1. © 2007 Carnegie Mellon University Highlights from Piloting CMMI with 2 Small Companies SuZ Garcia channeled by Maggie Glover (with additions) Software Engineering Institute

2. 2 SEI Presentation (Full Color) Author, Date © 2007 Carnegie Mellon University Huntsville Pilot Project Overview (2003/2004) A joint project performed by the partnership between the Software Engineering Institute (SEI) and Army Materiael Research Development and Engineering Command (AMRDEC) Software Engineering Division (SED) to establish the technical feasibility of developing guidance and other special- purpose transition mechanisms to support adoption of CMMI by small and medium enterprises (25 to 250 employees in Huntsville) Selected 2 Pilot companies: Analytical Services, Inc. (ASI) and Cirrus Technology, Inc. (CTI) Pilot artifacts available at the SEI website: Toolkit (www.sei.cmu.edu/cmmi/publications/toolkit) (Sec 3 company profile, Sec 6 step by step process des)www.sei.cmu.edu/cmmi/publications/toolkit Presentations on the Pilot

3. 3 SEI Presentation (Full Color) Author, Date © 2007 Carnegie Mellon University Huntsville (HSV) CMMI-SME Pilots: Selected Pilot Companies’ Characteristics Both pilots are involved in product development for Government or engineering services to support product development One pilot company has a manufacturing element Both had recent experience with ISO 9000, but in different ways Companies selected via formal process administrated by HSV Chamber of Commerce, SEI, and AMRDEC SED

4. 4 SEI Presentation (Full Color) Author, Date © 2007 Carnegie Mellon University Summary of Materials Provided by Pilot ContactNames AwarenessBuzzwords UnderstandingConcepts Trial Use Possibilities InternalizationAssumption Time Adoption Unintended Uses InstitutionalizationSynergy Commitment Adapted from Patterson & Conner, “Building Commitment to Organizational Change”, 1982. Pilot Executive Brief Model-Based Improvement Overview Pilot Kickoff CMMI Education Pilot CMMI Business Analysis Initial CMMI Gap Analysis Process Guidance Tutorial Measurement/Analysis Workshop Action Planning/Implementation SCAMPI A Workshop Generic Practices Workshop SCAMPI A Appraisal

5. 5 SEI Presentation (Full Color) Author, Date © 2007 Carnegie Mellon University Initial CMMI Gap Analysis Sept ‘03 Aug ‘03 July ‘03 Interim Progress Reviews CMMI Overview Education Improvement Plan Preparation Process (Re)Description Pilot Executive Overview CMMI Business Analysis Meas & Analysis Workshop Process Guidance Tutorial Oct ‘03 Dec ‘03 Nov ‘03 Jan ‘04 Feb ‘04 Mar ‘04 Apr ‘04 May ‘04 SCAMPI A Workshop Appraisal Tool Training Generic Practices Workshop Appraisal Tool Guidelines Appraisal Tool Population Quick Looks SCAMPI A Appraisal Conduct Lessons Learned Workshop Contact/AwarenessUnderstandingTrial Use 9

6. 6 SEI Presentation (Full Color) Author, Date © 2007 Carnegie Mellon University ASI’s Experience of Benefits

7. 7 SEI Presentation (Full Color) Author, Date © 2007 Carnegie Mellon University Initiated CMMI Pilot Project – Aug ’03 Project Planning (PP) Requirements Management (REQM) Measurement and Analysis (M&A) Completed Pilot in May ‘04 – Culminated with SCAMPI A Appraisal Appraisal of 3 process areas above with addition of: Organizational Training (OT) Organizational Process Focus (OPF) Achieved Target Capability Level Profile ASI CMMI Pilot Summary 2 projects across Engineering Services Business Unit Database Upgrade—4 people Logistics Deployment – 1 person managing external team

