1. Besser--UC Librarians Metadata 5/19/00 1 Introduction to Metadata for Digital Libraries Howard Besser UCLA School of Education & Information http://www.gseis.ucla.edu/~howard

2. Besser--UC Librarians Metadata 5/19/00 2 Metadata for Digital Libraries -  Models for Digital Libraries  Importance of Metadata Standards  Types and Uses of Metadata  Discovery Metadata: The Dublin Core  Administrative and Structural Metadata: The Making of America II Project  Longevity Metadata  Identification/Provenance  The 4/99 NISO/DLF Image Metadata Workshop  Various other Metadata

3. Besser--UC Librarians Metadata 5/19/00 3 Key problems we’re facing  Discovery  Longevity-  Interoperability-

4. Besser--UC Librarians Metadata 5/19/00 4 Serious Longevity Problems  What we know from prior widespread digital file formats  Images separating from their metadata  Inaccessibility of software needed to view an image  Inability to even decode the file format of an image

5. Besser--UC Librarians Metadata 5/19/00 5 Traditional Digital Library Model DL user search & presentation

6. Besser--UC Librarians Metadata 5/19/00 6 Ideal Digital Library Model DL user search & presentation

7. Besser--UC Librarians Metadata 5/19/00 7 For Interoperability Digital Libraries Need Standards  Descriptive Metadata for consistent description  Discovery Metadata for finding  Administrative Metadata for viewing and maintaining  Structural Metadata for navigation ... Terms & Conditions Metadata for controlling access...

8. Besser--UC Librarians Metadata 5/19/00 8 Why are Standards and Metadata consensus important?  Managing digital files over time  Longevity  Interoperability  Veracity  Recording in a consistent manner  Will give vendors incentive to create applications that support this

9. Besser--UC Librarians Metadata 5/19/00 9 Why Standards?  Why do we need standards? – To make information universally available to users – facilitate sharing and interchange of information – To preserve information (make it safe from changes in hardware and software)  Standards only work if communities widely accept them, but they’re necessary for communities to work together

10. Besser--UC Librarians Metadata 5/19/00 10 Why are you Managing this Information?  Organizational mission & type  Users  Uses

11. Besser--UC Librarians Metadata 5/19/00 11 Questions to Ask  What communities is this standard designed for?  What type of information is this standard designed to handle?  What functions is this standard designed to serve?  What previous standards is it built upon?  Does the standard prescribe how to create new records (or parts of records), or how to map from existing records?  How far does the standard go? Semantics: Does it define element sets? Rules? Syntax?-

12. Besser--UC Librarians Metadata 5/19/00 12 What is Metadata _ Structured data describing other data used to find or help manage information resources _ Aids in interoperability _ Titles, dates, captions, cataloging and indexing data, file headers, rights info, provenance, code books, transaction logs,... _ One person’s metadata is another’s data

13. Besser--UC Librarians Metadata 5/19/00 13 Sorting through the Standards Morass _ Data Structures (DC, CDWA, MARC, VRA Core, TEI, EAD, MESL data dict) _ Data Interchange (Z39.50) _ Data Values/vocabularies (LCSH, AAT, ULAN, TGN) _ Data Content/syntax (AACR2)

14. Besser--UC Librarians Metadata 5/19/00 14 Semantics/Syntax/Structure _ Semantics – meaning, as defined by a community to meet their particular needs (DC) _ Syntax – a systematic arrangement of data elements for machine processing – facilitates the exchange and use of metadata among various applications (HTML, XML, RDF) _ Structure – a formal arrangement of the syntax with the goal of consistent representation of the semantics (rules defining field contents like 1/11/99)

15. Besser--UC Librarians Metadata 5/19/00 15 What is Metadata Types & Uses  lots of different ways of dividing the clusters

16. Besser--UC Librarians Metadata 5/19/00 16 Uses of Metadata _ Discovery & Retrieval _ Identification/Provenance _ Rights Management _ Viewing _ Integrity _ Longevity _ Content rating

