1. and Cooperative Enforcement Agreements
Federal Credentials
and
Cooperative Enforcement Agreements
David Rise
U.S. EPA Montana Office
(406)

3. KEY PROVISIONS
Determine issuing credential is appropriate and in EPA’s interest
Develop and sign agreement with State or Tribe that addresses
guidance elements
Establish tracking system for everything
Ensure inspector has completed required training
Communicate conditions and limitations on use of credential

4. EPA Region reviews report and takes appropriate enforcement action
CONDITIONS AND LIMITATIONS
Inspections at EPA request or according to inspection
plan
Inspection report submitted to EPA
EPA Region reviews report and takes
appropriate enforcement action

5. CONDITIONS AND LIMITATIONS
Before September 30, 2004
Varied between EPA Regions
Not well communicated
Sometimes incorrect

6. Jack Neylan’s childhood home.

7. Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) Specific Training for State and Tribal FIFRA Inspectors
Mandatory and Recommended Training:
Mandatory Training
• Basic FIFRA Inspection Course “FIF901 Inspector Training” [Source: “FIF901"]
Mandatory Self-Study/Review
Statute/Regulations
• FIFRA §2 -Definitions
• FIFRA §3 (a), (b) & (d) -Registration of Pesticides
• FIFRA §5 -Experimental Use Permits
• FIFRA §7 -Registration of Establishments
• FIFRA §8 -Books and Records
• FIFRA §9 -Inspection of Establishments, Etc.
• FIFRA §11 - Use of Restricted Use Pesticides; Applicators
• FIFRA §12 - Unlawful Acts

8. Mandatory Self-Study/Review Continued: Statute/Regulations
• FIFRA §13 - Stop Sale, Use, Removal, and Seizure
• FIFRA §14 - Penalties
• FIFRA §17 - Imports and Exports
• FIFRA §18 - Exemption of Federal and State Agencies
• FIFRA §23 - State Cooperation, Aid, and Training
• FIFRA §24 - Authority of States
• FIFRA §25 (b) & (c) - Authority of Administrator
• FIFRA §26 - State Primary Enforcement Responsibility
• FIFRA §27 - Failure by the State to Assure Enforcement of State Pesticide Use Regulations
• FIFRA §28 - Identification of Pests; Cooperation with Department of Agriculture’s Program
• FIFRA §30 - Minimum Requirements For Training of Maintenance Applicators and Service Technicians
• 40 CFR Parts: , 156, 162, 166, , 169, and 170 [Source:

9. Mandatory Self-Study/Review Continued: Guidance/Reference Materials
• FIFRA Inspection Manual (2002) [Sources: CD version and hard copy - Regional Program Office, or OECA/OC/Agriculture Division, ]
• Label Review Manual 3rd Edition (2003) [Sources: Office of Pesticide Programs/Labeling Team ( ); ; National Technical Information Services ]
• Antimicrobial Inspection Protocol [Sources: Regional Program Office; OECA/OC/Agriculture Division ]
• Worker Protection Inspection Guidance (2004); and the WPS How-To-Comply Mannual [Sources: Regional Program Offices; OECA/OC/Agriculture Division ]
• Routine Biosecurity Procedures for EPA Personnel Visiting Farms, Ranches, Slaughterhouses and other Facilities with Livestock & Poultry. – Memorandum dated 12/10/01, signed Director, Office of Compliance [Sources: Agriculture Compliance Assistance Center , and at: Regional Administrators; Regional Program Offices]

10. Mandatory Self-Study/Review Continued: Guidance/Reference Materials
• The FIFRA Program is based on compliance with pesticide product labels. The inspector shall review a variety of registered pesticide labels to be familiar with various pesticide products. An example of these products are: insecticides, herbicides, rodenticides, antimicrobials, restricted use products, and products which contain WPS label language. A minimum of five product labels, including an RUP and a WPS product label shall be reviewed. EPA Registered pesticide labels can be found at: and and another source is:
• Review a minimum of four completed inspection reports/files for each type of FIFRA inspection activity for which inspections will be conducted.

