1. Nelson Mandela/HSRC Study of HIV/AIDS
South African National HIV Prevalence, Behavioural Risks and Mass Media Household Survey 2002

2. A collaborative effort of
The Human Sciences Research Council (HSRC)
Medical Research Council (MRC)
Centre for AIDS Development, Research and Evaluation (CADRE)
Agence Nationale de Recherches sur le Sida (ANRS)

3. This report is funded by
The Nelson Mandela Foundation (NMF)
Swiss Agency for Development and Cooperation (SDC)
The Nelson Mandela Children’s Fund (NMCF)
The Human Sciences Research Council (HSRC)

4. Introduction
South Africa has a serious HIV/AIDS epidemic, with millions of its people living with the disease.
Accurate information and a comprehensive understanding of the epidemic is needed in order to deal effectively with the problem.
In particular, it is crucial to understand the social, cultural, political and economic context that contributes to vulnerability to HIV infection.
For the country to respond effectively to prevent new infections and provide care and treatment to those who are already living with HIV/AIDS, it is vital to have accurate data and a comprehensive understanding of the epidemic

5. Cont./ Introduction
To date HIV prevalence in the country has been based on the Department of Health’s (DOH) annual antenatal survey of pregnant women.
This study augments the antenatal survey through a population-based sample of South Africans including men, women, children, all races and ethnic groups, people living in urban areas, rural areas and farms, as well as hostel residents.

6. Cont./ Introduction
This is the first systematically sampled national community-based survey of the prevalence of HIV in South Africa.
The survey reviewed risk, risk reduction, HIV/AIDS knowledge, mass media and communication, psychosocial and socio-cultural aspects of HIV/AIDS

7. Survey Method The steps in the sample design
1. Define target population – all people in SA
2. Define sample frame – 2001 census
3. Define Primary Sampling Unit (PSU)
2001 census EAs
4. Define explicit strata – Provinces and geography type
5. Define reporting domain – province, locality-type and population group
6. Define Secondary Sampling Unit (SSU) – visiting point
The target population for this study was all people living in households in South Africa excluding persons in so-called special institutions (eg. hospitals, military camps, old age homes, schools and university hostels). Figure 1 provides a graphical representation of the steps taken in designing the sample for this study
7. Define Measure
of Size (MOS) – 2001 estimate of visiting points
8. Define Ultimate Sampling Unit (USU) – all individuals 2+ years of age
9. Allocation of sample – disproportional to province, population group & locality-type

8. Cont./ Survey Method The steps in the drawing of the sample
1. Selection of PSUs – 1000 EAs
2. Produce aerial photos and data kits of EAs
4. Selection of SSUs – 11 visiting points per EA
5. Selection of USUs – 3 people per VP
The target population for this study was all people living in households in South Africa excluding persons in so-called special institutions (eg. hospitals, military camps, old age homes, schools and university hostels). Figure 1 provides a graphical representation of the steps taken in designing the sample for this study

9. Cont./ Survey Method
Location of master sample PSUs in South Africa

10. Cont./ Survey Method
Location of unrealised EAs in the survey

11. Sample
individuals who were selected and contacted for the survey
(73.7%) persons agreed to be interviewed
8 428 (62.5%) gave a usable specimen for an HIV test

12. HIV testing
The OraSure® HIV-1 Oral Specimen Collection Device was used to collect oral mucosa transudate (oral fluid) specimens.
Vironostika test kits were utilised for conducting antibody tests.
Used internationally since 1986, and in Africa since 1990.
Approved by FDA for all HIV clades.
Studies on sensitivity and specificity show high correlations with blood results (98%-100%)
All laboratories were prepared to use the required Vironostika test kits and the testing was conducted according to manufacturer guidelines. Standard operating procedures were customised and specifically designed for the purposes of this study.