17. Besser--UC Librarians Metadata 5/19/00 17 Containers and Packages of Metadata Warwick, not MARC _ modular _ overlapping _ extensible _ community-based _ designed for a networked world to aid commonality btwn communities while still providing full functionality within each community

18. Besser--UC Librarians Metadata 5/19/00 18 Some different schemes where Metdata is kept _ embedded withing the object (HTML tags) _ in a separate related DB maintained by same organization (OPAC, MOA II) _ in a separate DB maintained by a separate organization (Books in Print, ratings systems) _ derived on-the-fly from a different scheme (MARC-to-DC)

19. Besser--UC Librarians Metadata 5/19/00 19 Collaborative Metadata Projects  Dublin Core  NSF/ERCIM Digital Collaboratory  OCLC CORC Project-  Visual Resources Association (VRA) Core  Encoded Archival Description (EAD)  Computerized Interchange of Museum Information (CIMI)-  Records Export for Art and Cultural Heritage (REACH)

20. Besser--UC Librarians Metadata 5/19/00 20 CORC--Cooperative Online Resource Catalog _ both bib records & webliographies (pathfiinders) _ supports both AACR2/MARC and DC _ began 1/99, scheduled availability 7/00 _ 100-200 participants – Academic libraries – OCLC networks, special libraries, public libraries, state & national libraries, consortia

21. Besser--UC Librarians Metadata 5/19/00 21 Dublin Core (3/95) _ improve resource discovery _ anticipate precision problems of Web Crawler- based searching tools _ existing metadata could be “dumbed down” _ elements should be simple to understand and use, so that any individual should be able to assign terms him/herself _ software might eventually automatically generate very base-level metadata

22. Besser--UC Librarians Metadata 5/19/00 22 Dublin Core  Title  Creator  Subject  Description  Publisher  Contributors  Date  Type  Format  Identifier  Source  Language  Relation  Coverage  Rights

23. Besser--UC Librarians Metadata 5/19/00 23 Dublin Core  every element is both optional and repeatable  elements are cross-disciplinary  elements are extensible by organized communities  can employ a syntax such as html’s tagset for use by Spiders and Harvesters  May 2000 DLF Metadata Harvesting Project

24. Besser--UC Librarians Metadata 5/19/00 24 DC Qualifiers _ allows one community to express important nuances and qualifications, while still making the basic importance available to communities with simple needs _ our community can reflect alternate title, transliterated title, and main title, yet they will all be found under a simple Web search under “title”

25. Besser--UC Librarians Metadata 5/19/00 25 Discovery Metadata: Recent History _ Dublin Core (3/95) _ Warwick Framework (4/96) _ Image Metadata Workshop (9/96) _ Canberra, Helsinki,... DC (98) _ Digital Library Collaboratory (97-) _ DC-8, Frankfurt 10/99

26. Besser--UC Librarians Metadata 5/19/00 26 Dublin Core--further work _ Warwick Framework – metadata packages for extensible functions – layed groundwork for RDF _ Canberra Qualifiers – refining the semantics of the element set to provide more precise info – SUBELEMENT, SCHEME, LANG _ Granularity – no hierarchical relationships w/i a given DC record; only one record per discrete object (collection or item-level), and relationship field plus qualifier links them

27. The Research Process and Functional Categories of Metadata _ Discovery _ Retrieval _ Collation _ Analysis _ Re-presentation

28. Besser--UC Librarians Metadata 5/19/00 28 Making of America II-  Background of the DLF Project  Administrative Metadata  Structural Metadata

29. Besser--UC Librarians Metadata 5/19/00 29 MOA2 Goal is Interpoerability  Book example

30. Besser--UC Librarians Metadata 5/19/00 30 DLF Metadata for Interoperability Testbed: the MOA II Project  R & D  Distributed Repositories  Transportation, 1869-1900  Testbed Project  Best Practices  Structural and administrative metadata