11. Recommended Training
• Core FIFRA workshops [as sponsored and offered by Office of Enforcement and Compliance Assurance (OECA) or the Regional FIFRA Program Offices] • Pesticide Inspectors Residential Training Courses (PIRT) (as sponsored by OECA/OC/AD, and/or the Region and States) [Courses include: Worker Protection Standards (WPS), Pesticide Use/Misuse Inspections, Pesticide Product Inspections and Sampling Procedures]
• Pesticide Regulatory Education Program Courses (PREP) are primarily for Program Managers and/or Senior Program Staff (as sponsored by OPP/OECA - John Ward OPPTS/OPP/FEAD ) [Source:

12. Recommended Self Study/Review
• 40 CFR Parts: 152, 153, 157, 159, 167, 168, 171, 172, 173, and 174 (U.S. Environmental Protection Agency) [Source:
• 19 CFR Parts: 12, 18, 19, and 146 (Department of the Treasury, U.S. Customs Service) [Source:
• 49 CFR Parts: (U.S. Department of Transportation) [Source: • Compliance/Enforcement Guidance Manuals, Vol [Sources: Regional Program Offices; OECA/OC/Agriculture Division]
• Pesticide Registration Notices (PR Notices) [Source:

13. Mandatory On-the-Job Training (OJT) and mentoring with senior lead FIFRA inspector:
Inspectors are required to conduct a minimum of three inspections for each type of applicable inspection activity with a lead inspector, prior to leading an inspection. The actual number of inspections required before the inspector is approved to lead inspections will be determined by the inspector’s first-line supervisor. [Note: this includes inspection preparation procedures with a senior inspector.]
Inspectors shall review such items as: Case Files, Previous Inspection Reports, Producing Establishment Reports, types of Pesticide/Device product labels for familiarity with each type of inspection activity. Inspections include but are not limited to: Pesticide/Device Producer Establishment Inspections (PEI); Retail/Wholesale/Dealer/Distributor type firms that sell/distribute pesticide/devices (Market Place (MKT), Restricted Use Pesticide (RUP) Dealer; Worker Protection Standards Inspections (WPS); Import Inspections; Use/Misuse of Pesticides Inspections; and other inspections described in the FIFRA Inspection Manual (2002).

14. Mandatory Refresher Training:
• Federal and/or State -Tribal program specific refresher training as identified by the supervisor; the EPA Region or Headquarters.

16. So,
How do we meet these
Requirements?

17. Detail
Detail
Detail

18. Develop and sign agreement with State or Tribe that addresses guidance elements
Training- Section 5H of Appendix 3
When EPA credentials will be used
How State or Tribal and EPA inspections differ
FIFRA Inspection Manual
State Quality Management Plan
Disinfectant Sample Collection Protocol
Feedback on inspections, reports and enforcement

19. IV. EPA CREDENTIALS
EPA has made the determination that it is appropriate to authorize employees of the Department of Agriculture to conduct inspections using EPA credentials under conditions specified in this agreement.
Training and Use
In order to be authorized to receive an EPA inspector credential,
a state inspector must have completed the following training:
EPA’s Basic Inspector Training
24 hr Health and Safety Training (Safety, Health and Environmental Management Training for Field Activities)
Review of the terms and conditions of credential authorization
Basic FIFRA Inspection Course (FIF901 Inspector Training)
Review of the statute (FIFRA), the implementing regulations 40CFR , 156, 162, 166, and 170, and the Mandatory Self-Study/Review Guidance/Reference Materials as listed in the credential issuing guidance document
Mandatory On-the Job Training (minimum of three inspections for each type of inspection activity with a lead inspector).
In addition, each authorized state inspector must undergo annual health and safety and program specific refresher training as required by their supervisor and/or EPA.