13. Questionnaires
adults aged 25 years and older
youth aged 15–24 years
children aged 12–14 years
caregivers of children aged 2–11 years

14. Results

15. National prevalence
The HIV prevalence in the population of South Africa is 11.4% million people (Confidence Interval (CI): 10.0%–12.7%)
15.6% of persons in the 15–49 age group were HIV positive (CI: 13.9%–17.5%)
HIV is a generalised epidemic in South Africa that extends to all age groups, geographic areas and race groups.
This survey did not assess the following groups: children younger than two years old who may have been infected through mother to child transmission (estimated at ), as well as persons living in institutions such as prisons, military barracks and boarding schools.

16. Provincial HIV prevalence
Based on antenatal survey findings, KwaZulu-Natal has been believed to have the highest provincial HIV prevalence rate. In the 2001 antenatal survey, the highest provincial prevalence rate was recorded in KwaZulu-Natal 33.5% (CI: %), followed by Gauteng 29.2% (CI %), Mpumalanga 29.2% (CI: %) and the lowest prevalence rate was recorded in the Western Cape, 8.6% (CI: %).
Data from the present study, however, suggest a somewhat different provincial prevalence picture (see Figure 5). According to Figure 5, Gauteng, Free State and Mpumalanga have the highest prevalence rates, whilst all other provinces have prevalence rates that are about or below 10%. KwaZulu-Natal ranks fourth and the Eastern Cape has the lowest prevalence.
HIV Prevalence by province, South Africa 2002

18. Corroborating Evidence on HIV prevalence based on the MRC workplace studies
Province
No. of Workers
% HIV positive
HH Survey % HIV+
KZN
2 364
9.4%
11.7%
Gauteng
1 167
12.3%
14.7%
Western Cape
528
12.9%
10.7%
Eastern Cape
2 032
6.5%
6.6%

19. Provincial prevalence
Figure 6 compares females aged years with the results of the 2001 DOH antenatal survey. The observed HIV prevalence for women aged 15–49 years old in the Western Cape of 18.5% is much higher than that observed from the antenatal data. This is the only province where the HIV prevalence derived from the household survey is much higher than that derived from the antenatal data.
Comparison of HIV prevalence levels by province with the DOH 2001 antenatal survey

20. Comparison between DOH Survey and NM/HSRC survey
24% of the 244 pregnant women in the study were HIV VS
24.8% in the DOH antenatal survey sample were HIV+

21. Locality-type prevalence
The study gathered important new information based on locality type, using the following categories used by the national census: tribal areas, farms, urban formal settlements and urban informal settlements. Figure 7 shows information for the 15–49 year age group. There is clear evidence of higher vulnerability to HIV of people living in urban informal settlements (28.4%) and urban formal settlements (15.8%), compared with those living in tribal areas (12.4%) and farms (11.3%).
The HIV prevalence by urban informal locality-type is an important factor contributing to the vulnerability of Africans living near urban areas.
HIV prevalence in adults (15–49 years) by Locality-type, South Africa

22. Age group prevalence Prevalence of HIV by age, South Africa 2002
According to existing data from the 2001 antenatal survey, the age group with the highest prevalence was age 25–29.
This survey confirms high prevalence in the 25–29 age group (28.0%), followed by the age group (24%) and reducing in other age groups (see Figure 8).
The estimated HIV prevalence among children aged 2–14 years of 5.6% (CI: %) was higher than expected. A record review was undertaken to determine how many children aged 2–11 could have been infected through vertical transmission. An analysis of parent-child pairs revealed that of the 86 HIV positive children aged 2–14, 27 could be matched with a biological parent, and 20 of the parents selected in the study had an HIV test result. Of these 20, only 5 (25%) were HIV positive. It remains unclear as to how these children could have been infected and further investigation will consider sexual abuse and exposure to unsterilised needles, amongst other factors.
Prevalence of HIV by age, South Africa 2002

23. Age and sex distribution of HIV infection
The age and sex distribution of HIV infection follows the pattern found in other studies. Figure 11 illustrates that prevalence levels rise more quickly in women and then decrease with age, whereas with men the peak prevalence levels occur at an older age.
Prevalence of HIV by sex and age, South Africa 2002

