1. Programming with XML Written by: Adam Carmi Zvika Gutterman

2. XML2 Agenda About XML Review of XML syntax Document Object Model (DOM) JAXP W3C XML Schema Validating Parsers

3. XML3 About XML XML – EXtensible Markup Language Designed to describe data –Provides semantic and structural information –Extensible Human readable and computer-manipulable Software and Hardware independent Open and Standardized by W3C 1 Ideal for data exchange 1)World Wide Web Consortium (founded in 1994 by Tim Berners-Lee)

4. XML4 Comment David Reuven Harel 2001-11-02 10:32:00 Ran a red light at Arik & Bentz st. offenders.xml Information is marked up with structural and semantic information. The characters &,, ‘, “ are reserved and can’t be used in character data. Use &, <, >, &apos; and " instead. Tag Character Data Character Data

5. XML5 David Reuven Harel 2001-11-02 10:32:00 Ran a red light at Arik & Bentz st. offenders.xml: Tags Start Tag End Tag Root Tag Shorthand for: XML tags are not pre- defined and are case sensitive. An XML document may have only one root tag.

6. XML6 David Reuven Harel 2001-11-02 10:32:00 Ran a red light at Arik & Bentz st. offenders.xml: Elements Root Element Elements mark-up information. Element x begins with a start-tag and ends with an end-tag XML Elements must be properly nested:......... XML documents must contain exactly one root element.

7. XML7 offenders.xml: Content     David   Reuven   Harel       2001-11-02   10:32:00  RanaredlightatArik&Benz st.     The content of an element is all the text that lies between its start and end tags. An XML parser is required to pass all characters in a document, including whitespace characters.   whitespace

8. XML8 offenders.xml: Attributes David Reuven Harel 2001-11-02 10:32:00 Ran a red light at Arik & Benz st. Attributes are used to provide additional information about elements. Attributes values must always be enclosed in quotes (“/‘)

9. XML9 DOM TM DOM TM – Document Object Model A Standard hierarchy of objects, recommended by the W3C, that corresponds to XML documents. Each element, attribute, comment, etc., in an XML document is represented by a Node in the DOM tree. The DOM API 1 allows data in an XML document to be accessed and modified by manipulating the nodes in a DOM tree. 1)Application Programming Interface

10. XML10 DOM Class Hierarchy 1 1)A partial class hierarchy is presented in this slide. > Node > Text > Element > Document > Comment > CharacterData > NodeList > NamedNodeMap > Attr

11. XML11 offenders.xml: DOM tree :Document :Element offenders :Comment Listsalltrafficoffenders :Element offender :Element firstName :Text David :Attribute id :Text  :Text  :Text  :Text  :Text 024378449

12. XML12 Example: offenders DOM :Element violation :Attribute id :Text  :Element code :Attribute num :Attribute category :Text  :Element issueDate :Text 2001-11-02 offenderoffenders :Text 12 :Text 232 :Text traffic :Element lastName :Text Harel :Text  The element “middleName” was skipped

13. XML13 Example: offenders DOM :Element issueTime :Text 10:32:00 :Text  :Text Ranaredlight atArik&Benzst. offenderviolation :Text  offenders :Text 

14. XML14 JAXP JAXP – Java TM API for XML Processing JAXP enables applications to parse and transform XML documents using an API that is independent of a particular XML processor implementation. JAXP provides two parser types: –SAX 1 parser: event driven –DOM document builder: constructs DOM trees by parsing XML documents. 1)Simple API for XML

15. XML15 The Simple API for XML (SAX) APIs

16. XML16 The Document Object Model (DOM) APIs

17. XML17 Creating a DOM Builder 1.Create a DocumentBuilderFactory object: DocumentBuilderFactory dbf = DocumentBuilderFactory.newInstance(); 2.Configure the factory object: dbf.setIgnoringComments(true); 3.Create a builder instance using the factory: DocumentBuilder docBuilder = dbf.newDocumentBuilder(); A ParserConfigurationException is thrown if a DocumentBuilder, which satisfies the configuration requested cannot be created.

