1. Division III Eligibility and Student-Athlete Reinstatement Jess Rigler Anne Rohlman Megan Ryther

2. Agenda
NCAA Bylaw 14.
Eligibility between terms.
Exchange programs and study abroad.
Transfers.
NCAA Division III Committee on Student-Athlete Reinstatement (SAR).
SAR Process.
Hardship Waivers.

3. Bylaw 14

4. Eligibility Between Terms

5. Eligibility Between Terms
Continuing student.
Must have been registered full-time at the conclusion of the term immediately before the date of competition; or
Continuing or beginning student.
Student-athlete (SA) must be accepted for full-time enrollment in the regular term immediately after the date of competition.
Bylaw

6. Membership Question Facts Question Answer
Women’s basketball SA enrolled FT in fall term.
Enlisting in the armed services and will not return for next term.
Question
Can she participate between terms?
When is last date she can participate?
Answer
Yes, continuing student enrolled full-time in previous term.
Must stop participation on date she officially withdraws.

7. Change in Eligibility Status
A SA shall become eligible or ineligible on the date eligibility is officially certified.
When Eligible?
Not earlier than day after last scheduled exam as listed in official calendar.
When Ineligible?
Not later than first day of classes of next term.
Bylaw

8. Membership Question Facts Question Answer
Our SA will become eligible at the end of the term.
Institution has multiple exam schedules for different colleges.
Question
When may she become eligible?
Answer
May use the exam schedule of the SA’s specific college.
Cannot use different major schedules within a college.

9. Exchange and Study Abroad

10. Exchange and Study Abroad
SA who participates in a formal and established exchange/study abroad shall:
Not be considered a transfer upon return to certifying institution.
Does not use a season nor considered to have engaged in impermissible outside competition if participates in athletics.

11. Membership Question Facts Question Answer
SA participating in official study abroad program in Australia.
Will return in October.
Considered full-time at our institution during fall term.
Question
May he participate with a club team in Australia?
May he participate on our team when he returns in October?
Answer
Yes, SA may participate in athletics while abroad – does not use season nor count as outside competition.
Yes, SA may participate on your team if considered full-time by your institution.

12. Transfers

13. Common Transfer Triggers
SA attended a class while enrolled full-time at a collegiate institution.
SA reported for a regular squad practice.
SA participated in athletics while enrolled less than full-time.
Bylaw

14. General Transfer Rule
A SA who transfers to a member institution from any collegiate institution is required to complete an academic year in residence at the certifying institution before being eligible to compete or receive travel expenses.
Bylaw

15. Transfer Exceptions Identify type of transfer. Create timeline.
Use resources.
Transfer tracer.
Registrar’s office.
Official transcripts.
Internet search.

16. Key Questions What type of transfer?
Did SA have an unfulfilled year of residence upon leaving previous institution(s)?
Did SA leave due to disciplinary suspension?

17. Transfer Exceptions Locate legislation. Typical Transfers
Bylaw
2-4 and transfers.
Bylaw
Other Exceptions
Exchange student exception.
Bylaw
Two-year nonparticipation.
Bylaw

18. Four-Year Transfers

19. (C) Non-sponsored Sport
4-4 Transfer Exceptions
SA could be immediately eligible if:
SA never participated in intercollegiate athletics; or
(A) Non- Participant
SA athletically and academically eligible at time of transfer; or
(B) Eligible
Previous school did not sponsor sport; and
SA earned > 24 semester/36 quarter hours of transferable degree credit.
(C) Non-sponsored Sport
Bylaw

20. Membership Question Facts Question Answer 2-4-4 transfer.
Attended first four-year last fall and participated in sport.
SA wants to transfer to your institution for spring.
Transfer tracer says SA would not have been eligible had he returned.
Question
May SA enroll full-time at certifying institution (second four-year) and take online class to make himself eligible at previous institution?
Answer
(B) - No, SA must be athletically and academically eligible upon transfer to certifying institution.

21. Divisions I and II 4-4 Transfers
Permission to contact.
Athletically and academically eligible?
Progress-Toward-Degree (PTD) requirements.
Divisions I and II PTD Waivers.
Questions to ask:
Why is the SA not eligible?

22. Membership Question Facts Question Answer
4-4 women’s lacrosse transfer from Division I school.
We have permission to contact SA.
Transfer tracer says SA not academically eligible.
Question
What do we do now?
Answer
Ask why SA not eligible?
Is PTD waiver appropriate?
Will previous institution support your waiver?

