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Joint MIMO Radar Waveform and Receiving Filter Optimization Chun-Yang Chen and P. P. Vaidyanathan California Institute of Technology Electrical Engineering/DSP Lab ICASSP 2009
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Outline Problem Formulation –Extended target and clutter –Detection –MIMO radar Proposed Algorithm –Iterative algorithm –Receiver –Waveforms Numerical Examples Conclusions 2Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009
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1 Problem Formulation 3
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Extended Target vs. Point Target 4Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 Point Target
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Extended Target vs. Point Target 5Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 Point Target : radar cross section : delay
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Extended Target vs. Point Target 6Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 Point Target
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Extended Target vs. Point Target 7Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 Point Target Extended Target
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Extended Target and Clutter 8Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 Extended Target Extended Clutter
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Extended Target and Clutter 9Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 Extended Target Extended Clutter
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Extended Target and Clutter 10Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 Extended Target R(s) C(s) v(t) f(t) Extended Clutter
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Baseband Equivalent Model 11Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 Modu lation R(s) C(s) Demod ulation v (t) f(n) D/A A/D r(n)
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Baseband Equivalent Model 12Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 Modu lation R(s) C(s) Demod ulation v (t) f(n) D/A A/D r(n) R(z) C(z) v (n) f(n)
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Detection Problem 13Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 H0H0 H1H1 Target Clutter
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Detection Problem 14Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 H0H0 H1H1 Target Clutter R(z) C(z) v (n) f(n) H(z)LRT Receiving filter H 0 or H 1 Likelihood ratio test [Delong & Hofstetter 67] [Pillai et al. 03] Transmitted waveform
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Detection Problem 15Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 H0H0 H1H1 Target Clutter R(z) C(z) v (n) f(n) H(z)LRT Receiving filter H 0 or H 1 Likelihood ratio test [Delong & Hofstetter 67] [Pillai et al. 03] Transmitted waveform
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SINR Maximization 16Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 R(z) C(z) v (n) f(n) H(z)LRT Receiving filter H 0 or H 1 Likelihood ratio test Transmitted waveform [Delong & Hofstetter 67] [Pillai et al. 03] u
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SINR Maximization 17Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 R(z) C(z) v (n) f(n) H(z)LRT Receiving filter H 0 or H 1 Likelihood ratio test Transmitted waveform [Delong & Hofstetter 67] [Pillai et al. 03] u
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SINR Maximization 18Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 R(z) C(z) v (n) f(n) H(z)LRT Receiving filter H 0 or H 1 Likelihood ratio test Transmitted waveform [Delong & Hofstetter 67] [Pillai et al. 03] u Signal
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SINR Maximization 19Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 R(z) C(z) v (n) f(n) H(z)LRT Receiving filter H 0 or H 1 Likelihood ratio test Transmitted waveform [Delong & Hofstetter 67] [Pillai et al. 03] u Clutter
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SINR Maximization 20Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 R(z) C(z) v (n) f(n) H(z)LRT Receiving filter H 0 or H 1 Likelihood ratio test Transmitted waveform [Delong & Hofstetter 67] [Pillai et al. 03] u Noise
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SINR Maximization 21Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 R(z) C(z) v (n) f(n) H(z)LRT Receiving filter H 0 or H 1 Likelihood ratio test Transmitted waveform [Delong & Hofstetter 67] [Pillai et al. 03] u Power constraint
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The MIMO Case 22Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 [Friedlander 07]
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The MIMO Case 23Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 R(z) C(z) v (n) f(n) H(z)LRT Receiving filter H 0 or H 1 Likelihood ratio test Transmitted waveform u [Friedlander 07]
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Prior Information 24Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 Assumptions: Target impulse responseis known
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Prior Information 25Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 Assumptions: Target impulse responseis known 2 nd order statistics of clutteris known
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2 Proposed Algorithm 26
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Iterative Algorithm 27Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 R(z) C(z) v (n) f(n) H(z)LRT Receiving filter H 0 or H 1 Likelihood ratio test Transmitted waveform u 1. Fixed f, solve for h
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Iterative Algorithm 28Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 R(z) C(z) v (n) f(n) H(z)LRT Receiving filter H 0 or H 1 Likelihood ratio test Transmitted waveform u 1. Fixed f, solve for h 2. Fixed h, solve for f
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Iterative Algorithm 29Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 R(z) C(z) v (n) f(n) H(z)LRT Receiving filter H 0 or H 1 Likelihood ratio test Transmitted waveform u 1. Fixed f, solve for h 2. Fixed h, solve for f 3. Fixed f, solve for h
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Iterative Algorithm 30Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 R(z) C(z) v (n) f(n) H(z)LRT Receiving filter H 0 or H 1 Likelihood ratio test Transmitted waveform u 1. Fixed f, solve for h 2. Fixed h, solve for f 3. Fixed f, solve for h SINR is guaranteed to be non-decreasing in each iterative step.
