1. Training

2. Training
Banking
Basel II
QMS including Six Sigma
ISMS

3. Banking
Objective
To provide basic understanding of Banking practices and operations
Coverage
Introduction to Banking Theory – Law & Practice
Banking Overview – various types of Banks and operations
Fundamentals of Accounting – Journal, Leger, Trial Balance, GL, Balance Sheet

4. Banking Introduction to different divisions in Banks Target Audience
Retail and Corporate Banking
Payment Systems
Trade Finance
Treasury
Delivery Channels – ATMs, Credit/ Debit cards, POS, etc.
Merchant Banking – Demat, Mutual Funds, Investment Banking
Compliance – AML, ALM, Basel II, etc.
Target Audience
General Bankers, technology groups
Back

5. Basel II General Specific Basel II – an awareness program Market Risk
Credit Risk
Operational Risk

6. Basel II The Nature of risks and regulations in banking
Evolution of risk management and regulations in banks
Techniques in management - simple, intermediate and advanced
Fundamentals of Market and Treasury Risk Management
Fundamentals of Credit and Operational Risk Management
Supervision and Regulation

7. Basel II
Credit Risk
The development of risk based supervision in banks
Approaches for measurement and management
Standardized approach of measurement and management
Internal Ratings based approaches
Mechanics & Parameters
FIRB & AIRB
Calibration & validation
Usage tests

8. Basel II Market Risk Measurement and regulation
Standardized approach of measurement and management
Internal Models approach of measurement and management
Nature of Treasury Risk
Interest rate re-pricing in the banking book
Methods of measuring and managing liquidity
Capital Management and Treasury risk

9. Basel II Operational Risk
Basic Indication approach to measuring Operational Risk Capital
Standardized approach to measuring Operational Risk Capital
Advanced measurement approach
Managing Operational Risk
Different frameworks and approaches
Techniques used to mitigate operational risk
Monitoring and reporting

10. Basel II Supervisory Review and its importance
Internal Capital assessment process
The four key principles and Specific issues
Supervisory review of securitization, accountability and actions
Role of National Supervisors
Implementation issues
Relationship between external/ internal auditors and supervisors

11. Basel II Supervision of Operational Risks and other risks
Supervision of operational risks and electronic banking
UK and US Supervision of operational risk
Pillar 2 and other risks
Bank Disclosure requirements
Nature of disclosure, Basel II and disclosure
Pillar 3 requirements, Scope of disclosure
Risk exposure and assessment

12. Basel II Banking Technology Core Banking – is it the end?
Payment systems across the globe
Convergence of Banking and technology
Risk Management and Regulatory Compliance

13. Basel II Target Audience
CxO level – high level or overview and importance
Senior Management – Credit, Market, Operations and Top Management
Compliance Officers, Auditors, functional department officials
Banking Technology Team
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14. Quality Management System
Objective
To create the awareness amongst the associates/ employees
To train identified associates/ employees on Quality Standard requirements
To train on the Internal Audit – planning, conducting and follow-up

15. Quality Management System
Coverage
Introduction to
Quality Management
Different Quality Standards like ISO 9001:2000, CMMi different levels
Process/ Product Quality concepts
Different important Quality processes

16. Quality Management System
Coverage
Detailed training on QMS – Standard requirements separately for each standard
Standard requirements
Mapping the existing practices to standard
Gap Analysis
Processes – definition, revision, implementation strategies
Monitoring
Metrics

17. Quality Management System
Coverage
Internal Audit
Objectives
Code of ethics
Audit Program/ Audit calendar
Checklist development
Audit techniques & Report preparation
Follow-up methodology

18. Training – Quality Management System
Target Audience
All associates – for awareness session
Quality team & Identified associates when organization is going in for fresh certification – for the detailed programs
Internal Auditors/ associates identified for conducting audit internally – for Internal audit training program
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19. Information Security Management System
Coverage
To create the awareness amongst the associates/ employees
To train identified associates/ employees on ISO requirements
To train on the Internal Audit – planning, conducting and follow-up

20. Information Security Management System
Coverage
Introduction to
Information Security
Information classification
Risk Management
Mitigation Controls
Vulnerabilities and threats
Information Security Management System (ISO 27001)
Information Security policies like Password, Access Control etc

21. Information Security Management System
Coverage
Detailed training on ISMS – ISO Standard requirements
Standard requirements
Mapping the existing practices to standard
Gap Analysis
Processes – definition, revision, implementation strategies
Monitoring
Metrics

22. Information Security Management System
Coverage
Internal Audit
Objectives
Code of ethics
Audit Program/ Audit calendar
Checklist development
Audit techniques & Report preparation
Follow-up methodology

23. Information Security Management System
Target Audience
All associates – for awareness session
Information Security team & Identified associates when organization is going in for fresh certification – for the detailed programs
Internal Auditors/ associates identified for conducting audit internally – for Internal audit training program