1. 1 Connectivity Week 2010 How Can Standards Be Regulated? Thursday May 27 10:30AM-Noon Zahra Makoui

2. 2 Session Abstract NIST’s Smart Grid Interoperability Panel attempts to bring together the outputs of two dozen standards organizations and many advanced beta projects, and weave them into a unified path forward, for multiple stakeholders in the North American power grid. Can it be done? Can you regulate standards? How will competing systems be reconciled? Is anyone going to use all this stuff?

3. 3 Technology Development Process Business Case ($) Use Cases Market Requirements Document (MRD) Technical Requirements Document (TRD) Technical Specification Certification & Interoperability Testing Are only use cases regulated? Or is it certification? Or is it just the Business Case?

4. 4 Key Principles of Standards Strategy Adoption Open Governance Participation Acquisition Certification Process forces complianc e with standards 1. Openness 2. Separation of Duties 3. Generational Compliance 4. Loose Coupling 1 st Generation 2 nd Generation Certification Process forces compliance with standards Certification User Groups Industry Alliances SDOs Are these high level principles regulated?

5. 5 Technology as the Enabler, Not the Gate Highlights the importance of: Open standards Consensus based process Good technical design Most importantly: A broad spectrum of use cases

6. 6 Example 1: OpenHAN Major Changes Because of Additional Use Cases OpenHAN 1.0 to OpenHAN 2.0 2007: OpenHAN formed. Outreach but not enough interest. Main participation from Utilities, AMI Vendors, Device Vendors. 2008: OpenHAN 1.04 release 2009: NIST Smart Grid Activities Launched Q3 2009: Additional stakeholders and use cases identified through the NIST process OpenHAN 2.0 launched to capture additional requirements Additional participation from : EMS vendors, Texas Retail Energy Providers, Google, Other Service Providers.

7. 7 7 Example 2: SE 2.0 Dedication to Capturing All Use Cases May 2008: First SE 1.0 Certified Device Announced – flexibility in use key;DLRC, Simple metering, EI use cases as basis (also OpenHAN) August 2009 PAP 3,4,9,10 Harmonization meeting Conclusion: SE 2.0 consistent with group identified direction. 2010 October 2008 Add’l stakeholders identified: HomePlug, SAE, IPSO, etc. New Use Cases indentified. SE 2.0 Launched April 2010 Draft SE 2.0 Released for Public comment 20092008 May 18 2009 : DOE press release announces SE2.0 as one of the initial 16 low hanging fruit standards identified through the NIST process March 2009 : SE 2.0 MRD and Use cases release March 2010 WiFi + ZigBee collaborations announced

8. 8 Standards Development Takes Time RequirementsTechnologyCertification UCAIUG OpenSG Other Working Groups SG Systems Working Group SG enterpriseOpenADEOpen HAN Technology agnostic HAN requirements Third party access to customer data Back office integrations requirements IEC Harmonization HAN Standards ZigBee ® HomePlug ® ZB + HP Joint Working Group Joint SC Technical WG Marketing WG Market requirements and alignment Answer the technical questions Compliance WG Define certification process Joint steering committee chaired by PG&E ZigBee IP TG Smart Energy Profile WG ZigBee Security WG ZB Qualification Group HomePlug SEHomePlug AV IEEE P1901 IEEE IETF Other Standards 802.15.4 HAN 2.4 GHz ROLL IPSO Wireless M-Bus 802.11 Bluetooth ZARC Any standards activity that touches the HAN in any way. ZigBee Architecture Review committee Acts as the technical oversight committee and authority Defining ZigBee’s IP gateway functionality Goal of integrating to a common application layer independent of the underlying physical platform Low bandwidth PLC communications std Higher bandwidth PLC communication std Low power wireless mesh technology HAN standard getting traction in Europe Oversee ZigBee certification Routing over low power and lossy networks ZigBee Labs HomePlug Labs 802.15 Labs OpenSG SG Conformity Comprehensive Certification Requirements 1. NTS 2. TUV No specified labs. NTS and TUV execute their own conformance testing Marketing Working Group 6lWPAN Skinny IP (UDP) over 802.15.4 Which piece of the process is regulated?

9. 9 Who Should Set Standards? SDO vs. Consortium Application Standards Development Tasking (e.g., IEC) Define Environmental Constraints Produce Architectural Context Define Architectural Objects (Definition, Object Decomposition and Inheritance) Define Data Attributes Define Standards Syntax Define Minimal Object Behavior (Encapsulate Functionality) Networking Standards Development Tasking (e.g., IETF) Sponsorship Define Routing Define Discovery Define Management Platform and Technology Development (802.15.4, 802.11, 802.15) Define Physical Layer and Media Define Data Link Layer (e.g., MAC and LLC) Commercial Entity Tasking (Wi-Fi, ZigBee, HomePlug) Define Common Network Standards Set Define Minimal Network Standards Set Define Interface and Service Interoperability Define Certification and Testing Standards Define Upgrade Paths Identify and Sponsor Additional Standards SE 2.0 (ZigBee Alliance)

10. 10 System and Standards At which layers are standards regulated?

11. 11 Questions Needs To Be Addressed Standards Are Complicated And Take Time What Happens If You Accelerate The Timeline? Can You Regulate Standards? Technology? Use Cases?