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1 Who is RBS Morgans Carlton? Jointly owned by Peter Kerkvliet and Adam Williams. Peter has been with RBS Morgans since 2003, and Adam since 2010. Ownership As business owners we are committed to supporting our clients & have the support & resources of a large Australian and global partner to be successful in the stockbroking field. We operate under a Management Agreement with RBSM. Large Australian and Global Partner Provision of long term investment strategies tailored specifically to each client’s needs. Specialising in managing listed share portfolios. Investment Style Dedicated team of 4 Advisers & 2 Administration Support Staff. Based on the fringe of the city. Access for clients to the office and car parking close by is excellent. Support and Access
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2 Australia’s Largest Broker: HQ based in Brisbane, QLD Largest Retail Broker in Australia No. of offices 1RBS Morgans60+ 2Patersons18 3Bell Potter13 4Ord Minnett10 5Macquarie10 6Wilson HTM6 7MS Smith Barney5 8E.L. & C. Baillieu5 Source: Company websites Key RBS Morgans retail network statistics 520 specialist client advisors Over 60 offices, locations in every State and Territory across Australia Offices cover 90% of the Australian population Largest broker in Australia by a substantial margin QLDNSWVICSA BRISBANE – HEAD OFFICEMACKAYSYDNEY – HEAD OFFICENEUTRAL BAYMELBOURNE – HEAD OFFICEADELAIDE BRISBANE – EDWARD STMILTONSYDNEY – MACQUARIE STNEWCASTLEMELBOURNE – FARRER HOUSENORWOOD BUNDABERGNOOSASYDNEY – PHILLIP ST - LVL 33NEWPORTBERWICK BURLEIGH HEADSREDCLIFFESYDNEY – REYNOLDS EQUITIES ORANGEBRIGHTONTAS CAIRNSROCKHAMPTONARMIDALEPARRAMATTACAMBERWELLHOBART CALOUNDRASPRING HILLBALLINAPORT MACQUARIECARLTON CAPALABASTANTHORPEBALMAINSCONEGEELONGNT CHERMSIDESUNSHINE COASTCHATSWOODWOLLONGONGRICHMONDDARWIN EMERALDTOOWOOMBACOFFS HARBOURSOUTH YARRA GLADSTONETOWNSVILLEGOSFORDACTTRARALGONWA GOLD COASTYEPPOONHURSTVILLECANBERRAWARRNAMBOOLPERTH IPSWICHMERIMBULA
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3 Our focus Private Client Stockbroking – Australia’s largest private client stockbroking & wealth management network with 53 branches and 483 advisers across all States and Territories Corporate Finance – No 1 small and mid cap corporate finance house for the past five years – IPOs, Rights Issues, Seed Capital, Underwriting Wealth Management – Financial Planning, Superannuation, Risk/Insurance Institutional Sales Team – Specialist small and mid cap team with direct access to Australia’s leading fund managers Research – Leaders in small and mid cap company research
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4 4 East Coles’ 2013 SMH AGE Equities Markets Research No. 1 Ranked Small & Mid Caps Research Team (Non-Bank Owned) No. 1 Ranked Small & Mid Caps Dealing Team (All Houses) Top 3 Rated Small & Mid Caps Dealer – Matt Ryan (All Houses) 8 Rated Small & Mid Cap Research Analysts Awards Australian Financial Review's Smart Investor Blue Ribbon Awards 2013 Full Service Broker of the Year Wall Street Journal Australia’s Number 1 Stock Picker 2013
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5 On 1 June 2013 the CIMB / Morgans strategic alliance took effect covering research and cooperation on corporate advisory and capital markets work in Australia Under the alliance, CIMB and Morgans will also work collaboratively to manage equity capital markets (ECM) mandates, and leverage the retail and institutional distribution platforms of CIMB and Morgans, in Australia, Asia and the rest of the world The strategic alliance creates a powerful network through Australia, the emerging ASEAN region and the traditional powerful financial market centres – US, UK & Europe + + Morgans & CIMB – a new & powerful strategic alliance
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