21. Section 2: Training Documentation/Certification by State/Tribe
Appendix A
Section 2: Training Documentation/Certification by State/Tribe
Training Documentation
Basic Inspector Training Course. Date completed:_________________________
Initial Health and Safety Training Course. Date completed:__________________
Refresher Health and Safety Training Course. Last date completed:___________
Program Specific Training. Statute:________ . Date completed:______________ *Please attach a list of the Mandatory training items (including OJT and Refresher training) required for this statute from the Guidance, and list corresponding completion dates.
Training on the Terms and Conditions of the Authorization
B) Training Certification
I certify that the above named individual has completed all inspector training listed
in Appendix 3 of the Guidance (or has completed training that covers the same
material) as documented above. I further certify that the above named inspector needs
credentials in order to conduct inspections on behalf of EPA pursuant to the
authorization agreement.

22. Required Form for Requesting Credentials from Headquarters
Appendix B – Required
Required Form for Requesting Credentials from Headquarters
Please note: A separate Appendix B form is required for each statute and state/tribe.
Please complete the following information:
Region:__________ Statute (one only):_____________ Date of Request:____________
State/Tribe rganization/Department:__________________________________________
RCC (or alternate) Name: ___________________________ Phone #:______________
Mailing Address/Mail Code (to which credentials are to be sent):___________________
______________________________________________________________________
B) Please Check off the following:
_____Authorization Agreement which contains required elements in Guidance is in place
_____Training has been verified and documented by the Region
_____Credential Tracking System is in place
_____Inspection Work Plan is in place

23. Model State/Tribal Inspection Credential Tracking Record
Appendix C - Optional
Model State/Tribal Inspection Credential Tracking Record
Section 1: Credential Information
State/Tribal Inspector Full Name: ___________________________________________
Credential Number:________ Statute:_________ Expiration Date: _________________
State/Tribal Organization/Department: _______________________________________
State/Tribal Inspector’s Supervisor Name: ____________________________________
Section 2: Transfer of Credential from Region to State/Tribal Inspector’s Supervisor
I certify that I mailed a credential completed with the inspector information above to the State/Tribal Inspector’s Supervisor named above.
_____________________________ ___________________________________
Full Name Signature/Date
It Goes On …

24. Section 3: Date the State/Tribal Inspector’s Supervisor transfers the credential to the Inspector and Return
I (S/T Inpspector’s Supervisor) transferred the credential to the Inspector named above.
______________________________ __________________________________
S/T Inspector’s Supervisor Full Name S/T Inspector Supervisor Signature/Date
I (State/Tribal Inspector’s Supervisor) received the credential back from the Inspector named above.
S/T Inspector’s Supervisor Full Name S/T Inspector’s Supervisor Signature/Date
And On …

25. Required Credential Acknowledgment and Receipt
Appendix D – Required
Required Credential Acknowledgment and Receipt
Section 1: Credential Information
Credential Number:____________ Expiration Date: ____________ Statute: _________
State/Tribal Inspector Full Name
(First, Middle Initial, Last):_________________________________________________
State/Tribal Organization/Department:_________________________________________________
State/Tribal Inspector’s Supervisor Name

26. The Inspector signs this form. It is sent to the EPA Region
Section 2: Signature of State/Tribal Inspector (The inspector must read below and sign below acknowledging to the terms of the agreement).
I acknowledge receipt of the above referenced EPA inspector credentials and understand that in the event I transfer, resign, are no longer employed as an inspector, or the credentials are no longer required, authorization is suspended or revoked, upon credential expiration, or a lost credential is found, they will be surrendered to my supervisor named above.
I agree that at any time upon request by EPA or my supervisor, I will surrender this credential.
I also agree that I will not relinquish or allow anyone …
The Inspector signs this form.
It is sent to the EPA Region

27. BE READY
FOR
CHANGES

28. An actual .
Tim,
I just left you a long voice mail. Sorry. Here are our remaining comments on the Montana agreement.
Comments which need to be addressed in the Montana agreement and future FIFRA agreements:
- Please reference or attach section 5-H of Appendix 3 of the September 30, 2004 Guidance for …