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National Incident Management System
IS-100 Incident Command System IS-700 NIMS Welcome to the NIMS workshop. We are not going to “certify” you in NIMS, but we are going to give you the knowledge to go back to your agencies/jursdictions get on the web and take the IS100 and the IS700 at the point where you pass the two tests then you will be NIMS certified.. Admin Stuff: Restrooms, Breaks, Exits, etc. Introductions
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Where Are We Going? Conducting NIMS Workshops
Developing a NIMS Implementation Plan NIMCAST Waiting We are conducting NIMS workshops throughout the state – this is currently our *** one. The NIMS implementation plan has been writen at the state level it is now being passed on to the local level at which point you will need to take the template and develop a implementation plan for your agency/and or jurisdiction. NIMCAST is an online assessment tool to determine were you (or your agency) is currently at where NIMS compliance is concerned.
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NEMA NEMA Website:
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NEMA-NIMS Page
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NIMS – FEMA Bruce Blatchford (deputyblath@yhaoo.com)
This is the FEMA NIMS web site. If you haven’t seen this you might want to go there. A great resource including frequently asked questions, NIMCAST, compliance and training issues.
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NIMCAST
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Overall Objectives Understanding of the NIMS
Ability to receive a certification for IS-700 and IS-100 Begin the process of being NIMS compliant What we hope to cover by going over the IS100 and IS700. Again, we are not going to be able to “certify” you in NIMS but we are going to allow you the opportunity to become NIMS certified.
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ICS-100 Objectives Describe how ICS became the standard for emergency management. Provide examples of how ICS is interdisciplinary and organizationally flexible. Identify five major management functions. Describe the principles of span of control.
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ICS-100 Objectives (cont.)
Describe the purpose of unique position titles in ICS. Determine the roles and responsibilities of the Incident Commander, Command Staff and General Staff. Determine, when it is appropriate to expand and contract the ICS organization. Identify the facilities used in ICS.
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Types of Incidents Planned events Fire, both structural and wildfire
Hazardous materials incidents Search and rescue missions Oil spills Natural disasters Terrorist/WMD events
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What Is ICS? Standardized, on-scene, all-hazard incident management concept. Allows its users to adopt an integrated organizational structure. Has considerable internal flexibility.
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What Is ICS? A proven management system based on successful business practices. The result of decades of lessons learned in organization and management of emergency incidents.
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Weaknesses Addressed by ICS
Lack of accountability, including unclear chain of command and supervision. Poor communication, including system and terminology problems. Lack of an orderly, systematic planning process.
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Weaknesses Addressed by ICS
No common, flexible, pre-designed management structure. No pre-defined methods to integrate interagency requirements into the management structure and planning process.
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What ICS Is Designed To Do
Meet the needs of incidents of any kind or size. Allow personnel from a variety of agencies to mold rapidly into a common management structure. Provide logistical and administrative support to operational staff.
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What is ICS Designed to do?
Be cost effective by avoiding duplication of efforts. ICS has been tested in more than 30 years of emergency and non-emergency applications, by all levels of government and in the private sector.
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ICS Features ICS ICS Organization Incident Action Plan
Common Responsibilities Span of Control Incident Action Plan Incident Facilities
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Five Major Management Functions
Logistics Section Finance/ Administration Section Operations Section Planning Section Incident Command
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ICS Span of Control Supervisor Resource 1 Resource 3 Resource 2
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Maintaining Span of Control
Supervisor Resource 1 Resource 3 Resource 2 Resource 4 Resource 5
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ICS Position Titles Provide a common standard for all users.
Distinct titles allow for filling positions with the most qualified individuals. Useful when requesting personnel.
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ICS Organizational Components
Section Division Group Branch Task Force Strike Team Single Resource
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Maintaining Span of Control
Divisions: Divide incident geographically, led by a Supervisor. Groups: Describe functional areas of operation, led by a Supervisor. Branches: Used when the number of Divisions or Groups exceeds the span of control and can be either geographical or functional, led by a Director.
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Maintaining Span of Control
Task Forces: Mixed resources with common communications reporting to a Leader. Strike Teams: A set number of resources of the same kind and type with common communications reporting to a Leader. Single Resources: Individuals, a piece of equipment and its personnel complement, or a crew or team of individuals.
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Finance/ Administration Section Public Information Officer
ICS Structure Logistics Section Finance/ Administration Section Operations Section Planning Section Incident Command Public Information Officer Safety Officer Liaison Officer Command Staff: The Command Staff provide Information, Safety, and Liaison services for the entire organization. General Staff: The General Staff are assigned functional authority for Operations, Planning, Logistics, and Finance/Administration.
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Incident Commander’s Role
Has overall responsibility for managing the incident. Must be fully briefed, and should have a written delegation of authority. Personnel assigned by the Incident Commander have the delegated authority of their assigned positions. Only position that is always filled.
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Incident Commander Responsibilities
Overall command and control. Ensures incident responder safety. Protects health and safety of the general public and the environment. Provides information to internal and external stakeholders. Maintains liaison with other agencies.
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Expanding the Organization
Logistics Section Finance/ Administration Section Operations Section Planning Section Incident Command Public Information Officer Safety Officer Liaison Officer Command Staff: The Command Staff provide Information, Safety, and Liaison services for the entire organization. General Staff: The General Staff are assigned functional authority for Operations, Planning, Logistics, and Finance/Administration.
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Command Staff Public Information Officer Safety Officer
Liaison Officer
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PIO Responsibilities Advise the Incident Commander on information dissemination and media relations. Serve as the primary contact for anyone who wants information (internal & external). Obtain information from the Planning Section, community, media and others. Coordinate with other public information staff.