23. Two-Year Transfers

24. 2-4 Transfer Exceptions Could be immediately eligible if:
Never used season at Division III school; and
Never practiced/competed at non-Division III school.
(A) Non-Participant
Never attended four-year school; and
Athletically and academically eligible at two-year at time of transfer.
(B) Eligible Or

25. 2-4 Transfer Exceptions Could be immediately eligible if:
Athletically and academically eligible at first four-year institution at time of transfer to certifying institution.
(C) 4-2-4
Attended two-year school for > two semesters or three quarters; and
Earned > 24 semester or 36 quarter hours of transferable degree credit. Or

26. Membership Question Facts Question Answer
Two-year transfer who never attended four-year school.
Spent two years at two-year school and exhausted athletic eligibility.
SA academically eligible.
Question
Does the SA meet an exception?
Answer
(B) Yes, if the SA is otherwise eligible, exhausting eligibility at the two-year school would not prevent him from using the transfer exception.

27. Membership Question Facts Question Answer
4-2-4 transfer wants to return to his original school.
Participated in football.
Left four-year academically ineligible.
Spent one term at two-year.
Credits from two-year will transfer back to four-year.
Question
Does SA meet a transfer exception?
Answer
If institution certifies SA as academically eligible prior to SA triggering transfer status, the SA could use an exception.

28. Other Transfer Exceptions

29. Two-Year Nonparticipation
SA is eligible if he/she has not participated in their sport for at least two calendar years before the date the SA begins participation at the institution.
Bylaws and

30. Two-Year Nonparticipation
Time before SA first enrolls in college does not count.
Two calendar years must be consecutive.
If SA practices or competes on a college or amateur team while enrolled in college would count as participation in athletics.
e.g., YMCA team, community rec league, etc.
Nonparticipation is sport specific.

31. Membership Question Facts Question Answer
SA was enrolled at a four-year school for and academic years.
SA participated in indoor track during fall 2013; quit the team on Dec. 6, 2013.
Left four-year school academically ineligible.
Question
The SA would like to transfer to your institution for fall 2015 and participate in both indoor and outdoor track and field, would he be immediately eligible?
Answer
The SA would be immediately eligible in outdoor track and field.
The SA would be eligible in indoor track on December 7, 2015.

32. Other Transfer Issues

33. Competition in Year of Transfer
Situation:
May a midyear transfer compete for second school if she already competed in that sport at the first institution?
Answer:
Yes. While Divisions I and II have a rule prohibiting this, Division III does not have this prohibition.

34. Graduate and “Postbac” Transfers
Graduate or postbaccalaureate SA may not transfer to another institution and participate in athletics.
Legislation recently reviewed by governance structure.
Possible waiver but requirements are stringent.
Bylaw

35. Graduate/“Postbac” Transfer Waivers
Subcommittee for Legislative Relief reviews these requests per established guidelines:
SA must have graduated early (i.e., less than four years).
SA must have a cumulative GPA of >3.00.
Other extraordinary circumstances considered.

36. Questions

37. Student-Athlete Reinstatement

38. Student-Athlete Reinstatement
Part of academic and membership affairs (AMA).
Restore eligibility of SAs involved in violations that impact eligibility.
Also process some waivers:
Extensions; hardship waivers (appeals); season of participation (eligible and ineligible).
Requests/Self Reports Online (RSRO).

39. SAR Process – Violations and Waivers
Institution determines whether violation occurred.
Interpretive assistance through conference office and/or NCAA.
Bylaws noted with [D] do not require reinstatement.
Bylaws noted with [R] do not require reinstatement if value is $100 or less and SA makes repayment to charity prior to competing.

40. SAR Process – Violations and Waivers
Institution determines what waiver is needed.
Institution gathers relevant factual information, statements from involved individuals, documentation, etc.

41. SAR Process – Violations and Waivers
Institution enters information and documentation in RSRO and submits request for reinstatement or waiver.
Case is assigned to SAR staff member.
Staff member reviews case submission and contacts institution.

42. SAR Process – Violations and Waivers
Staff may ask additional questions to help clarify facts and mitigation.
Staff gathers relevant guidelines, case precedent, legislation, etc.
Staff reviews case and renders decision.

