1. 11/18/02Travis Brooks-ASIST 20021 The Unpublishing of High Energy Physics Travis Brooks SPIRES Scientific Databases Manager Stanford Linear Accelerator Center

2. 11/18/02Travis Brooks-ASIST 20022 What is SPIRES? Bibliographic database of over half a million High Energy Physics(HEP)- related articles Citation searching and tracking for e- prints and journals First website in U.S. Over 25,000 searches a day Mirrors in 5 countries http://www.slac.stanford.edu/spires/hep/

3. 11/18/02Travis Brooks-ASIST 20023 Unpublished Research I am a former HEP theorist so the words “unpublished research” call to mind immediately the eprint arXiv.org and its use in High Energy Physics (HEP), especially theory HEP theory is a relatively tight community of over 1,000 scientists

4. 11/18/02Travis Brooks-ASIST 20024 hep-th (Pr)eprints: a Timeline Prior to 1974 preprints sent by mail to select groups 1974 SPIRES indexes preprints, allows more general distribution, retrieval 1991 arXiv.org (then LANL) allows immediate universal electronic access to full-text of preprints  Preprints become eprints  Posted by author, no content review Demise of all HEP journals predicted

5. 11/18/02Travis Brooks-ASIST 20025 Current use of hep-th Studied hep-th from 1997-2001 17,000 papers 13,000 eventually published in Journals 1,000 in conferences 3,000 remain eprints only

6. 11/18/02Travis Brooks-ASIST 20026 A New Type of Publication? Over these 6 years hep-th has remained stable as a “mature” arXiv. Over 90% of papers published in Phys. Rev. D were submitted to arXiv

7. 11/18/02Travis Brooks-ASIST 20027 Topics How do HEP theorists use eprints?  From a statistical view  From a physics researcher’s view Implications and reasons for success of eprints in HEP theory Issues and opportunities in HEP experimental research

8. 11/18/02Travis Brooks-ASIST 20028 Cite Counts Much research has been done using citations as a measure of eprint usage Citations are important as a measure of what the scientists read They are also a mark of quality  The author believes this work to be important enough to revise, extend or improve upon its ideas Citations show where the action is

9. 11/18/02Travis Brooks-ASIST 20029 Cite Counts II It has been seen that cites to HEP and related eprints from journals are high and rising (Brown 2001, Youngen 1998, others) hep-th eprints are similar quality (as measured by cites from all sources) as average journals  Impact factor similar (Fabbrichesi and Montolli, 2001)

10. 11/18/02Travis Brooks-ASIST 200210 Time series of cites Brody (2000) has examined the time series of citations within the arXiv SPIRES allows citation tracking to an article through its life as an eprint, then as a journal article, making no distinction  This reflects the HEP scientific culture

11. 11/18/02Travis Brooks-ASIST 200211 Why Citations over time? When (in a paper’s publication journey) does most citing occur? Plot the number of citations a published hep-th article receives per month after its arXiv submission  8000 published papers in sample  Includes citations from journal papers and arXiv papers (essentially the same set)

12. 11/18/02Travis Brooks-ASIST 200212 What do HEP theorists read? Wherever the citation peak is, that is when the most exposure occurred Citations show that the work was not only read, but taken seriously If HEP theorists treat unpublished eprints differently than published, peer-reviewed papers:  One would expect to see higher citation rates after publication

13. 11/18/02Travis Brooks-ASIST 200213 They read eprints, not journals Journal lag time roughly 6 months Citation peak occurs after eprint release, not journal release  HEP Theorists don’t care whether an article is published or not when citing it Invisible bump in citations at journal release

14. 11/18/02Travis Brooks-ASIST 200214 From a HEP theorist’s perspective You read the arXiv papers to find out the latest scientific information You base your work on what you read in the arXiv Scientific priority given by arXiv time stamp, not journal submission date You don’t notice if it is published

15. 11/18/02Travis Brooks-ASIST 200215 Peer Review? This dependence upon the arXiv is not the loss of peer review  All hep-th articles are posted for all of your peers to see! Put shoddy work out there for all to see, it is known Post uninteresting incoherent ramblings, it is ignored

16. 11/18/02Travis Brooks-ASIST 200216 Why do they still publish? Only a few articles remain unpublished forever “For the record,” or more likely, “for the tenure/search committee” Respected, tenured authors may not publish at all  Dr. Edward Witten has 9 papers with over 50 citations that are not published in conferences or journals

17. 11/18/02Travis Brooks-ASIST 200217 HEP theorist’s viewpoint arXiv is for daily (journal like) communication Journals are for “archival” value Overheard about a paper not sent to hep-th: “He didn’t publish it, he just sent it to Phys. Rev. D” Eprints are really published literature now

18. 11/18/02Travis Brooks-ASIST 200218 Why HEP Theory? No proprietary/patent issues Papers can be verified by hand, by any knowledgeable reader Work is like a continuing dialog, each paper sparking new, creative ideas

19. 11/18/02Travis Brooks-ASIST 200219 Same basic style Note that the basic publication style has not really changed  HEP Theory has not moved away from papers written by a few authors to more complex technology-enabled collaborations

20. 11/18/02Travis Brooks-ASIST 200220 HEP Experiment HEP experiment has had more radical changes in working style Pushing pre-publication scientific collaboration to new levels Close to 1000 “authors” on a paper

21. 11/18/02Travis Brooks-ASIST 200221 Experimental Data Worldwide data processing grid World’s largest database (over 600TB) from one experiment  Unpublished, how is it maintained?  Will it persist as useful data? Current solution is to publish 2 year summary paper of all HEP data  Web, db, and maybe raw data may change this

22. 11/18/02Travis Brooks-ASIST 200222 Conclusions hep-th eprints are an incredibly successful tool  Filling many traditional journal roles  Still a traditional publication model, simply a different medium Opportunities for truly different uses of unpublished research in HEP experiment