18. XML18 Building a DOM Document A DOM document can be built manually from within the application: Document doc = docBuilder.newDocument(); Element offenders = doc.createElement("offenders"); doc.appendChild(offenders); Element offender = doc.createElement("offender"); offender.setAttribute("id", "024378449 "); offenders.appendChild(offender); Element firstName = doc.createElement(“firstName”); Text text = doc.createTextNode(“ David “); firstName.appendChild(text);... A DOMException is raised if an illegal character appears in a name, an illegal child is appended to a node etc.

19. XML19 Building a DOM Document A DOM Tree representation of an XML document can be built automatically by parsing the XML document: Document doc = docBuilder.parse(new File(xmlFile)); A SAXParseException or SAXException is raised to report parse errors.

20. XML20 DumpDom.java (1 of 5) import org.w3c.dom.Document; import org.w3c.dom.NodeList; import org.w3c.dom.NamedNodeMap; import org.w3c.dom.Node; import org.xml.sax.SAXException; import org.xml.sax.SAXParseException; import javax.xml.parsers.DocumentBuilderFactory; import javax.xml.parsers.DocumentBuilder; import javax.xml.parsers.ParserConfigurationException; import java.io.File; import java.io.IOException; Creating and traversing a DOM document

21. XML21 DumpDom.java (2 of 5) public class DumpDom { private int indent = 0; // text indentation level public DumpDom(String xmlFile) { try { DocumentBuilderFactory dbf = DocumentBuilderFactory.newInstance(); DocumentBuilder docBuilder = dbf.newDocumentBuilder(); Document doc = docBuilder.parse(new File(xmlFile)); recursiveDump(doc); } catch (ParserConfigurationException pce) { System.err.println("Failed to create document builder"); } catch (SAXParseException spe) { System.err.println("Error: Line=" + spe.getLineNumber() + ": " + spe.getMessage()); } catch (SAXException se) { System.err.println("Parse error found: " + se); } catch (IOException e) { e.printStackTrace(); }

22. XML22 DumpDom.java (3 of 5) private void recursiveDump(Node node) { switch (node.getNodeType()) { case Node.DOCUMENT_NODE: dumpNode("document", node); break; case Node.COMMENT_NODE: dumpNode("comment", node); break; case Node.ATTRIBUTE_NODE: dumpNode("attribute", node); break; case Node.TEXT_NODE: dumpNode("text", node); break;

23. XML23 DumpDom.java (4 of 5) case Node.ELEMENT_NODE: dumpNode("element", node); indent += 2; NamedNodeMap atts = node.getAttributes(); for (int i = 0 ; i < atts.getLength() ; ++i) recursiveDump(atts.item(i)); indent -= 2; break; default: System.err.println("Unknown node: " + node); System.exit(1); } // end of switch // print children of the input node (if there are any) indent+=2; for (Node child = node.getFirstChild() ; child != null ; child = child.getNextSibling()) { recursiveDump(child); } indent-=2; }// end of recursiveDump

24. XML24 DumpDom.java (5 of 5) private void dumpNode(String type, Node node) { for (int i = 0 ; i < indent ; ++i) System.out.print(" "); System.out.print("[" + type + "]: "); System.out.print(node.getNodeName()); if (node.getNodeValue() != null) System.out.print("=\"" + node.getNodeValue() + "\""); System.out.print("\n"); } public final static void main(String[] args) { DumpDom dumper = new DumpDom(args[0]); }

25. XML25 DTD - Document Type Definition A specification for ensuring the validity of XML documents The original mechanism, defined as part of the XML specification Various Schema proposals - newer mechanisms for describing validation criteria

26. XML26 XML Schema The purpose of an XML Schema is to define a class of XML documents. An XML document that is syntactically correct is considered well formed. If it also conforms to an XML schema is considered valid. An XML document is not required to have a corresponding Schema.