24. Race and HIV prevalence
The finding that Africans have a higher estimated HIV prevalence than other race groups reflects the historical development of the HIV epidemic in South Africa. Vulnerability to HIV is highest in informal areas, and factors contributing to vulnerability in these areas include labour migration, mobility, and relocation.
HIV Prevalence among Adult (15-49 years) by Race, South Africa 2002

25. Distribution of the Sample
Similar to 1996 census in terms of
age,
sex,
race,
province,
Locality type

26. Those not tested for HIV are not different from those tested in terms of:
Condom use during last sex
Proportion of non-sexually active, abstainers, one partner or multiple partners
Sexually transmitted infections
Predicted HIV prevalence

27. Sexually transmitted infections and HIV
A strong link between STIs and HIV was confirmed in this study
38.9% of those who reported an STI in the past three months were HIV positive, compared with 13.2%
The availability of STI treatment services was known by 79%
10% of these had used the services
93% of those said they were satisfied with services
Although only 2.6% of participants said that they had been diagnosed with an STI during the last three months, 38.9% of these were found to be HIV positive, compared with 13.2% amongst those who had not been diagnosed with an STI in the last three months.
STIs are a co-factor for HIV transmission. Research has shown that the presence of genital ulcer disease and of some non-ulcerative STIs enhances the transmission of HIV. Given the strong association between STI and HIV infection, the control and prevention of STIs is critical in the prevention of HIV.
About 10% of respondents who knew of the services had used them, and 92.7% of this group indicated that they were satisfied or very satisfied with the service provided.

28. Orphans
Definition of orphans: lost mother or father or both before 15 years
From all causes of death
13.0% of children aged 2–14 years had lost a mother, father, or both parents
3% had lost a mother
8.4% had lost a father

29. Child-headed households
3.0% of households were determined to be child-headed
Child-headed household in South Africa: 3.1% in urban formal areas, 4.2% in urban informal areas, 2.8% in tribal authority areas and 1.9% in farms

30. What the HIV prevalence results mean
HIV is a generalised epidemic in South Africa
It affects people of all races, all ages and in all localities
It affects women more than men
5.6% HIV prevalence among children aged years was unexpected and requires further investigation (CI: 3.7%-7.4%)

31. Sexual frequency and partner turnover
Sexual activity in the past 30 days was low for youth
29% of youth had not had sex in the past 30 days, and a further 41% had sex 1-4 times
Partner turnover amongst youth and adults is low
84.7% of youth and 93.5% of adults had only one partner in the past year
Secondary abstinence – previously sexually active, but no sex in the previous 12 months – was 23.4% in the 15–24 year age group
It is a promising finding that partner turnover amongst youth and adults does not appear to be high, with 84.7% of youth and 93.5% of adults reporting that they have had only one partner in the past year.

32. Condom access and use
90% of youth and adults reported easy access to condoms if they needed one
Condom use at last sexual intercourse was higher amongst Africans than other race groups
13.2% traditionally married adults years, and 15.8% of those in civil marriages used condoms
This demonstrates the high levels of effectiveness of the free condom distribution system that has been a cornerstone of the Department of Health’s policy since the mid-1990s.

33. Condom access and use Primary sources of condoms, South Africa, 2002
This demonstrates the high levels of effectiveness of the free condom distribution system that has been a cornerstone of the Department of Health’s policy since the mid-1990s.
Primary sources of condoms, South Africa, 2002

34. Condom use during last sex act
Age
Male (%)
Female (%)
15-24 yrs
57.1
46.0
25-49 yrs
26.7
19.7
50 yrs+
8.2
5.6

35. Self-reported behaviour change
40.2% of youth and adults reported changing their behaviour as a result of HIV/AIDS
These results, especially regarding condom use, are partly consistent with the results from the last HSRC survey during 1999 in which 44% of the sample reported that they were using condoms because of HIV/AIDS, 67% of the sample reported that HIV/AIDS had made them think of changing their behaviour, and 69% indicated that HIV/AIDS encouraged them to use condoms.

