1. 11 CERTIFICATE SERVICES AND SECURE AUTHENTICATION Chapter 10

2. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION2 OVERVIEW  Describe public key encryption  Describe the contents of a certificate  Describe the function of a certificate authority (CA)  List the types of certificates a Microsoft Windows Server 2003 CA can issue  Describe public key encryption  Describe the contents of a certificate  Describe the function of a certificate authority (CA)  List the types of certificates a Microsoft Windows Server 2003 CA can issue

3. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION3 OVERVIEW (CONTINUED)  Describe the structure of a CA hierarchy  List the differences between enterprise and stand-alone CAs  Configure certificate parameters  Understand the benefits and limitations of password policies  Administer and troubleshoot authentication  Describe the structure of a CA hierarchy  List the differences between enterprise and stand-alone CAs  Configure certificate parameters  Understand the benefits and limitations of password policies  Administer and troubleshoot authentication

4. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION4 INTRODUCING THE PUBLIC KEY INFRASTRUCTURE  A PKI is a collection of software components and operational policies that govern the distribution and use of public and private keys using digital certificates.

5. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION5 UNDERSTANDING SECRET KEY ENCRYPTION

6. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION6 ENCRYPTING DATA

7. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION7 DIGITALLY SIGNING DATA  Digital signing refers to the process of using your private key to encrypt all or part of a piece of data.  Digitally signed data, encrypted with your private key, can be decrypted only by using your public key.  Digital signing prevents other users from impersonating you by sending data in your name.  Digital signing refers to the process of using your private key to encrypt all or part of a piece of data.  Digitally signed data, encrypted with your private key, can be decrypted only by using your public key.  Digital signing prevents other users from impersonating you by sending data in your name.

8. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION8 VERIFYING DATA  Hash values, or checksums, are used to guarantee the data has not been modified since the hash value was created.  The receiving system verifies the hash value to determine whether the data has been altered.  Hash values, or checksums, are used to guarantee the data has not been modified since the hash value was created.  The receiving system verifies the hash value to determine whether the data has been altered.

9. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION9 UNDERSTANDING CERTIFICATE CONTENTS  Digital certificates contain the public key for a particular entity plus information about the entity.  Almost all certificates conform to the standardization division of the International Telecommunication Union (ITU-T) standard X.509 (03/00), “The Directory: Public-Key and Attribute Certificate Frameworks.”  Standardization of certificate format is important; otherwise, exchange of certifications and keys would be difficult.  Digital certificates contain the public key for a particular entity plus information about the entity.  Almost all certificates conform to the standardization division of the International Telecommunication Union (ITU-T) standard X.509 (03/00), “The Directory: Public-Key and Attribute Certificate Frameworks.”  Standardization of certificate format is important; otherwise, exchange of certifications and keys would be difficult.

10. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION10 USING CERTIFICATES  Digital certificates are documents that verifiably associate a public key with a particular person or organization.  Certificates are obtained from an administrative entity called a certificate authority (CA).  The CA issues a public key and a private key as a matched pair. The private key is stored on the user’s computer, and the public key is issued as part of a certificate.  Digital certificates are documents that verifiably associate a public key with a particular person or organization.  Certificates are obtained from an administrative entity called a certificate authority (CA).  The CA issues a public key and a private key as a matched pair. The private key is stored on the user’s computer, and the public key is issued as part of a certificate.

11. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION11 USING INTERNAL AND EXTERNAL CERTIFICATE AUTHORITIES  For a certificate to be useful, it must be issued by an authority that both parties trust to verify each other’s identity.  Within an organization, you can use Windows Server 2003 Certificate Services, a service that enables the computer to function as a CA.  When communicating with external entities, a trusted third-party certificate issuer can be used.  For a certificate to be useful, it must be issued by an authority that both parties trust to verify each other’s identity.  Within an organization, you can use Windows Server 2003 Certificate Services, a service that enables the computer to function as a CA.  When communicating with external entities, a trusted third-party certificate issuer can be used.

12. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION12 UNDERSTANDING PUBLIC KEY INFRASTRUCTURE FUNCTIONS  With a PKI in place, you can  Publish certificates  Enroll clients  Use certificates  Renew certificates  Revoke certificates  With a PKI in place, you can  Publish certificates  Enroll clients  Use certificates  Renew certificates  Revoke certificates

13. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION13 DESIGNING A PUBLIC KEY INFRASTRUCTURE  Planning a PKI typically consists of the following basic steps:  Defining certificate requirements  Creating a CA infrastructure  Configuring certificates  Planning a PKI typically consists of the following basic steps:  Defining certificate requirements  Creating a CA infrastructure  Configuring certificates

14. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION14 DEFINING CERTIFICATE REQUIREMENTS  When designing a PKI, you must determine  What your client’s security needs are  How certificates can help fulfill those needs  Which users, computers, services, and applications will use certificates  What kinds of certificates your clients need  When designing a PKI, you must determine  What your client’s security needs are  How certificates can help fulfill those needs  Which users, computers, services, and applications will use certificates  What kinds of certificates your clients need

15. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION15 CREATING A CERTIFICATE AUTHORITY INFRASTRUCTURE

16. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION16 USING INTERNAL OR EXTERNAL CAS AdvantagesDisadvantages Internal CA  Direct control over certificates  No per-certificate fees  Can be integrated into Active Directory  Allows configuring and expanding PKI for minimal cost  Increased certificate management overhead  Longer, more complex deployment  Organization must accept liability for PKI failures  Limited trust by external customers External CA  Instills customers with greater confidence in the organization  Provider liable for PKI failures  Expertise needed in the technical and legal ramifications of certificate use  Reduced management overhead  High cost per certificate  No auto-enrollment possible  Less flexibility in configuring and managing certificates  Limited integration with the organization’s infrastructure

17. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION17 HOW MANY CERTIFICATE AUTHORITIES?  A single CA running on Windows Server 2003 can support as many as 35 million certificates and can issue 2 million or more a day, depending on the system specifications.  System performance is a factor in determining how many CAs should be implemented. Issuing certificates can be disk and processor intensive.  Multiple CAs can be implemented for fault tolerance or load-distribution reasons.  A single CA running on Windows Server 2003 can support as many as 35 million certificates and can issue 2 million or more a day, depending on the system specifications.  System performance is a factor in determining how many CAs should be implemented. Issuing certificates can be disk and processor intensive.  Multiple CAs can be implemented for fault tolerance or load-distribution reasons.

18. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION18 CREATING A CERTIFICATE AUTHORITY HIERARCHY

19. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION19 UNDERSTANDING WINDOWS SERVER 2003 CERTIFICATE AUTHORITY TYPES  Enterprise CAs:  Are integrated into Active Directory  Can be used only by Active Directory clients  Stand-alone CAs:  Do not automatically respond to certificate enrollment requests  Are intended for users outside the enterprise that submit requests for certificates  Enterprise CAs:  Are integrated into Active Directory  Can be used only by Active Directory clients  Stand-alone CAs:  Do not automatically respond to certificate enrollment requests  Are intended for users outside the enterprise that submit requests for certificates

20. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION20 CONFIGURING CERTIFICATES  Criteria to consider when configuring certificates include the following:  Certificate type  Encryption key length and algorithm  Certificate lifetime  Renewal policies  Criteria to consider when configuring certificates include the following:  Certificate type  Encryption key length and algorithm  Certificate lifetime  Renewal policies

21. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION21 MANAGING CERTIFICATES  Certificate enrollment and renewal  Manually requesting certificates  Revoking certificates  Certificate enrollment and renewal  Manually requesting certificates  Revoking certificates

22. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION22 UNDERSTANDING CERTIFICATE ENROLLMENT AND RENEWAL Autoenrollment:  The CA determines whether a certificate request is valid and issues or denies a certificate accordingly. Only occurs on Enterprise CAs in an Active Directory environment. Manual enrollment:  An administrator monitors the CA for incoming requests and determines whether a certificate should be issued on a request-by-request basis. Used by stand-alone CAs. Autoenrollment:  The CA determines whether a certificate request is valid and issues or denies a certificate accordingly. Only occurs on Enterprise CAs in an Active Directory environment. Manual enrollment:  An administrator monitors the CA for incoming requests and determines whether a certificate should be issued on a request-by-request basis. Used by stand-alone CAs.

23. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION23 USING AUTOENROLLMENT

24. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION24 USING MANUAL ENROLLMENT  When using stand-alone CAs, the administrator must grant or deny requests for certificates through the Certification Authority console.  Incoming certificate enrollment requests appear in the Pending Requests folder.  The administrator must check the folder on a regular basis.  When using stand-alone CAs, the administrator must grant or deny requests for certificates through the Certification Authority console.  Incoming certificate enrollment requests appear in the Pending Requests folder.  The administrator must check the folder on a regular basis.

25. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION25 MANUALLY REQUESTING CERTIFICATES  Manual enrollment can be performed in two ways:  Using the Certificates snap-in  Using Web enrollment  Manual enrollment can be performed in two ways:  Using the Certificates snap-in  Using Web enrollment

26. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION26 USING THE CERTIFICATES SNAP-IN

27. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION27 USING WEB ENROLLMENT

28. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION28 REVOKING CERTIFICATES  Several conditions can prompt an administrator to revoke a certificate:  If a private key is compromised  If it is suspected or proved that an unauthorized user has gained access to the CA  If the administrator wants to issue a certificate using different parameters (such as longer keys)  Several conditions can prompt an administrator to revoke a certificate:  If a private key is compromised  If it is suspected or proved that an unauthorized user has gained access to the CA  If the administrator wants to issue a certificate using different parameters (such as longer keys)

29. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION29 SECURING AND TROUBLESHOOTING AUTHENTICATION  User names and password combinations remain the predominant method of authentication.  The relatively insecure nature of user names and passwords requires that policies be in place to regulate and monitor their use.  System and network administrators often spend a large amount of time dealing with authentication-related issues and tasks.  User names and password combinations remain the predominant method of authentication.  The relatively insecure nature of user names and passwords requires that policies be in place to regulate and monitor their use.  System and network administrators often spend a large amount of time dealing with authentication-related issues and tasks.

30. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION30 SECURING AUTHENTICATION WITH POLICY  Active Directory in Windows Server 2003 supports security policies to strengthen passwords and their use.  Policies should be sufficiently daunting to attackers while being sufficiently convenient for users.  Only the Default Domain Policy influences domain account policy.  Active Directory in Windows Server 2003 supports security policies to strengthen passwords and their use.  Policies should be sufficiently daunting to attackers while being sufficiently convenient for users.  Only the Default Domain Policy influences domain account policy.

31. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION31 PASSWORD POLICY  Password policy:  Prevents reuse of the same password  Defines how often users must or can change their password  Defines the minimum number of characters in a password  Defines what constitutes a strong password  Password policy:  Prevents reuse of the same password  Defines how often users must or can change their password  Defines the minimum number of characters in a password  Defines what constitutes a strong password

32. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION32 ACCOUNT LOCKOUT POLICY  Account Lockout Policy:  Defines how many invalid logon attempts are allowed before the account is locked out  Determines the period of time that must pass after a lockout before Active Directory will automatically unlock a user’s account  Specifies the time that must pass after an invalid logon attempt before the counter of invalid logon attempts resets to zero  Account Lockout Policy:  Defines how many invalid logon attempts are allowed before the account is locked out  Determines the period of time that must pass after a lockout before Active Directory will automatically unlock a user’s account  Specifies the time that must pass after an invalid logon attempt before the counter of invalid logon attempts resets to zero

33. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION33 CROSS-PLATFORM ISSUES  In environments with computers running Microsoft Windows 95, Windows 98, Windows Millennium Edition, or Windows NT 4.0, administrators must be aware of several issues:  Windows 95, Windows 98, and Windows Millennium Edition support only 14-character passwords.  Systems that run Windows 95, Windows 98, Windows Millennium Edition, and Windows NT 4.0 require Active Directory client software to access the full functionality of directory services.  Certain features are not provided by the Active Directory client in Windows 95, Windows 98, and Windows NT 4.0.  In environments with computers running Microsoft Windows 95, Windows 98, Windows Millennium Edition, or Windows NT 4.0, administrators must be aware of several issues:  Windows 95, Windows 98, and Windows Millennium Edition support only 14-character passwords.  Systems that run Windows 95, Windows 98, Windows Millennium Edition, and Windows NT 4.0 require Active Directory client software to access the full functionality of directory services.  Certain features are not provided by the Active Directory client in Windows 95, Windows 98, and Windows NT 4.0.

34. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION34 AUDITING AUTHENTICATION  Auditing of authentication can alert you to unauthorized attempts to access the system.  In low-security environments, it should be necessary to audit only failed logon attempts.  In high-security environments, recording successful logon attempts in addition can provide records of who accessed the system and when.  Auditing of authentication can alert you to unauthorized attempts to access the system.  In low-security environments, it should be necessary to audit only failed logon attempts.  In high-security environments, recording successful logon attempts in addition can provide records of who accessed the system and when.

35. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION35 AUDIT POLICIES  Audit policies allow you to record the following:  Successful and failed logon attempts to Active Directory  Account management tasks, including the creation and deletion of user accounts  Successful and failed logon attempts to the local system  Audit policies allow you to record the following:  Successful and failed logon attempts to Active Directory  Account management tasks, including the creation and deletion of user accounts  Successful and failed logon attempts to the local system

36. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION36 SECURITY EVENT LOG  Audit events are recorded in the Security log of Event Viewer on the system where the audit event took place.  Account Logon events must be monitored on each domain controller.  If enabled, Logon events must be monitored on the system on which the Logon event occurred.  Audit events are recorded in the Security log of Event Viewer on the system where the audit event took place.  Account Logon events must be monitored on each domain controller.  If enabled, Logon events must be monitored on the system on which the Logon event occurred.

37. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION37 ADMINISTERING AND TROUBLESHOOTING AUTHENTICATION  Common administrative tasks include the following:  Unlocking a user account  Resetting user passwords  Disabling, enabling, renaming, and deleting user objects  Common administrative tasks include the following:  Unlocking a user account  Resetting user passwords  Disabling, enabling, renaming, and deleting user objects

38. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION38 SUMMARY  A PKI is a collection of software components and operational policies that govern the distribution and use of public and private keys.  Certificates are issued by a CA.  The first step in planning a PKI is to study the security enhancements certificates provide and determine which security requirements you can satisfy with them.  When running multiple CAs in an enterprise, you configure them in a hierarchy.  Certificates can be configured to match the requirements of the organization.  Only enterprise CAs can use autoenrollment.  A PKI is a collection of software components and operational policies that govern the distribution and use of public and private keys.  Certificates are issued by a CA.  The first step in planning a PKI is to study the security enhancements certificates provide and determine which security requirements you can satisfy with them.  When running multiple CAs in an enterprise, you configure them in a hierarchy.  Certificates can be configured to match the requirements of the organization.  Only enterprise CAs can use autoenrollment.

39. Chapter 10: CERTIFICATE SERVICES AND SECURE AUTHENTICATION39 SUMMARY (CONTINUED)  For a client to receive certificates using autoenrollment, it must have permission to use the certificate template for the type of certificate it is requesting.  Stand-alone CAs do not use certificates or autoenrollment. Certificate requests are stored in a queue on the CA until an administrator approves or denies them.  CAs publish CRLs at regular intervals to inform authenticating computers of certificates they should no longer honor.  The Default Domain Policy drives account policies, including the Password policy and Account Lockout Policy.  The Default Domain Controllers Policy specifies key auditing policies for domain controllers.  Auditing for authentication generates events in each domain controller’s Security logs.  For a client to receive certificates using autoenrollment, it must have permission to use the certificate template for the type of certificate it is requesting.  Stand-alone CAs do not use certificates or autoenrollment. Certificate requests are stored in a queue on the CA until an administrator approves or denies them.  CAs publish CRLs at regular intervals to inform authenticating computers of certificates they should no longer honor.  The Default Domain Policy drives account policies, including the Password policy and Account Lockout Policy.  The Default Domain Controllers Policy specifies key auditing policies for domain controllers.  Auditing for authentication generates events in each domain controller’s Security logs.