27. XML27 XML Schema (cont.) XML Schema documents are themselves XML documents. –Can be manipulated as such –XML Schema is a language with an XML syntax. An XML document may explicitly reference the schema document that validates it. Several schema models exist. In this course we will use the W3C XML Schema 1. 1)W3C recommendation since 2001

28. XML28 W3C XML Schema... A W3C XML Schema consists of a schema element and a variety of sub-elements which determine the appearance of elements and their content in instance documents Each of the elements (and predefined simple types) in the schema has (by convention) a prefix xsd: which is associated with the W3C XML schema namespace.

29. XML29 Elements & Attribute Declarations Elements are declared using the element element: Attributes are declared using the attribute element: A pre-defined (simple) type

30. XML30 Element & Attribute Types Elements that contain sub-elements or carry attributes are said to have complex types. Elements that contain only text (e.g. numbers, strings, dates etc.) but do not contain any sub- elements are said to have simple types. Attributes always have simple types. Many simple types (e.g. string, date, integer etc.) are pre-defined.

31. XML31 A Few Built in Simple Types Simple TypeExamples stringany textual value (white space preserved) NMTOKEN 1 student, 342, $$ ID 1 s1, :myId, _4 integer-126789, -1, 0, 1, 126789, 03485 float-INF, -1E4, -0, 0,12.78, 12.78E-2, NaN time13:24:12, 02:15:34.879 date2002-11-23 booleantrue, false, 0, 1 1)Should only be used as attribute types

32. XML32 Derived Simple Types New simple types may be defined by deriving them from existing simple types (build-in and derived) New simple types are derived by restricting the range of permitted values for an existing simple type. A new simple type is defined using the simpleType element.

33. XML33 Derived Simple Types (cont.) Example: Numeric Restriction Example: Enumeration

34. XML34 Complex Types Complex types are defined using the complexType element. Elements with complex types may carry attributes. The content of elements with complex types is categorized as follows: –Empty: no content is allowed. –Simple: content must be of simple type. –Element: content must include only child elements. –Mixed: both element and character content is allowed.

35. XML35 Complex Types: Attributes Attributes may be declared, using the use attribute, as required or optional (default). Default values for attributes are declared using the default attribute –Allowed only for optional attributes The fixed attribute is used to ensure that an attribute is set to a particular value. –Appearance of the attribute is optional. –fixed and use are mutually exclusive.

36. XML36 Complex Types: Attributes (cont.) Example: use, fixed Example: use, default... <xsd:attribute name="accuracy" type="Accuracy" use="optional" default="accurate"/>...

37. XML37 Complex Types: Empty Content Example: schema <xsd:attribute name="category" type="ViolationCategory“ fixed="traffic"/> Example: instance document

38. XML38 Complex Types: Simple Content Example: element with no attributes Example: element with attributes <xsd:attribute name="accuracy" type="Accuracy" use="optional" default="accurate"/> Simple type

39. XML39 Complex Types: Element Content Element Occurrence Constraints –The minimum number of times an element may appear is specified by the value of the optional attribute minOccurs. –The maximum number of times an element may appear is specified by the value of the optional attribute maxOccurs. The value unbounded indicates that there maximum number of occurrences is unbounded. –The default value of minOccurs and maxOccurs is 1.

40. XML40 Complex Types: Element Content (cont.) The element sequence is used to specify a sequence of sub- elements. –Elements must appear in the same order that they are declared. <xsd:element name="middleName" type="xsd:string“ minOccurs="0"/> <xsd:element name="violation" type="Violation“ minOccurs="0" maxOccurs="unbounded"/>......

41. XML41 Complex Types: Mixed Content The optional Boolean attribute mixed is used to specify mixed content:...

42. XML42 Global Elements/Attributes Global elements and global attributes are created by declarations that appear as the children of the schema element. A global element is allowed to appear as the root element of an instance document. The attribute ref of element/attribute elements may be used (instead of the name attribute) to reference a global element/attribute. Cardinality constraints cannot be placed on global declarations, although they can be placed on local declarations that reference global declarations.

