1. Parameterizing Random Test Data According to Equivalence Classes Chris Murphy, Gail Kaiser, Marta Arias Columbia University

2. What is random testing? This is not part of the talk!!!! Random testing is the notion of using “random” input to test the application As opposed to using pre-determined and manually selected “equivalence classes” or “partitions”

3. Introduction We are investigating the quality assurance of Machine Learning (ML) applications Currently we are concerned with a real- world application for potential future use in predicting electrical device failures  Using ranking instead of classification Our concern is not whether an algorithm predicts well but whether an implementation operates correctly

4. Data Set Options Real-world data sets  Not always accessible/available  May not necessarily contain the separation or combination of traits that we desire to test Hand-generation of data  Only useful for small tests Random testing  Limited by the lack of a reliable test oracle  ML applications of interest fall into the category of “non-testable programs”

5. Motivation Without a reliable test oracle, we can only:  Look for obvious faults  Consider intermediate results  Detect discrepancies in the specification We need to restrict some properties of random test data generation

6. Our Solution Parameterized Random Test Data Generation Automatically generate random data sets, but parameterized to control the range and characteristics of those random values Parameterization allows us to create a hybrid between equivalence class partitioning and random testing

7. Overview Machine Learning Background Data Generation Framework Findings and Results Evaluation and Observations Conclusions and Future Work

8. Machine Learning Fundamentals Data sets consist of a number of examples, each of which has attributes and a label In the first phase (“training”), a model is generated that attempts to generalize how attributes relate to the label In the second phase (“validation”), the model is applied to a previously-unseen data set with unknown labels to produce a classification (or, in our case, a ranking)

9. Problems Faced in Testing The testing input should be based on the problem domain Need to consider a way to mimic all of the traits of the real-world data sets Also need to keep in mind that we do not have a reliable test oracle

10. Analyzing the Problem Domain Consider properties of data sets in general  Data set size: number of attributes and examples  Range of values: attributes and labels  Precision of floating-point numbers  Whether values can repeat Consider properties of real-world data sets in the domain of interest  How alphanumeric attributes are to be interpreted  Whether data values might be missing

11. Equivalence Classes Data sizes of different orders of magnitude Repeating vs. non-repeating attribute values Missing vs. no-missing attribute values Categorical vs. non-categorical data 0/1 labels vs. non-negative integer labels Predictable vs. non-predictable data sets Used data set generator to parameterize test case selection criteria

12. How Data Are Generated M attributes and N examples No-repeat mode:  Generate a list of integers from 1 to M*N and then randomly permute them Repeat mode:  Each value in the data set is simply a random integer between 1 and M*N  Tool ensures at least one set of repeating numbers

13. Generating Labels Specify percentage of “positive examples” to include in the data set  positive examples have a label of 1  negative examples have a label of 0 Data generation framework guarantees that the number of positive examples comes out to be the right number, even though the values are randomly placed throughout the data set Labels are never unknown/missing

14. Categorical Data For some alphanumeric attributes, data pre-processing is used to expand K distinct values to K attributes  Same as in real-world ranking application Input parameter to data generation tool is of the format (a 1, a 2,..., a K-1, a K, m)  a 1 through a K represent the percentage distribution of those values for the categorical attribute  m is the percentage of unknown values

15. Data Set Generator - Parameters # of examples # of attributes % positive examples (label = 1) % missing any categorical data repeat/no-repeat modes

16. Sample Data Sets 10 examples, 10 attributes, 40% positive examples, 20% missing, repeats allowed 27,81,88,59, ?,16,88, ?,41, ?,0 15,70,91,41, ?, 3, ?, ?, ?,64,0 82, ?,51,47, ?, 4, 1,99, ?,51,0 22,72,11, ?,96,24,44,92, ?,11,1 57,77, ?,86,89,77,61,76,96,98,1 76,11, 4,51,43, ?,79,21,28, ?,0 6,33, ?, ?,52,63,94,75, 8,26,0 77,36,91, ?,47, 3,85,71,35,45,1 ?,17,15, 2,90,70, ?, 7,41,42,0 8,58,42,41,74,87,68,68, 1,15,1 35, 3,20,41,91, ?,32,11,43, ?,1 19,50,11,57,36,94, ?,96, 7,23,1 24,36,36,79,78,33,34, ?,32, ?,0 ?,15, ?,19,65,80,17,78,43, ?,0 40,31,89,50,83,55,25, ?, ?,45,1 52, ?, ?, ?, ?,39,79,82,94, ?,0 86,45, ?, ?,74,68,13,66,42,56,0 ?,53,91,23,11, ?,47,61,79, 8,0 77,11,34,44,92, ?,63,62,51,51,1 21, 1,70,14,16,40,63,94,69,83,0