43. SAR Process – Violations and Waivers
Institution can accept staff decision or appeal staff decision.
30 days to appeal from date decision is provided in RSRO.
Appeals reviewed by Committee on Student-Athlete Reinstatement.
Committee decision is final.

44. Hardship Waivers What Does a Hardship Waiver Do? General Rule.
Provides SA a season back due to his/her injury or illness after competing limitedly.
General Rule.
SA may be granted an additional year of participation for medical hardship (must have triggered use of a season).
Waiver Criteria.
Injury is incapacitating;
Injury occurs during first half of season; AND
SA does not compete in more than 1/3 of season as noted in Figure 14-1.
Bylaw

45. Hardship Waivers Administration. Administered by conference office.
If denied by conference office, may submit appeal to SAR staff.
If denied by SAR staff, may appeal to Committee on Student-Athlete Reinstatement.
If independent institution, submit directly to NCAA SAR staff.
Bylaw

46. Hardship Waivers Incapacitation. Other supporting documentation:
Must be season-ending and supported by contemporaneous medical documentation from a physician.
Other supporting documentation:
Physical therapy notes.
Rehab notes.
Noncontemporaneous statement from treating physician.
Practice logs.
Bylaw

47. Hardship Waivers Chiropractic records do not suffice (legislated).
Mental and psychological illness may be supported by appropriate individual licensed to diagnose and treat the specific illness (legislated).
Bylaw

48. Hardship Waivers First-half of season calculation.
Figure 14-1 at end of Bylaw 14 sets forth the first-half calculation for each sport.
Re-injury in second half of season.
Aggravation of original injury in second half of season does not qualify.
1/3 Participation.
Figure 14-1 at end of Bylaw 14 sets forth the hardship participation limits for each sport.
Bylaws , and

49. Hardship Waivers - Example
Ellen - women’s basketball SA at The Generous University. Enrolled
season, competes in
eight contests, all in first-half.
January 9, SA involved
in a collision in practice with
teammate Portia.
SA visits team physician, Dr.
Rossi, January 9.

50. Hardship Waivers - Example
Dr. Rossi believes just a right knee sprain.
Orders MRI January 9 for
precautionary reasons. MRI
completed same day.
Clears Ellen to compete in
contest January 10 prior to
reviewing MRI.
First contest of second half of season.
Ellen competes January 10, her
ninth contest of season.

51. Hardship Waivers - Example
Dr. Rossi reviews MRI results January 10 after the game.
MRI reveals Ellen has a torn
right ACL.
Ellen has surgery January 12
and is out for the remainder of the
season.
What’s next?

52. Hardship Waivers - Example
Submit hardship waiver to conference office.
Conference office will deny the request given it does not meet legislation.
Participation during second-half of season.
Conference office may submit appeal to SAR staff on behalf of institution, or institution can submit on its own to NCAA staff through RSRO.

53. Hardship Waivers - Example
Staff Analysis.
Injured during one of four seasons-of-participation 
Competed in one-third (Bylaw 14 chart) 
Injury is season-ending
All competition occurred during first-half of season 

54. Hardship Waivers - Example
Injury is season-ending 
Contemporaneous medical
documentation.
Training room notes.
Rehabilitation notes.
Noncontemporaneous
statement from treating
physician.

55. Hardship Waivers - Example
All competition occurred during first-half of season 
SA competed in first contest of second-half.
Mitigation as to why SA competed in second-half?
SA cleared to compete.
Had MRI January 9, results of which were available and indicated SA had torn ACL.
Dr. Rossi did not review until after SA competed January 10

56. Hardship Waivers - Example
Staff Analysis.
Ellen clearly has season-ending injury (documented).
Ellen was medically cleared to compete in second-half of season (documented).
But for Dr. Rossi not reviewing MRI until after Ellen competed in second-half of season, SA would not have competed January 10 (documented).
Decision?

57. Hardship Waivers – Best Practices
Evaluation of Injury.
See physician as close to date of injury as possible, especially given first-half requirement.
Documentation.
Contemporaneous documentation from physician visits; surgical reports.
Physical therapy notes.
Rehab notes.
Noncontemporaneous statement from treating physician (not sufficient in and of itself).
Practice logs.

58. Student-Athlete Reinstatement

59. Division III Eligibility and Student-Athlete Reinstatement Jess Rigler Anne Rohlman Megan Ryther