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10.1 Identify Stakeholders
The process of identifying all people and organisations involved in or impacted by the project Stakeholder information is gathered including their interests, involvement and potential impact on project success Includes diverse groups such as customers, sponsors, impacted management, impacted staff, external organisations and sometimes even the public or press Stakeholders can positively or negatively impact the project Occurs during Planning Initiation Planning Execution Close Monitor Control Adapted from PMBOK 4th Edition
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Definition of Project Stakeholders
Stakeholders are persons or organisations who are actively involved in the project or whose interests may be positively or negatively affected by the performance or completion of the project. Stakeholders may also exert influence over the project, its deliverables and the project team members. The project management team must identify both internal and external stakeholders in order to determine the project requirements and expectations of all parties involved. The Project Manager must manage the influence and expectations of the various stakeholders to ensure a successful project outcome.
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Stakeholders and the Project
Operations Manager Other Stakeholders Project Stakeholders Functional Managers Portfolio Manager Project Sponsor Program Manager Business Partners Project Team Project Management Team Project Team Project Manager Customers Project Management Office The Project PMBoK Guide – Fourth Edition, figure 2.6
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Stakeholder Identification
Identifying stakeholders and understanding their relative influence on a project is critical. It can be difficult Stakeholders can change over time and new ones can be identified during the project Stakeholder expectations and power can also change during the project
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Internal and External Stakeholders
Suppliers Business Partners Other Stakeholders Customers Government Sub Contractors Competitors Public External Stakeholders The Project Internal Stakeholders Functional Managers Project Management Office Other Stakeholders Program Manager Portfolio Manager Operations Manager
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10.1 Identify Stakeholders
Inputs to Identify Stakeholders - Project Charter Procurement Documents and Contracts Enterprise Environmental Factors Organisation culture and structure Government regulations and Industry standards Organisational Process Assets Stakeholder register templates Lesson learned from previous projects Stakeholder Registers from previous projects Tools and techniques to Identify Stakeholders – Stakeholder Analysis Expert Judgement Adapted from PMBOK 4th Edition
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10.1 Identify Stakeholders
Stakeholder Analysis The process of systematically gathering and analysing information to determine whose interests should be taken into account throughout the project It identifies the interests, expectations and influence of the stakeholders Looks at stakeholders with positive and negative feelings towards the project Step 1 - Identify all potential project stakeholders Step 2 – Identify Power and Impact of each stakeholder Step 3 – Assess likely stakeholder reactions and plan to get support Adapted from PMBOK 4th Edition
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Steps in Stakeholder Analysis
Identify all potential stakeholders and information about them Understand their role and authority levels Identify their interest and expectations Key stakeholders are easily identified as they appear in the project governance and structure chart Key stakeholders include anyone in a decision-making or management role that will be impacted by the project Interview key stakeholders to identify more stakeholders Positive stakeholders can be leveraged to enhance project success Negative stakeholders need to be encouraged to support the project, or at least be neutral
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Steps in Stakeholder Analysis
Identify Stakeholder Power and Interest Classify stakeholders Plan approach to stakeholder management depending on their power and interest Identify stakeholder communication requirements Complete the Stakeholder Power & Interest Grid It is critical to understand their roles or positions, interests, expertise, expectations and levels of influence
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Steps in Stakeholder Analysis
Assess likely stakeholder reactions Identify stakeholder related risks Monitor and control stakeholder related risks Develop risk management plans and mitigation strategies to reduce negative impacts Complete the Stakeholder Register and determine management strategy Positive stakeholders can be leveraged to enhance project success Negative stakeholders need to be encouraged to support the project, or at least be neutral
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Stakeholder Power & Interest Grid
High Keep Satisfied Manage Closely Power Monitor (minimum effort) Keep Informed Low Low High Interest PMBoK Guide – Fourth Edition
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Expert Judgement Stakeholders are normally uncovered through discussions with the key stakeholders and the list should be expanded until all potential stakeholders are identified – e.g staff or customers impacted by the project, third party suppliers, finance and legal departments It can be difficult to identify all the stakeholders Different experts who should be consulted include - Subject Matter Experts Senior Management Key Stakeholders Other Project Managers Industry Groups Professional Associations PMO Consultants
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10.1 Identify Stakeholders
Outputs of this process include – Stakeholder Register Identification information Assessment information Stakeholder Classification Stakeholder Management Strategy Defined approaches to increase support or decrease negative impacts Stakeholder Analysis Matrix Takes the results of the above and the Power and Interest assessment Summarises and organises into a register or table Includes potential strategies to gain support or reduce negative impacts Adapted from PMBOK 4th Edition
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Stakeholder Register or Stakeholder Analysis Matrix
First step in communication planning Includes expectations (interests) and management approach (strategies) Content can be very sensitive Discretion is required regarding access to the document and distribution lists Stakeholder Stakeholder Interests in the Project Assessment of Impact and Authority Potential strategies for gaining support and reducing objections Stakeholder name and position title Specific actions planned to gain support and reduce objections, leverage supporters and neutralise detractors Areas of interest – functional, operational, specific project outcome or key knowledge area Using the Power and Interest Grid to determine level of authority and also level and type of impact (positive or negative) Adapted from PMBOK 4th Edition
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