31. Besser--UC Librarians Metadata 5/19/00 31 Previous Projects/Background  Library Standards Background  UC Berkeley Background  Finding Aids  EAD  SGML  EAD “Digital Archives”

32. Besser--UC Librarians Metadata 5/19/00 32 MOA II Classes of Objects  Continuous Tone Photos  Photo Albums  Diaries, journals, letterpress books  Ledgers  Correspondence

33. Besser--UC Librarians Metadata 5/19/00 33 MOA II Metadata _ Administrative Metadata – for enhancing resource management _ Structural Metadata – for reflecting internal hierarchies and relationships btwn parts _ Raw/Seared/Cooked

34. Besser--UC Librarians Metadata 5/19/00 34 MOA II Behaviors  Navigation  Display/Print

35. Besser--UC Librarians Metadata 5/19/00 35 MOA II Best practices  Use/Users/Collection:  Benchmarking  Masters vs. Derivatives  Scanning-  Administrative Metadata-  Structural Metadata-

36. Besser--UC Librarians Metadata 5/19/00 36 Scanning Best Practices _ Think about users (and potential users), uses, and type of material/collection _ Scan at the highest quality that does not exceed the likely potential users/uses/material _ Do not let today’s delivery limitations influence your scanning file sizes; understand the difference between digital masters and derivative files used for delivery _ Many documents which appear to be bitonal actually are better represented with greyscale scans _ Include color bar and ruler in the scan _ Use objective measurements to determine scanner settings (do NOT attempt to make the image good on your particular monitor or use image processing to color correct) _ Don’t use lossy compression _ Store in a common (standardized) file format _ Capture as much metadata as is reasonably possiple (including metadata about the scanning process itself)

37. Besser--UC Librarians Metadata 5/19/00 37 Why Scale is important

38. Besser--UC Librarians Metadata 5/19/00 38 Administrative Metadata to uniquely identify a digital resource and manage it over time _ Information about where the various pieces/versions of the object reside _ Information to view the digital object _ Information about the scanning process

39. Besser--UC Librarians Metadata 5/19/00 39 Structural Metadata: that which is relevant to presentation of the digital object to the user _ metadata defining the "object”: a book, a diary, a photo album _ metadata defining the “sub-objects”: pages (physical) or chapters and subheads (intellectual)

40. Besser--UC Librarians Metadata 5/19/00 40 SGML, XML, HTML _ TEI for structured humanities text _ EAD for Finding Aids

41. Besser--UC Librarians Metadata 5/19/00 41 Other Types of Metadata- _ Longevity _ Identification/Provenance _ Rights Management

42. Besser--UC Librarians Metadata 5/19/00 42 The Short Life of Digital Info: Digital Longevity Problems-  Disappearing Information  The Viewing Problem  The Scrambling Problem  The Inter-relation Problem  The Custodial Problem  The Translation Problem

43. Besser--UC Librarians Metadata 5/19/00 43 The Viewing Problem  Digital Info requires a whole infrastructure to view it  Each piece of that infrastructure is changing at an incredibly rapid rate  How can we ever hope to deal with all the permutations and combinations

44. Besser--UC Librarians Metadata 5/19/00 44 The Scrambling Problem Dangers from:  Compression to ease storage & delivery  Container Architecture to enhance digital commerce

45. Besser--UC Librarians Metadata 5/19/00 45 The Inter-relation Problem  -Info is increasingly inter-related to other info  -How do we make our own Info persist when it points to and integrates with Info owned by others?  -What is the boundary of a set of information (or even of a digital object)?