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Solving for the Receiver 31Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 R(z) C(z) v (n) f(n) H(z)LRT Receiving filter H 0 or H 1 Likelihood ratio test Transmitted waveform u
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Solving for the Receiver 32Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009
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Solving for the Receiver 33Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009
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Solving for the Receiver 34Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 MVDR (Minimum Variance Distortionless)
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Solving for the Receiver 35Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 MVDR (Minimum Variance Distortionless)
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Solving for the Waveforms 36Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 R(z) C(z) v (n) f(n) H(z)LRT Receiving filter H 0 or H 1 Likelihood ratio test Transmitted waveform u
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Solving for the Waveforms 37Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009
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Solving for the Waveforms 38Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 Cannot be solved using MVDR
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Solving for the Waveforms 39Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 Try Lagrange Method:
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Solving for the Waveforms 40Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 cannot be solved easily Try Lagrange Method:
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Recasting the Waveform Optimization Problem 41Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009
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Recasting the Waveform Optimization Problem 42Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009
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Recasting the Waveform Optimization Problem 43Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009
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Recasting the Waveform Optimization Problem 44Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009
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Recasting the Waveform Optimization Problem 45Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009
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Recasting the Waveform Optimization Problem 46Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 MVDR (Minimum Variance Distortionless)
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Recasting the Waveform Optimization Problem 47Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 MVDR (Minimum Variance Distortionless)
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Proposed Algorithm 48Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 R(z) C(z) v (n) f(n) H(z) Receiving filter Transmitted waveform Initialize: Choose a start point for f
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Proposed Algorithm 49Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 R(z) C(z) v (n) f(n) H(z) Receiving filter Transmitted waveform Initialize: Choose a start point for f
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Proposed Algorithm 50Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 Repeat R(z) C(z) v (n) f(n) H(z) Receiving filter Transmitted waveform Initialize: Choose a start point for f
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Numerical Examples 51Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 05101520253035404550 20 22 24 26 28 30 32 34 36 38 40 SINR (dB) # of iterations Proposed Method in [Pillai et al. 03] LFM (Linear Frequency Modulation) Matched Filter Bound Parameters # of transmitters: 2 # of receivers: 2 Randomly generated impulse response
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Numerical Examples 52Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 -10-50510152025303540 -50 -40 -30 -20 -10 0 10 20 30 CNR (dB) SNR (dB) Proposed Method in [Pillai et al. 03] Matched Filter Bound Parameters # of transmitters: 2 # of receivers: 2 Averaging 1000 randomly generated examples LFM (Linear Frequency Modulation)
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Conclusions Detection of Extended Target in Clutter –Prior information Target impulse response Clutter statistics Iterative Algorithm –Recast the problem –MVDR solution More General Target Impulse Response are considered in the Journal Version –Uncertainty Set (Worst case optimization) –Random 53Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009 [Chen & Vaidyanathan, TSP under review]
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Q&A Thank You! Any questions? 54Chun-Yang Chen, Caltech DSP Lab | ICASSP 2009
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