36. Behaviour Change among sexually active women between 2002 NM/HSRC survey and 1998 SADHS
15-19 no sexual partner
59.7%
70.3%
15-19 Used condom last sex
19.5%
48.9%
20-24 used condom last sex
14.4%
47.0%
25-29 used condom last sex
7.6%
34.3%

37. Knowledge of HIV/AIDS Information
Good overall knowledge of key aspects of HIV/AIDS information
81.2% of youth and 79.3% of adults agreed that HIV causes AIDS
89.2% of youth and 92.8% of adults agreed that AIDS cannot be cured by sex with a virgin.
49.5% of youth and 56.1% of adults agreed that a baby could become HIV+ through breastfeeding
In general, there was good knowledge of key aspects of HIV/AIDS information, and most respondents indicated correctly, for example, that ‘HIV/AIDS could not be cured by sex with a virgin’, that ‘HIV/AIDS was not caused by witchcraft’ and that ‘HIV cannot be transmitted by touch’.

40. Awareness of HIV status
62% knew where to get VCT services
76% of South Africans who were HIV positive were not aware of their HIV status
63% of these who were not aware of their HIV positive status did not perceive themselves to be at risk
Of those who had not been tested, 59.4% said they would consider a test if confidentiality was maintained, whilst 28.5% would be motivated by the accessibility, cost and quality of services

41. Sources of HIV/AIDS information (%)
Age
Health Facility
School
Parents
Faith-based organisations
Youth Group
12-14
85.9
39.9
25.5
13.4
15-24
68.4
75.7
54.8
39.4
36.5
25-49
76.8
23.8
29.0
48.2
14.7
50+
61.5
11.5
47.8
2.9

42. Unprompted recall of messages
Condom-use messages were best recalled – 90.8% of youth and 86% of adults
Amongst adults, messages about faithfulness (58.2%), abstinence (44.5%) and partner reduction (44.8%) also rated highly
PLWA rights (14.8%), care for PLWA (9.8%) and religious or cultural values (8.2%) were less well noted
There was a need for more detailed information on most HIV/AIDS topics

43. Percent who have taken HIV more seriously
Of those who knew someone who died of AIDS
65.4%
they know someone who died of AIDS
Of those who knew someone who said he/she was HIV +
52.7%
they knew someone who is HIV+
Of television watchers
56.6%
of TV programme on AIDS
Of radio listeners
52.0
of radio program on HIV/AIDS
Of all respondents
40%
because of statistic

44. Public Perceptions: political leadership, resource allocation
It was found that 63.8% of South Africans aged 15 and older believed that political leaders were committed to controlling HIV/AIDS. Positive perceptions were highest amongst Africans and lowest amongst whites. However, when asked whether sufficient resources were being allocated, only 47.5% of South Africans agreed.
Nearly all South Africans (96.5%) agreed that ARV therapy should be provided for Parent Mother to Child Transmission (PMTCT), and 95% agreed that ARV therapy should be provided for those living with HIV/AIDS related illnesses.
Public perceptions of commitment to dealing with AIDS and resource allocation by race, South Africa, 2002

45. Should Gov provide ARV’s for PMTCT?
96.5% said yes

46. Should Govt provide ARVs for PLWA?
95% said yes.

47. Conclusions
South Africa has a serious and widespread HIV/AIDS epidemic. For the country to
respond effectively, preventing new infections and providing care and treatment to those
who are already living with HIV/AIDS, it is vital to have accurate data and a
comprehensive understanding of the epidemic. To overcome the challenge of HIV/AIDS
requires that the recommendations listed below be considered seriously.

48. Conclusion HIV/AIDS is a serious problem in SA
South Africans are responding to prevention campaigns
They are knowledgeable about HIV/AIDS
The epidemic and mass media are making South Africans to take AIDS seriously
South Africans are changing their behaviour
They believe the politicians are committed to dealing with AIDS, publicly recognise it,and are not allocating sufficient resources.
They think the govt should make ARVs available for PMTCT and treatment.
There is hope for the country to deal with HIV/AIDS