46. Besser--UC Librarians Metadata 5/19/00 46 The Custodial Problem  How do we decide what to save?  Who should save it?  How should they save it? – -methods for later access: emulation, migration, etc. – -issues of authenticity and evidence

47. Besser--UC Librarians Metadata 5/19/00 47 The Translation Problem  Content translated into new delivery devices changes meaning – -A photo vs. a painting – -If Info is produced originally in digital form in one encoded format, will it be the same when translated into another format? – Behaviors

48. Besser--UC Librarians Metadata 5/19/00 48 Pieces of the Solution (1/2)  -We need to insist upon clearly readable standardized ways for digital objects to self- identify their formats  -We should discourage scrambling  -We need to better understand information inter-relates to other Info, and what constitutes “boundaries” of Info objects

49. Besser--UC Librarians Metadata 5/19/00 49 Pieces of the Solution (2/2)  -People and organizations wishing to make information persist need guidelines of how to go about doing it  -We need to better understand how translating from one storage or display format to another affects the meaning of a work  -We need to save the “behaviors” of a digital object, not just it’s “contents”

50. Besser--UC Librarians Metadata 5/19/00 50 Metadata can be the first line of defense  Can tell you – where the file is (if you can’t find the file) – where more info about the file is (if you have the file but most other metadata has become separated) – what the file format is – what the compression scheme is – what application program and version is needed for the file

51. Besser--UC Librarians Metadata 5/19/00 51 Groups Working on the Big Longevity Problem http://sunsite.Berkeley.EDU/Imaging/Databases/Longevity/  CPA Task Force  CPA Study Group  Getty “Time & Bits” Conference-  Internet Archive  Long Now

52. Besser--UC Librarians Metadata 5/19/00 52 Migration/Refreshing  Impact on evidential value

53. Besser--UC Librarians Metadata 5/19/00 53 Identification/Provenance (Images)-  The number of variant forms of a work can be enormous  Image Families  A digital image frequently has many layers of parentage  Information about the parentage that can indicate the quality and veracity of the image (Dublin Core "Source" and "Relation")  how to deal with different versions derived from the same scan or different encoding schemes  Vocabulary Standards to express this

54. Besser--UC Librarians Metadata 5/19/00 54 The number of variant forms of a work can be enormous  different views of the same object  different scans of the same photo  different resolutions  different compression schemes  different compression ratios  different file storage formats  different details of the same image ...

55. Image Families

56. Besser--UC Librarians Metadata 5/19/00 56 Identification/Provenance  how to deal with different versions (browse, hi-res, medium res) derived from the same scan or different encoding schemes (TIFF, PICT, JFIF)  Vocabulary Standards to express this – VRA Surrogate Categories – CIMI's "Image Elements”

57. Besser--UC Librarians Metadata 5/19/00 57 NISO/DLF Image Metadata Workshop Possible Goals  Metadata fields  Rules for Field Contents (authority control)  Core set of necessary fields  Syntax for expressing fields and contents (headers)

58. Besser--UC Librarians Metadata 5/19/00 58 Image Metadata Focus on Metadata that may prove helpful for  management  use  preservation ...

59. Besser--UC Librarians Metadata 5/19/00 59 Image Metadata Break-out Groups: Work Done  Characteristics and Features of Images  Image Production and Reformatting Features  Image Identification and Integrity

60. Besser--UC Librarians Metadata 5/19/00 60 Other Metadata _ Description of depiction/surrogate (What VRA calls its "Surrogate Categories") _ Description of original object _ Rights and Reproduction Information _ Location Information

61. Besser--UC Librarians Metadata 5/19/00 61 Data Structures: The VRA Core  28 elements specifically for visual resource collections  Work Description Categories-  Visual Document Description Categories-  http://www.oberlin.edu/~art/vra/dsc.html

62. Besser--UC Librarians Metadata 5/19/00 62 VRA Core: Work Description Categories  Work type  Title  Measurements  Material  Technique  Creator  Role  Date  Repository name  Repository place _ Repository number _ Current site _ Original site _ Style/period/group/movem ent _ Nationality/culture _ Subject _ Related work _ Relationship type _ Notes

63. Besser--UC Librarians Metadata 5/19/00 63 VRA Core: Visual Document Description Categories  Visual document type  Visual document format  Visual document measurements  Visual document date  Visual document owner  Visual document owner number  Visual document view description  Visual document subject  Visual document source

