1. Kestrel HCMDSS Panel Software and Systems Engineering John Anton Kestrel Institute November 16-17, 2004

2. Kestrel State of commercial art u How it goes today (roughly): requirements --> spec (maybe UML) --> (partially automated) code production --> testing (unit, integration, model checking) [spiral] Use ‘best practices’ (e.g., CMM-N) UML-based tools Labview , MathWorks (Matlab , Stateflow , Simulink  ), Modelica  Documentation support (e.g., through UML tools, 3GL IDEs, etc.) Quality assurance In-house QA, COTS tools, outsourced services u Problems air gaps referential integrity tool semantics, tool integration code visibility/accessibility (e.g., Labview, MathWorks) code portability (e.g., MathWorks) property assessment on code MC/DC testing impracticality high assurance can be at odds with code clarity non-uniformity of product design policies and their application

3. Kestrel Some current research for high assurance code u Best practice SEI (CMM-N) Praxis (best practice on steroids) Others u Model checking CMU (strong leadership) NASA (with work from U Kansas) U Cincinnati (BDDs) Rockwell-Collins (with work from UT/Austin) Others u Code QA suppliers tool vendors service providers u “N-GL” environments Programmatica (OGI/Galois) Eclipse (IBM, public domain) Specware (Kestrel Institute, Kestrel Technology) u “Safe” code Simple (MISRA) C (JPL with Kernighan & Ritchie support) Safety critical Java (The Open Group thrust with Bush, Bollella, Locke support) u Correct-by-construction technologies Kestrel, NASA, Z, B, … u Automated certification support AutoSmart (JavaCard, FIPS 140-2, Kestrel) u Reusable (certified) modules Middleware (VU, Wash U, …) Others u Aspect weaving Code level (AspectJ,UBC, IBM) Spec level (HandlErr, etc., Kestrel) u Others …

4. Kestrel Problems to address for HCMDSS u Language Inconsistency, lack of precision Multiple disciplines for regulatory evaluators to contend with Software spectrum, domain details u Blank screen For developers, testers, evaluators u Application code reuse has not met initial promise Optimization, platforms, change impact, mismatched models, properties of composition

5. Kestrel Considerations u Formal Jargon u Libraries of specifications

6. Kestrel Toward efficient (re)certification - Formal Jargon u What is it? In each domain, a description in logic of basic terms, definitions, axioms, desirable properties, functionality, behavior, constraints Organized in a semantically rich taxonomy (systematic evolution) Developed, published and maintained as a standard u Why consider it? Communication (developers, plug & play, FDA, …) Improve economics in the certification process Basis for (abstract) specification libraries u How to get there? Consider development of a new “product line” of standards (NIST, The Open Group, OMG) Domain participants collaborate with regulatory bodies (FAA, FDA,…) Start with a single domain to serve as style-guide for others

7. Kestrel Toward efficient (re)certification - Specification and proof libraries u Use formal (standardized) language (Formal Jargon) u Libraries of specifications Standardized, domain-specific language Proven properties Support ‘plug & play’ Address functionality & behavior interfaces (static and dynamic aspects) “policies” (e.g., error handling) Include reference implementations and compliance tests Proof libraries Mechanisms for field-time certification maintenance Run-time monitoring archive review Pharmaceutical experience -- but don’t wait for bad news FAA framework for airplane maintenance

8. Kestrel Summary u Promising directions Formality Abstraction u Challenges Composition “Policy” (design-level mandates) Runtime uncertainties COTS components and certification Tech transfer

9. Kestrel Bio John Anton is the founder of Reasoning Systems, and Kestrel Technology LLC, where he is now President/CEO. He is also President/CEO/Co-founder of the non-profit Lexia Institute, whose mission is to develop and deliver technology to help dyslexic people and their teachers. In addition, he is a Manager at the Kestrel Institute. Anton has expertise in the areas of control theory, signal processing, software technologies, and their application. As VP for Advanced R&D at Systems Control, Inc., he led a team that built the Reconfigurable Inflight Control System (RIFCS) for McDonnell Aircraft – built using technology from CTRL C (the predecessor to today’s Matlab), which was also built under his leadership. Anton was an Adjunct Professor at Santa Clara University where, for 10 years, he taught courses in linear systems theory, optimal and stochastic control, and decision theory. He received a Ph.D. in Applied Mathematics from Brown, a B.S. from Notre Dame, and was a Fulbright Fellow at the Technische Hochschule, Germany.