on the programmer Complexity of the analysis –Local vs Global –Precision vs Efficiency –Space vs Time

10. Broad classification Underapproximations –Testing After passing testing, a program may still violate a given property Overapproximations –Type checking Even if a program satisfies a property, the type checker for the property could still reject it

11. Current trend Confluence of techniques from different fields: –Model checking –Automatic theorem proving –Program analysis Significant emphasis on practicality Several new projects in academia and industry

12. Model Checking Algorithmic exploration of state space of the system Several advances in the past decade: –symbolic model checking –symmetry reductions –partial order reductions –compositional model checking –bounded model checking using SAT solvers Most hardware companies use a model checker in the validation cycle

13. enum {N, T, C} state[1..2] int turn init state[1] = N; state[2] = N turn = 0 trans state[i]= N & turn = 0 -> state[i] = T; turn = i state[i] = N & turn !=0 -> state[i] = T state[i] = T & turn = i -> state[i] = C state[i] = C & state[2-i+1] = N -> state[i] = N state[i] = C & state[2-i+1] != N -> state[i] = N; turn = 2-i+1

14. N1,N2 turn=0 T1,N2 turn=1 T1,T2 turn=1 C1,N2 turn=1 C1,T2 turn=1 N1,T2 turn=2 T1,T2 turn=2 N1,C2 turn=2 T1,C2 turn=2 N = noncritical, T = trying, C = critical

15. Model Checking Strengths –Fully automatic (when it works) –Computes inductive invariants I such that F(I)  I –Provides error traces Weaknesses –Scale –Operates only on models How do you get from the program to the model?

16. Theorem proving –Early theorem provers were proof checkers They were built to support assertional reasoning in the Hoare style Cumbersome and hard to use –Greg Nelson’s thesis in early 80s paved the way for automatic theorem provers Theory of equality with uninterpreted functions Theory of lists Theory of linear arithmetic Combination of the above ! –Automatic theorem provers based on Nelson- Oppen method are widely used ESC Proof Carrying Code

17. Theory of Equality. Symbols: =, , f, g, … Axiomatically defined: E = E E 2 = E 1 E 1 = E 2 E 1 = E 2 E 2 = E 3 E 1 = E 3 E 1 = E 2 f(E 1 ) = f(E 2 ) Example of a satisfiability problem: g(g(g(x)) = x  g(g(g(g(g(x))))) = x  g(x)  x Satisfiability problem decidable in O(n log n)

18. a : array [1..len] of int; int max := -MAXINT; i := 1; {  1  j  i. a[j]  max} while (i  len) if( a[i] > max) max := a[i]; i := i+1; endwhile {  1  j  len. a[j]  max} (  1  j  i. a[j]  max)  ( i > len)  (  1  j  len. a[j]  max}

19. Automatic theorem proving Strengths –Handles unbounded domains naturally –Good implementations for equality with uninterpreted functions linear inequalities combination of theories Weaknesses –Hard to compute fixpoints –Requires inductive invariants Pre and post conditions Loop invariants

20. Program analysis Originated in optimizing compilers –constant propagation –live variable analysis –dead code elimination –loop index optimization Type systems use similar analysis Are the type annotations consistent?

21. Program analysis Strengths –Works on code –Pointer aware –Integrated into compilers –Precision efficiency tradeoffs well studied flow (in)sensitive context (in)sensitive Weakenesses –Abstraction is hardwired and done by the designer of the analysis –Not targeted at property checking (traditionally)

22. Model Checking, Theorem Proving and Program Analysis Very related to each other Different histories –different emphasis –different tradeoffs Complementary, in some ways Combination can be extremely powerful

23. What is the key design challenge in a model checker for software? It is the model!

24. Model Checking Hardware Primitive values are booleans States are boolean vectors of fixed size Models are finite state machines !!