64. Besser--UC Librarians Metadata 5/19/00 64 Data Value Metadata (vocabularies)  LCSH  TGM  AAT  ULAN  TGN  VRA Core

65. Besser--UC Librarians Metadata 5/19/00 65 LCSH  very general

66. Besser--UC Librarians Metadata 5/19/00 66 Thesaurus for Graphic Materials  designed for subject indexing of pictorial materials, particularly large general collections of historical images  for cataloging and retrieval  good for general audiences and broad approaches to the material  TGM-I: Subject Terms & TGM-II: Genre and Physical Characteristic Terms  http://lcweb.loc.gov/rr/print/tgm/toc.html

67. Besser--UC Librarians Metadata 5/19/00 67 AAT  120,000 terms  for describing objects, textual materials, images, architecture, and material culture from antiquity to present  large and complex  http://www.getty.edu/gri/vocabularies/

68. Besser--UC Librarians Metadata 5/19/00 68 ULAN  name authority  http://www.getty.edu/gri/vocabularies/

69. Besser--UC Librarians Metadata 5/19/00 69 Thesaurus of Geographic Names  over 1 million records  hierarchical and global  throughout history  most records include coordinates and descriptive notes

70. Besser--UC Librarians Metadata 5/19/00 70 Metadata for Digital Commerce  DOI  -

71. Besser--UC Librarians Metadata 5/19/00 71  formal structure for describing and uniquely identifying intellectual property itself, the people and businesses involved in its trading, and the agreements which they make about it (primarily for publishing, music, and visual arts)  will develop high-level specifications for the services that will be required to implement a global IP trading system based on this generic data model  focus is on encoding rights at a high level, not on resource discovery  likely to involve metadata schma registration and directory to allow interoperation of personal identifiers for rightsholders and users  supported by EEC DG-13  First meeting July 1999  http://www.indecs.org/

72. Besser--UC Librarians Metadata 5/19/00 72 Metadata Mapping-  Crosswalks  Resource Description Framework (RDF)

73. Besser--UC Librarians Metadata 5/19/00 73 Crosswalks  mapping btwn differing metadata structures  eliminate the need for monolithic, universally adopted standards  focus on flexibility and interoperatiblity  RDF-based metadata registries

74. Besser--UC Librarians Metadata 5/19/00 74 Crosswalk Example

75. Besser--UC Librarians Metadata 5/19/00 75 Resource Description Framework (RDF, spec released 2/99) _ W3C Metadata activity _ designed to move the Web beyond simple links to semantically-rich relationships btwn resources _ metadata application using XML as a common syntax for exchange and processing _ flexible architecture for managing diverse application- specific metadata packets that can be processed by machines _ associates resources, property types, and corresponding values _ http://www.w3.org/RDF/

76. Besser--UC Librarians Metadata 5/19/00 76 RDF _ Resources (character strings, names, digital objects) _ Property (“is the author of”) _ Value _ resources+properties=relationships _ many different relationships can be reflected

77. Besser--UC Librarians Metadata 5/19/00 77 XML-encoded RDF _ _ Howard Besser _

78. Besser--UC Librarians Metadata 5/19/00 78 Should you start building with RDF today? _ Tools are primitive _ Standard still likely to evolve

79. Besser--UC Librarians Metadata 5/19/00 79 Metadata for Digital Libraries Howard Besser UCLA School of Education & Information Baca, Murtha (ed). Introduction to Metadata, Los Angeles: Getty Information Institute, 1998 http://www.getty.edu/gri/standard/intrometadata/ http://sunsite.Berkeley.EDU/Imaging/Databases/#standards http://sunsite.Berkeley.EDU/moa2/ http://sunsite.Berkeley.EDU/Longevity/ http://www.ifla.org/II/metadata.htm http://purl.oclc.org/metadata/dublin_core/ http://purl.oclc.org/corc/ http://lcweb.loc.gov/ead/ http://www.gseis.ucla.edu/~howard/image-meta.html http://www.gseis.ucla.edu/~howard/Metadata/UC-May00/ http://sunsite.berkeley.edu/Metadata/sp2000.html