8. 8 SEI Presentation (Full Color) Author, Date © 2007 Carnegie Mellon University Initial Conclusions on Technical Feasibility of Using CMMI in Small Businesses CMMI provides a set of best practices from which small businesses can benefit, when used appropriately The continuous representation of CMMI allows small companies to focus on improvements that have the highest payoff for the company while learning about benefits of other elements of the model Aligning improvement with business goals is particularly important for small businesses, and in this case was easily achieved Simple CMMI-based improvements can have a significant impact in small organizations “Changing” the practices within the model isn’t necessary in most cases; finding alternative practices and being creative in work products is often more relevant Both CMMI and SCAMPI A (the CMMI appraisal method) scale down to fit small settings The greatest challenge for small businesses is the affordability of Subject Matter Experts, and the infrastructure and appraisal costs

9. 9 SEI Presentation (Full Color) Author, Date © 2007 Carnegie Mellon University Process Improvement Competencies That Support Any Context, Including Small Settings Building and Sustaining Sponsorship Deploying New or Improved Processes Establishing and Measuring Against Realistic Goals Establishing and Sustaining Process Improvement Infrastructure Managing an appraisal Life Cycle Defining and Describing Processes & Their Guidance From Garcia & Turner, CMMI Survival Guide: Just Enough Process Improvement, 2006.

10. 10 SEI Presentation (Full Color) Author, Date © 2007 Carnegie Mellon University Applying the PI Competencies in Small Settings (1) Take advantage of the fact that your sponsorship probably equals ownership! Don’t take for granted that because you’re small, communication will automatically happen; agree on communication approaches and frequency with your sponsor Make sure that your PI goals directly support your business’ goals. “Maturity Level 3” is rarely an appropriate PI goal! 1 Pick the model/framework that aligns most closely with your business problems as your starting point Collecting measures is often more difficult in small settings because basic business infrastructure like effort reporting systems are often missing. Try to find synergy between investments needed for PI progress measurement and other business needs. Building and Sustaining Sponsorship Establishing and Measuring Against Realistic Goals 1 See CMMi Survival Guide pp.135-136 for my soapbox on this topic!

11. 11 SEI Presentation (Full Color) Author, Date © 2007 Carnegie Mellon University Applying the PI Competencies in Small Settings (2) Don’t try to duplicate the infrastructure of the large organizations, but look for places where you can leverage elements of your business infrastructure for process improvement purposes Decide whether you need to plan your infrastructure around staying small, or growing fast – it makes a huge difference in how much PI infrastructure you need to invest in Keep it simple, both in content and representation! Processes in small settings should be simpler because of the small # of communication paths Leverage process guidance documentation’s ability to provide “backup” for critical people in your project/organization who are probably performing multiple roles Establishing and Sustaining Process Improvement Infrastructure Defining and Describing Processes & Their Guidance

12. 12 SEI Presentation (Full Color) Author, Date © 2007 Carnegie Mellon University Applying the PI Competencies in Small Settings (3) Take advantage of the small # of people you have to deploy new processes/techniques to. If you leverage definition and deployment activities well, you can almost get “self-deploying” processes Small settings often draw people who thrive on change – if this is the case, leverage that quality! “Apprasial” here is not meant to imply CMMI-based appraisals – we just mean events that help you determine your progress in conforming to your chosen model/framework If you look at this as a cycle, then you’re more likely to plan multiple interventions instead of just one; we all need progress measures to stay motivated when changing; so you’ll need multiple points where you perform these kinds of activities Deploying New or Improved Processes Managing an Appraisal Life Cycle

13. 13 SEI Presentation (Full Color) Author, Date © 2007 Carnegie Mellon University Applying the PI Competencies in Small Settings Summary: Conclusion Total number of days for the ‘consultant’ was somewhere around 18 (workshops, SCAMPI, and 1 day a month, etc.) Kept the cost down and affordable for small business. 2 kinds of ROI you can get – One against established baselines – Have I solved the problem ? Was it worth the solving of the problem? Is your quality of work better? Meets the needs of the small business cost ROI