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Operational Auditing--Fall 200512-1 Auditor Follow-up Role 4 Timely review 4 Share the results 4 Respect auditee’s input 4 Minimize auditee interference.

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Presentation on theme: "Operational Auditing--Fall 200512-1 Auditor Follow-up Role 4 Timely review 4 Share the results 4 Respect auditee’s input 4 Minimize auditee interference."— Presentation transcript:

1 Operational Auditing--Fall 200512-1 Auditor Follow-up Role 4 Timely review 4 Share the results 4 Respect auditee’s input 4 Minimize auditee interference 4 Emphasize preventative cost of quality

2 Operational Auditing--Fall 200512-2 Auditor Follow-up Sequence 4 Read auditee’s response 4 Discuss response with auditee 4 Conduct on-site reviews 4 Reassess the risk 4 Report

3 Operational Auditing--Fall 200512-3 Win-win Considerations 4 Do not force preferences 4 Focus on the what not the how 4 Avoid operations abandonment 4 Know when to hold them and when to fold them 4 Never attack individuals 4 Resolve verbally first

4 Operational Auditing--Fall 200512-4 Audit Evaluation 4 General description 4 What worked 4 What did not work 4 Recommendations

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