1. Design Effects Ethan Noel WEC

2. Survey Process  Operational Design  Two primary issues affect the choice of the method of data collection:  What is the most appropriate method for a particular research question?  What is the impact of a particular method of data collection on survey errors and cost? Define research objectives Construct and pretest questionnaire Design and select sample Design and implement data collection Code and edit data Make postsurvey adjustments Perform analysis Choose mode of collection Choose sampling frame

3. History and Future of Survey Research  Groves (2011) – Three major eras  1930-1960: The Era of Invention  1960-1990: The Era of Innovation  1990 – present: “Designed Data” Supplemented by “Organic Data”  Smith (2013) – New techniques for data collection and how they compare to survey research  Data mining  Internet  Social Media  Administrative Data  Issues?  Solutions?

4. Data Collection  Term can be slightly misleading  Survey data is usually produced/created at the time of the interview or the completion of a questionnaire.  Historically there were 3 basic data collection methods  Mailing paper questionnaires  Telephone interviews  Face-to-face interviews  Computers altered traditional methods and added new ones  The combination of modes allows researchers to minimize cost and error

5. Disk by mail E-mailWeb OCR/ICR FAX Telephone CATITDE IVR/T- ACASI CAPI SAQ Audio- CASI Video- CASI Mail Face-to- face Paper Computer The Evolution of Survey Technology

6. Experimental Integration  Sniderman and Grob (1996) –Changing emphasis for experimental design  Split-ballot -> vignette -> CATI  Non-directive designs – randomized assignment of respondents to question form without an intent to sway, influence, or control the direction of their response  Directive designs – experimentation interventions are active and deliberate  Postdecisional  Predecisional  Issue framing  Context of choice  Characteristics of chooser  Mode

7. Mode Selection Considerations  Interviewer involvement  Face-to-face vs. mail survey  SAQ vs ACASI  Interaction between interviewer and respondent  More data with increased interaction -> more control over measurement process  Privacy  Different levels of privacy can influence answers  Interviewer presence  Modes to improve reporting?  Channels of communication  Technology use

8. Choosing a Mode  No one ideal mode for all survey applications  Alternative approaches  Face-to-face and telephone surveys  Mail surveys and web surveys  Proximate modes as reasonable alternatives  Considerations:  Sources of error  Logic/Feasibility  Coverage and sampling frame  Appropriateness of topic to the method  Cost constraints  Value of timely results

9. Mode Application  Bassili (1993) – Comparison of two measures of attitude strength: accessability and certainty, for the purpose of predicting discrepancies between voting intentions and voting behavior.  Accessibility – response latency to a question of intent  Certainty – question about the finality of the respondent’s intention  CATI – Computer-assisted telephone interviewing  27% initial response rate -> 19% final response rate  What were the benefits to using a CATI mode? Disadvantages?  What other modes might have sufficed?

10. Mode Effects  Aquilino (1994) – The effect of research mode on respondents’ willingness to reveal illicit or undesirable behavior.  3 randomly assigned modes:  SAQ – more likely to admit illicit drug use  Face-to-face – slightly less likely than with SAQ  Telephone – Least likelihood of admission  Privacy concerns are much greater when dealing with sensitive information.  Social distance  Response anonymity increases willingness to reveal sensitive behavior.

11. Designing a Questionnaire  Dillman – Social Exchange Theory - questionnaire recipients are most likely to respond if they expect that the perceived benefits of doing so will outweigh the perceived costs of responding.  Respondent burden  Channels of communication  Mail questionnaires  Telephone questionnaires

12. Considerations  Sampling  Available sampling frames  Mail, web, telephone surveys  Method choice often has indirect sample design implications  Cost/efficiency  Coverage  Respondent access to phones/Internet  Researcher access to mailing list  Considerations for mode choice: speed, importance of precision, existing inferences (ex: telephone ownership correlated with voting participation)

13. Considerations  Response Rates  Face-to-face > telephone > mail  No evidence that technology affects response rates in interviewer-administered surveys  Self-administered surveys see higher response rates with paper-based methods than electronic equivalents  Measurement Quality  Completeness of the data, social desirability bias, and response effects (wording, ordering)  Open-ended questions vs closed questions  Sources of Error