25. Characteristics of Software Primitive values are more complicated –Pointers –Objects Control flow (transition relation) is more complicated –Functions –Function pointers –Exceptions States are more complicated –Unbounded graphs over values Variables are scoped –Locals –Shared scopes Much richer modularity constructs –Functions –Classes

26. When I use a model checker, it runs and runs for ever and never comes back… when I use a static analysis tool, it comes back immediately and says “I don’t know” - Patrick Cousot Computing power doubles every 18 months -Gordon Moore

27. Problem Check if programs written in common programming languages (C, C++, C#, Java) satisfy certain safety properties Examples of properties: –API usage rules – ordering of calls –Absence of races –Absence of deadlocks –Protocol (state machines) on objects –Language-based safety properties

28. Approach Extract abstract “model” from the program that captures all “relevant” portions of the program with respect to property of interest Systematically explore the state space of the extracted model. Example: SLAM –Check if a sequential C program uses an interface “correctly” as specified by a safety property, using boolean program models

29. Sequential C program Finite state machines Source code FSM model checker Traditional approach

30. Sequential program in rich programming language (eg. C) Finite state machines Source code FSM abstraction model checker C data structures, pointers, procedure calls, parameter passing, scoping,control flow Software model checking Boolean program Data flow analysis implemented using BDDs SLAM Push down model Related work: BLAST, MAGIC,…

31. Source code abstraction model checker Zing Rich control constructs: thread creation, function call, exception, objects, dynamic allocation Model checking is undecidable! Device driver (taking concurrency into account), web services code, transaction management system (2pc)

32. Source code abstraction model checker Zing 3 core constructs: 1.Procedure calls with call-stack 2.Objects with dynamic allocation 3.Threads with dynamic creation Inter-process communication: 1.Shared memory 2.Channels with blocking-receives, non-blocking sends, FIFO Concurrent program in rich programming language

33. Lecture I : Outline Software Model Checking Overview of ZING

34. Zing: Challenges and Approach Handling programming language features –Compile Zing to an intermediate “object model” (ZOM) –Build model checker on top of ZOM State explosion –Expose program structure in ZOM –Exploit program structure to do efficient model checking

35. State Heap: complex types … Process … Processes Zing Object Model: Internal StateView Globals: simple types & refs Stack IP Locals Params IP Locals Params …

36. Zing Object Model: External State View Simplified view to query and update state –How many processes? –Is process(i) runnable? –Are two states equal? –Execute process(i) for one atomic step Can write simple DFS search in 10 lines

37. private void doDfs(){ while(stateStack.Count > 0){ State s = (State) stateStack.Peek(); bool foundSuccessor = false; // find the next process to execute and execute it for (int p = s.LastProcessExplored + 1; p < s.NumProcesses; p++) { if(s.RunnableProcesses[p] { State newS = s.Execute(p); if (!stateHash.contains(newS)){ stateHash.add(newS); stateStack.push(newS); foundSuccessor = true; break; } if(!foundSuccessor) stateStack.Pop(); } DOESN’T SCALE NEED TO EXPLOIT PROGRAM STRUCTURE !

38. Optimizations to make model checking scale Exploring states efficiently –Finger-printing –State-delta –Parallel model checking with multiple nodes Exploring fewer states (using mathematical properties) –Reduction –Summarization –Symbolic execution –Iterative Refinement –Compositional conformance checking

39. Saving storage Only states on the checkers stack are stored For states not on the stack only a fingerprint is stored Store only “deltas” from previous states

40. State reduction Abstract notion of equality between states Avoid exploring “similar” states several times Exploit structure and do this fully automatically while computing the fingerprint: s1  s2  f(s1) = f(s2) Heap1 a 100 b0 200 Heap2 b0 150 a 300 ptr

41. Architecture & Communication Model Checker Model Checker Model Checker Model Checker Reachable states Frontier Trace Reached StatesFrontier States Server

42. Optimizations to make model checking scale Exploring states efficiently –Finger-printing –State-delta –Parallel model checking with multiple nodes Exploring fewer states (using mathematical properties) –Reduction –Summarization –Symbolic execution –Iterative Refinement –Compositional conformance checking

43. Racy program: need to explore all interleavings! local int y = 0; x := x + 1; assert(x div 4); y = y+1; //initialize int x :=0; local int z = 0; x := x + 1; assert(x div 4); z = z+1;

44. Race-free program: need to explore two interleavings! local int y; acquire (m); x := x + 1; assert(x div 4); release (m); y = y+1; //initialize int x :=0; mutex m; local int z; acquire (m); x := x + 1; assert(x div 4); release (m); z = z+1;

45. Four atomicities S0S0 S1S1 S2S2 acq(this)x S0S0 T1T1 S2S2 x S7S7 T6T6 S5S5 rel(this)z S7S7 S6S6 S5S5 z S2S2 S3S3 S4S4 r=baly S2S2 T3T3 S4S4 y S2S2 T3T3 S4S4 x S2S2 S3S3 S4S4 x R: right movers –lock acquire L: left movers –lock release B: both right + left movers –variable access holding lock N: non-movers –access unprotected variable

