1. NCHRP 20-59 (48) 2014 TRB ANNUAL MEETING Effective Practices for the Protection of Transportation Infrastructure from Cyber Incidents Dave Fletcher, Co-PI January 15, 2014

2. 2 Cyber Threats to Transportation CASE, LLC and WMC, LLC

3. 3 NCHRP 20-59 (48) Scope Transit Control Systems Transit Data Systems Highway Control Systems Highway Data Systems

4. 4 Research Plan CASE, LLC and WMC, LLC

5. 5 Cyber Security Primer Topics  Section 1 - Risk Management Principles and Enterprise Risk Management Approaches  Section 2 – Risk Assessment, Surveys and Audits  Section 3 – Plans and Strategies, Establishing Priorities, Organizing Roles and Responsibilities  Section 4 – Cyber Security Principles  Section 5 – Transportation Infrastructure, Protection of Operational and Information Systems  Section 6 – Training, Building a Culture of Cyber Security  Section 7 – Security Programs, Available Resources, Support Frameworks CASE, LLC and WMC, LLC

6. 6 Cyber Security in Transportation Survey  Scanning survey to  Raise awareness of cyber issues  Baseline sector cyber security maturity  Identify “best practice” organizations  Paper or digital version  850 invitations to DOTs, Transit, SCOTSEM, AASHTO, other stakeholders  90+ responses (11% return) CASE, LLC and WMC, LLC

7. 7 Survey Objectives C.A.S.E. LLC and Western Consulting LLC  How serious a problem do respondents perceive cyber security to be?  How serious of a problem has cyber security been in the transportation industry to-date?  What are the quantity and depth of resources (i.e., skills, dollars, training time. etc.) being applied to these problems?  Is this investment sufficient, given all the other things that need attention?

8. 8 Preliminary Findings C.A.S.E. LLC and Western Consulting LLC  Most respondents are aware of cyber-threats and vulnerabilities but rank them as moderate to low.  Most respondents assess risk to control systems as less than risk to data systems  Line-of-business managers see security as an IT issue  Top 3 threat vectors believed to be natural disasters, criminal behaviors of outsiders and/or the loss of critical related services  Almost no respondent reported cyber security events

9. 9 Preliminary Findings C.A.S.E. LLC and Western Consulting LLC  Security responses driven by desire to reduce or avoid service interruption, loss of life and property damage  Although most reported cyber readiness as good or better, only 20% had a current and tested Continuity of Operations or Disaster Recovery Plan  2 of 3 indicated implementing some “best practices” but 3 of 4 unfamiliar w/ national standards

10. 10 Thank You Please contact  Ernest “Ron” Frazier, Co-Principal Investigator Countermeasures Assessment and Security Experts, LLC (CASE™) Phone: 302-322-9600 ronfrazier@caseexperts.com  Dave Fletcher, Co-Principal Investigator Western Management and Consulting, LLC Phone Number: 505-379-6499 fletcher.d@att.net  Jeffrey Western, Administrative Officer Western Management and Consulting, LLC Phone Number: 608-692-8414 Jeffrey.western@consultingwestern.com CASE, LLC and WMC, LLC