17. The Testing Framework Data set generator Model comparison Ranking comparison: includes metrics like normalized equivalence and AUCs Tracing options: for generating and comparing outputs of debugging statements

18. MartiRank and SVM MartiRank was specifically designed for the real-world device failure application  Seeks to find the sequence of attributes to segment and sort the data to produce the best result SVM is typically a classification algorithm  Seeks to find a hyperplane that separates examples from different classes  SVM-Light has a ranking mode based on the distance from the hyperplane

19. Findings Testing approach and framework were developed for MartiRank then applied to SVM Only the findings most related to parameterized random testing are presented here  More details and case studies about the testing of MartiRank can be found in our tech report

20. Issue #1: Repeating Values One version of MartiRank did not use “stable” sorting... 91,41,19, 3,57,11,20,64,0... 36,73,47, 3,85,71,35,45,1... 36,73,47, 3,85,71,35,45,1 91,41,19, 3,57,11,20,64,0... 91,41,19, 3,57,11,20,64,0 36,73,47, 3,85,71,35,45,1... stable unstable

21. Issue #2: Sparse Data Sets Not specifically addressed in specification 41,91, ?,32,11,43, ?,1 57,36,94, ?,96, 7,23,1 79,78,33,34, ?,31, ?,0 19,65,80,17,78,46, ?,0 50,83,55,25, ?, ?,45,1 ?, ?,39,79,82,94, ?,0 41,91, ?,32,11,43, ?,1 19,65,80,17,78,46, ?,0 79,78,33,34, ?,31, ?,0 ?, ?,39,79,82,94, ?,0 50,83,55,25, ?, ?,45,1 57,36,94, ?,96, 7,23,1 41,91, ?,32,11,43, ?,1 19,65,80,17,78,46, ?,0 ?, ?,39,79,82,94, ?,0 57,36,94, ?,96, 7,23,1 79,78,33,34, ?,31, ?,0 50,83,55,25, ?, ?,45,1 sort “around” missing values put missing values at end 41,91, ?,32,11,43, ?,1 50,83,55,25, ?, ?,45,1 19,65,80,17,78,46, ?,0 79,78,33,34, ?,31, ?,0 ?, ?,39,79,82,94, ?,0 57,36,94, ?,96, 7,23,1 randomly insert missing values

22. Issue #3: Categorical Data Discovered that refactoring had introduced a bug into an important calculation  A global variable was being used incorrectly This bug did not appear in any of the tests only with repeating values or only with missing values However, categorical data necessarily has repeating values and may have missing

23. Issue #4: Permuted Input Data Randomly permuting the input data led to different models (and then different rankings) generated by SVM-Light Caused by “chunking” data for use by an approximating variant of optimization algorithm

24. Observations Parameterized random testing allowed us to isolate the traits of the data sets These traits may appear in real-world data but not necessarily in the desired combinations Algorithm’s failure to address specific data set traits can lead to discrepancies

25. Related Work – Machine Learning There has been much research into applying Machine Learning techniques to software testing, but not the other way around Reusable real-world data sets and Machine Learning frameworks are available for checking how well a Machine Learning algorithm predicts, but not for testing its correctness

26. Related Work – Random Testing Parameterization generally refers to specifying data type or range of values Our work differs from that of Thénevod- Fosse et al. [’91] on “structural statistical testing”, which focuses on path selection and coverage testing, not system testing Also differs from “uniform statistical testing” because although we do select random data over a uniform distribution, we parameterize it according to equivalence classes

27. Limitations and Future Work Test suite adequacy for coverage not addressed or measured Could also consider non-deterministic Machine Learning algorithms Can also include mutation testing for effectiveness of data sets Should investigate creating large data sets that correlate to real-world data

28. Conclusion Our contribution is an approach that combines parameterization and randomness to control the properties of very large data sets Critical for limiting the scope of individual tests and for pinpointing specific issues related to the traits of the input data

29. Parameterizing Random Test Data According to Equivalence Classes Chris Murphy, Gail Kaiser, Marta Arias Columbia University