1. Metadata for Electronic Theses and Dissertations Kristin Martin ALA Midwinter, January 2208

2. 1/13/2008 Kristin Martin 2 Presentation Overview I.Overview of the ETDs process II.Metadata in use for ETDs III.Metadata transformation process from CONTENTdm to MARC IV.Live Demo

3. Overview “So, how’s the dissertation coming?”

4. 1/13/2008 Kristin Martin 4 UNC’s ETD Project Starting in Spring 2006, graduating students have the option to submit their thesis electronically or in paper –PDF main document –Supplemental files of any format 80% chose electronic, and the number is rising By Spring 2008, all theses must be submitted electronically

5. 1/13/2008 Kristin Martin 5 The ETDs Workflow Library Space Berkeley Electronic Press Holding Pen 1 Holding Pen 2 CONTENTd m Acq. Station Student Grad School ProQuest ProQuest Library Server CONTENTdm Web CONTENTdm Web Library Catalog Library Catalog Library Dark Archive

6. Metadata Overview “Hmm, that’s a very interesting topic you’ve got there…”

7. 1/13/2008 Kristin Martin 7 ETD Metadata: Considerations Three standards to follow: 1.Networked Digital Library of Theses and Dissertations: http://www.ndltd.org/http://www.ndltd.org/ 2.UNC’s local CONTENTdm data dictionary 3.Cataloging standards in place for paper dissertations (AACR2, LCRI) Of course, these don’t always agree…

8. 1/13/2008 Kristin Martin 8 ETD Basic Metadata Layout Qualified Dublin Core + extras = 35 fields Special additions: NDLTD –Degree Information: Degree Name Degree Level Department/School Discipline

9. 1/13/2008 Kristin Martin 9 ETD Basic Metadata Layout CONTENTdm data dictionary –Host –Digital Collection MARC records –Author chief source –Date (Title Page) vs. Date (Graduated) –Department name in authorized form

10. 1/13/2008 Kristin Martin 10 Record Creation in Practice Two major cataloging agencies working with ETDs: –University Library –Health Sciences Library Practice between the two agencies has not been consistent Examples:Discipline vs. Department “Dissertation Note”

11. 1/13/2008 Kristin Martin 11 Additional Challenges Developing the workflow from receiving documents at the Grad School to getting them into CONTENTdm Working within the CONTENTdm software –Difficult to do certain types of batch changes –Problems with character encoding –Problems with compound objects –Problems with embargoed documents PDFs that are images or “Ghostscript” Developing and implementing the DC-MARC crosswalk

12. MARC Metadata Transformation “You’re done with your research and just need to write? You’ll be done in no time!”

13. 1/13/2008 Kristin Martin 13 Transformation Background Why DC → MARC? –Selected fields can be prepopulated from information supplied by the Graduate School –Difficulty maintaining consistent URL without beginning in CONTENTdm Collecting records from CONTENTdm –Export options were insufficient –Pulling all records down in raw from server Use of Perl modules to transform data: –XML::Simple works with XML output –MARC module to create new marc record

14. 1/13/2008 Kristin Martin 14 Transformation Process Steps 1.Copy on sever in desc.all file 2.Perform transformation using perl scripts: a.Clean up raw metadata and turn desc.all into valid XML file b.Output MARC records using the XML::Simple and Marc modules 3.Loading records into OCLC and local catalog

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17. Flavonoid intake and breast cancer incidence and survival Fink, Brian N. Brian N. Fink … Background: Flavonoids are phytochemicals found in a variety of foods... "... in partial fulfillment of the requirements for the degree of Doctor of Philosophy in the Department of Epidemiology, School of Public Health." University of North Carolina at Chapel Hill. Library Gammon, Marilie D. 2006-05 2006 Dissertations Dissertation eng English Doctor of Philosophy Ph. D. Epidemiology Public Health Dept. of Epidemiology HSL UNC Electronic Theses and Dissertations University of North Carolina at Chapel Hill PDF 778 KB Author The author has granted the University of North Carolina at Chapel Hill a limited, non-exclusive right to make this publication available to the public. The author retains all other rights. finkb.pdf 224.pdf 2006-08-30 2007-08-27 223 Metadata from desc.all

18. 1/13/2008 Kristin Martin 18 Marc Record =LDR 03797nam a2200253Ka 4500 =005 20071010132434.0 =006 m\\\\\\\\d =007 cr\un =008 071010s2006\\\\ncu\\\\\s\\\\s000\0\eng\d =100 1\$aFink, Brian N. =245 10$aFlavonoid intake and breast cancer incidence and survival$h[electronic resource] /$cBrian N. Fink. =260 \\$aChapel Hill, N.C. :$bUniversity of North Carolina at Chapel Hill,$c2006. =300 \\$a1 electronic text :$bpdf (778 KB) =538 \\$aMode of access: World Wide Web. =500 \\$aTitle from electronic title page (viewed Oct. 10, 2007). =502 \\$aThesis (Ph. D.)--University of North Carolina at Chapel Hill, 2006. =500 \\$a"... in partial fulfillment of the requirements for the degree of Doctor of Philosophy in the Department of Epidemiology, School of Public Health." =500 \\$aDiscipline: Epidemiology; Department/School: Public Health. =520 3\$aBackground: Flavonoids are phytochemicals found in a variety of foods… =700 1\$aGammon, Marilie D.$4ths =710 1\$aUniversity of North Carolina at Chapel Hill.$bDept. of Epidemiology. =773 1\$tUNC electronic theses and dissertations collection =856 40$uhttp://dc.lib.unc.edu/u?/etd,223$3Full text available via the UNC-CH Libraries =949 \\$a*recs=b;bn=noh;b2=w

19. 1/13/2008 Kristin Martin 19 Work To Date Cataloged 814 ETDs from May 2006-May 2007 –All available in both DC and MARC –Backlog of two semesters CONTENTdm interface available to public June 2007 Metadata is available to OAI harvesters through CONTENTdm Have not yet submitted metadata to NDLTD

20. Live Demo UNC ETDs Website: http://dc.lib.unc.edu/etd/index.php?CISOROOT=/etd http://dc.lib.unc.edu/etd/index.php?CISOROOT=/etd “Now I can read theses to my heart’s content at 2:00 AM.”

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27. Contact Information Kristin Martin Electronic Resources Cataloger kmarti@email.unc.edu