43. XML43 Global Elements/Attributes (cont.) Example: global declarations... Example: ref attribute

44. XML44 Anonymous Type Definitions When a type is referenced only once, or contains very few constraints, it can be more succinctly defined as an anonymous type. Saves the overhead of naming the type and explicitly referencing it.

45. XML45 Anonymous Type Definitions (cont.) <xsd:element name="middleName" type="xsd:string“ minOccurs="0"/> <xsd:element name="violation" type="Violation“ minOccurs="0" maxOccurs="unbounded"/> Is this a global declaration? Anonymous

46. XML46 offenders.xsd (1 of 4) <xsd:attribute name="accuracy" type="Accuracy" use="optional" default="accurate"/> <xsd:attribute name="category" type="ViolationCategory" fixed="traffic"/> Schema for offenders XML documents

47. XML47 offenders.xsd (2 of 4) <xsd:element name="middleName" type="xsd:string“ minOccurs="0"/> <xsd:element name="violation" type="Violation" minOccurs="0" maxOccurs="unbounded"/>

48. XML48 offenders.xsd (3 of 4)

49. XML49 offenders.xsd (4 of 4)

50. XML50 Validating Parsers A validating parser is capable of reading a Schema specification or DTD and determine whether or not XML documents conform to it. A non validating parser is capable of reading a Schema / DTD but cannot check XML documents for conformity. –Limited to syntax checking

51. XML51 Creating a Validating DOM Parser 1.Create a DocumentBuilderFactory object: DocumentBuilderFactory dbf = DocumentBuilderFactory.newInstance(); 2.Configure the factory object to produce a validating parser: dbf.setAttribute("http://java.sun.com/xml/jaxp/properties" + "/schemaLanguage", "http://www.w3.org/2001/XMLSchema"); dbf.setAttribute("http://java.sun.com/xml/jaxp/properties" + "/schemaSource", new File(xmlSchema)); dbf.setValidating(true); 3.Create a builder instance and set its error-handler: DocumentBuilder docBuilder = dbf.newDocumentBuilder(); docBuilder.setErrorHandler(new MyErrorHandler());

52. XML52 Handling Parsing Errors By default, JAXP parsers do not throw exceptions when documents are found to be invalid. JAXP provides the interface ErrorHandler so that users will be able to implement their own error-handling semantics.

53. XML53 BoundedErrorPrinter.java (1 of 3) import org.xml.sax.ErrorHandler; import org.xml.sax.SAXException; import org.xml.sax.SAXParseException; /** * An error handler that prints to the standard error stream a specified * number of errors. Once the specified number of errors is detected, * parsing is aborted. */ public class BoundedErrorPrinter implements ErrorHandler { private int errorCount = 0; private int errorsToPrint; public BoundedErrorPrinter(int errorsToPrint) { this.errorsToPrint = errorsToPrint; }

54. XML54 public void warning(SAXParseException spe) throws SAXException { System.err.println("Warning: " + getParseExceptionInfo(spe)); } public void error(SAXParseException spe) throws SAXException { if (errorCount < errorsToPrint) { System.err.println("Error: " + getParseExceptionInfo(spe)); ++errorCount; } if (errorCount >= errorsToPrint) throw spe; // abort parsing } BoundedErrorPrinter.java (2 of 3)

55. XML55 public void fatalError(SAXParseException spe) throws SAXException { if (errorCount < errorsToPrint) System.err.println("Fatal: " + getParseExceptionInfo(spe)); throw spe; } public boolean errorsFound() { return errorCount > 0; } private String getParseExceptionInfo(SAXParseException spe) { return "Line = " + spe.getLineNumber() + ": " + spe.getMessage(); } BoundedErrorPrinter.java (3 of 3)