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Sample Design (Click icon for audio) Dr. Michael R. Hyman, NMSU
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Photographic Example of How Sampling Works
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Sampling Terminology Population or universe Population element Census
Sample
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Population/Universe Any complete group People Sales territories Stores
Total group from which information is needed
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Census Investigation of all individual elements that make up a population
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Sample Subset of a larger population of interest
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Stages in Selecting a Sample Define the target population
Select a sampling frame Determine if probability or non-probability sampling method will be chosen Stages in Selecting a Sample Plan procedure for selecting sampling units Determine sample size Select actual sampling units Conduct fieldwork
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Define Target Population
Look at research objectives Relevant population Operationally define Consider alternatives and convenience
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Select Sampling Frame List of elements from which sample may be drawn
Mailing and commercial lists can be problematic (more on this later)
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Sampling Units Group selected for the sample
Can be persons, households, businesses, et cetera Primary sampling units Secondary sampling units
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Choose Probability or Non-probability Sample
Known, nonzero probability for every element Non-probability sample Probability of selecting any particular member is unknown
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Conditions Favoring Non-probability vs. Probability Samples
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Different Sampling Techniques
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Non-probability Samples
Convenience Judgment Quota Snowball
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Convenience Sample Also called haphazard or accidental sampling
Sampling procedure for obtaining people or units that are convenient to researchers
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Discrepancy between Implied and Ideal Populations in Convenience Sampling
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Judgment Sample Also called purposive sampling
Experienced person selects sample based on his or her judgment about some appropriate characteristics required of sample members
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Discrepancy between Implied and Ideal Populations in Judgment Sampling
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Quota Sample Various population subgroups are represented on pertinent sample characteristics to the extent desired by researchers Do not confuse with stratified sampling (discussed later)
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Representative Quota Sample Requirements
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Snowball Sample Initial respondents selected by probability methods
Additional respondents obtained from information provided by initial respondents
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Probability Samples Simple random sample Systematic sample
Stratified sample Cluster sample
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Simple Random Sample Ensures each element in the population has an equal chance of selection
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Systematic Sample A simple process
Every nth name from list will be drawn
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Stratified Sample Probability sample
Sub-samples drawn within different strata Each stratum more or less equal on some characteristic Do not confuse with quota sample
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Drawing a Stratified Sample: Example
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Disproportionate Stratified Random Sampling Used by A.C. Nielsen
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Cluster Sample Purpose: to sample economically while retaining characteristics of a probability sample Primary sampling unit is not individual element in population Instead, it is larger cluster of elements located in proximity to one another
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Examples of Populations and Clusters
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More Examples of Clusters
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Strengths and Weakness of Sampling Techniques
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Bases for Choosing a Sample Design
Degree of accuracy Resources Time Advanced knowledge of population National versus local Need for statistical analysis
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After Sample Design is Selected
Determine sample size Select actual sample units Conduct fieldwork
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Sampling Error
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Types of Sampling Errors
Sampling frame error Random sampling error Non-response error
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Errors Associated with Sampling
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Random Sampling Error Difference between sample results and result of a census conducted using identical procedures Statistical fluctuation due to chance variations
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Key Aspects of Sample Frame Error
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Systematic Errors Non-sampling errors
Unrepresentative sample results caused by flawed study design or imperfections in execution rather than chance
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Example Mailing Lists
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More Mailing List Examples
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Problems with Lists Representativeness Omissions and duplications
Recency
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Directories and Telephone Interviewing
Directories not current Demographics and socioeconomics of voluntary non-list members differ from list members Solution Random digit dialing Add ‘1’ to listed number
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Weighting Samples
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Weighting a Sample
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Internet Samples
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Internet Sampling is Unique
Internet surveys allow researchers to rapidly reach a large sample Survey should be kept open long enough so all sample units can participate
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Advantages and Disadvantages
Internet samples may be representative of target populations e.g., visitors to a Web site Hard to reach subjects may participate Major disadvantage Lack of PC ownership & Internet access among certain population segments
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Web Site Visitors Unrestricted samples are clearly convenience samples
Randomly selecting visitors Questionnaire request randomly "pops up" Over-representing more frequent visitors
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Panel Samples
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Panel Samples Typically yield high response rates
Members may be compensated for time with sweepstake or small cash incentive Database on members Demographic and other information from previous questionnaires Select quota samples based on product ownership, demographics, lifestyle, or other characteristics
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Recap Basic sampling terminology Stages in selecting a sample
From target population definition to drawing the sample Non-probability vs. probability samples Types and appropriate usage Sampling error Internet and panel samples
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