46. Transaction S0S0. S5S5 R* N L*xY... S0S0. S5S5 R* N L* xY... Other threads need not be scheduled in the middle of a transaction Lipton ‘75: any sequence (R+B)*; (N+  ) ; (L+B)* is a transaction

47. Recall example:each thread has one transaction! local int y; acquire (m); x := x + 1; assert(x div 4); release (m); y = y+1; //initialize int x :=0; mutex m; local int z; acquire (m); x := x + 1; assert(x div 4); release (m); z = z+1;

48. Transaction-based reduction ZOM extended to expose “mover-ness” of each action Model checker maintains a state machine to track the “phase” of each transaction Continues scheduling one thread as long as it is inside a transaction! Current implementation: –Classifies all heap accesses as non-movers –Can improve the scalability using better analysis (ownership?)

49. Optimizations to make model checking scale Exploring states efficiently –Finger-printing –State-delta –Parallel model checking with multiple nodes Exploring fewer states (using mathematical properties) –Reduction –Summarization –Symbolic execution –Iterative Refinement –Compositional conformance checking

50. Summarization for sequential programs Procedure summarization (Sharir-Pnueli 81, Reps-Horwitz-Sagiv 95) is the key to efficiency int x; void incr_by_2() { x++; } void main() { … x = 0; incr_by_2(); … x = 0; incr_by_2(); … } Bebop, ESP, Moped, MC, Prefix, …

51. What is a summary in sequential programs? Summary of a procedure P = Set of all (pre-state  post-state) pairs obtained by invocations of P int x; void incr_by_2() { x++; } void main() { … x = 0; incr_by_2(); … x = 0; incr_by_2(); … x = 1; incr_by_2(); … } x  x’ 0  2 1  3

52. Assertion checking for sequential programs Boolean program with: –g = number of global vars –m = max. number of local vars in any scope –k = size of the CFG of the program Complexity is O( k  2 O(g+m) ), linear in the size of CFG Summarization enables termination in the presence of recursion

53. Assertion checking for concurrent programs There is no algorithm for assertion checking of concurrent boolean programs, even with only two threads [Ramalingam 00]

54. Our approach Precise semi-algorithm for verifying properties of concurrent programs –based on model checking –procedure summarization for efficiency Termination for a large class of concurrent programs with recursion and shared variables Generalization of precise interprocedural dataflow analysis for sequential programs

55. What is a summary in concurrent programs? Unarticulated so far Naïve extension of summaries for sequential programs do not work [Qadeer, Rajamani, Rehof. POPL 2004]

56. Optimizations to make model checking scale Exploring states efficiently –Finger-printing –State-delta –Parallel model checking with multiple nodes Exploring fewer states (using mathematical properties) –Reduction –Summarization –Symbolic execution –Iterative Refinement –Compositional conformance checking

57. Symbolic execution Go from “closed” to “open” programs Can think about this as “delayed case-split” Integrating Zing’s state exploration engine with Zap theorem prover from TVM group States are now extended to have a concrete part and symbolic part –Concrete part is fingerprinted –Symbolic part is manipulated by theorem prover How do we handle symbolic references (pointers)?

58. Iterative refinement, ala SLAM #include C2BP predicate abstraction boolean program Newton feasibility check Bebop reachability check Harness SLIC Rule + refinement predicates error path

59. Iterative refinement in Zing Pointer abstraction Abstract Zing program Pointer Refinement Zing MC Zing program + hint error path

60. Optimizations to make model checking scale Exploring states efficiently –Finger-printing –State-delta –Parallel model checking with multiple nodes Exploring fewer states (using mathematical properties) –Reduction –Summarization –Symbolic execution –Iterative Refinement –Compositional conformance checking

61. Conformance Conformance theory –P < Q? Does one model (P, implementation) conform to another (Q, specification)? Compositional –P C[P] < C[Q] Theory developed for CCS –[Fournet, Rajamani, Hoare, Rehof. CAV 2004] Implemented modularly on top of ZING (ZOM) Used in integrated checker for message-passing programs

62. Context-bounded model checking Motivation: Many concurrency bugs manifest within relatively few context switches (5-10) If we bound the number of context switches, we can explore (unbounded) concurrent stack machines completely, up to the bound [Qadeer, Rehof. TACAS 2005]

63. http://research.microsoft.com/zing