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Safety Officer Responsibilities
Ensures responder safety. Advises Incident Command on safety issues. Minimizes employee risk.
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Liaison Officer Responsibilities
Gathers information about support agencies. Coordinates for agencies not in command structure. Provides briefings and answers questions.
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Understanding the General Staff
Logistics Section Finance/ Administration Section Operations Section Planning Section Incident Command
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ICS Section Chiefs and Deputies
Team Leader Individual Resource Deputy Section Chief
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Operations Section Chief Role
Develop and manage the Operations Section. Develops and implements strategies and tactics. Work very closely with other members of the Command and General Staff to coordinate tactical activities.
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Operations Section Expanding
Mass Care Specialist Fire Strike Team Leader Transportation Specialist Engineering Specialist Operations Section Chief
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Planning Section Chief Roles
Gathers, analyzes, and disseminates intelligence and information. Manages the planning process. Compiles and develops the Incident Action Plan. Manages the activities of Technical Specialists. Works closely with the Incident Commander and General Staff.
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Incident Action Plan Elements
What, Where, When, Who, How? What do we want to do? Where do we stage? When are we going to do it? Who is responsible for doing it? How do we communicate with each other? What is the procedure if someone is injured?
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Logistics Section Chief: Role
Provides resources and services to support the incident. Develops portions of the IAP. Contracts for goods and services.
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Finance/Administration Section Chief: Role
Negotiate contracts Time keeping for personnel and equipment Documenting and processing claims Tracking costs
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Finance/ Administration Section Public Information Officer
ICS Structure Logistics Section Finance/ Administration Section Operations Section Planning Section Incident Command Public Information Officer Safety Officer Liaison Officer Command Staff: The Command Staff provide Information, Safety, and Liaison services for the entire organization. General Staff: The General Staff are assigned functional authority for Operations, Planning, Logistics, and Finance/Administration.
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Communications within ICS
The ability to communicate with ICS is critical. Use standard, common terminology. Use standard ICS position titles and facility names. Develop a communications plan and protocols specific to the incident. Determine flow path for communications.
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Communications Discipline
Observe strict radio/telephone procedures. Use plain English in all communications. Limit radio and telephone traffic to essential information only. Follow procedures for secure communications as required.
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Incident Facilities Incident Command Post (ICP): Where the Incident Commander oversees the incident. Staging Areas: Where resources are kept while waiting to be assigned. Base: Where primary logistics functions are coordinated and administered. Camps: Where resources may be kept. Helibase/Helispot: The area from which helicopter operations are conducted.
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Check-In at the Incident
Ensure personnel accountability Track resources Prepare personnel for assignments and reassignments Locate personnel in case of an emergency Establish personnel time records and payroll Plan for releasing personnel Organize the demobilization process
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Check In List (Example)
From: ICS 209-OS Time of Report 3. Spill Status (Estimated, in Barrels) [Ops & EUL/SSC]
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Initial Incident Briefing
Briefings received and given should include: Situation assessment Specific job responsibilities Coworkers Work area Eating and sleeping arrangements Instructions for obtaining additional supplies, services, and personnel Operational periods/work shifts Required safety procedures and PPE
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Incident Briefing Examples
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Incident Recordkeeping
Print or type all entries Enter dates by month/day/year format Enter date and time on all forms and records. Use local time. Fill in all blanks. Use N/A as appropriate. Use military 24-hour time. Section Chiefs and above should assign a log keeper (scribe).
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Incident Recordkeeping Example
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Incident Demobilization
Complete work assignments Brief replacements, subordinates, and supervisor Follow check-out procedures
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Incident Demobilization
Provide follow-up contact information. Return incident-issued equipment. Complete post-incident reports, critiques, evaluations, and medical follow-up. Resolve payment and/or payroll issues.
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Objective Review ICS is the standard for emergency management.
ICS is interdisciplinary and organizationally flexible. Identified five major management functions. Identified the principles of span of control. Position titles in ICS.
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Objective Review (cont.)
Roles and responsibilities of the Incident Commander, Command Staff and General Staff. Ability to expand and contract the ICS organization. Identify the facilities used in ICS.
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Questions
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The National Incident Management System
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Objectives IS-700 Identify how ICS is a component of NIMS.
Describe the functions and purpose of Multiagency Coordination Systems. Identify resource management and the coordination and oversight of resources. Explain the area command and unified command as it relates to NIMS.
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What is NIMS? A comprehensive, national approach to incident management Applicable at all jurisdictional levels and across disciplines
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NIMS: What It Is / What It’s Not
NIMS is… Core set of: Doctrine Concepts Principles Terminology Organizational processes Applicable to all hazards NIMS is not… An operational incident management plan A resource allocation plan A terrorism / WMD-specific plan Designed to address international events NIMS NIMS provides overall conceptual framework for incident management. NRP NRP an operational plan spelling out how efforts and resources of participants are integrated into a cohesive response operation. Forms the basis of how the federal government interfaces with state, local, tribal governments and the private sector. Includes planning assumptions, roles and responsibilities, concept of operations and preparedness guidelines. Details missions, policies, structures, responsibilities of federal agencies responding to Incidents of National Significance. Outlines functions of each Emergency Response Function coordinators, primary agencies and support agencies.
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NIMS – HSPD-5
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NIMS Compliance Your jurisdiction must adopt NIMS: ICS by Oct 1, 2004
Other aspects by a later date (to be determined)
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Why Do We Need NIMS? Lessons learned have shown the need for:
A coordinated response Standardization Interoperability
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NIMS Concepts and Principles
NIMS is: Flexible to enable all responding organizations to work together. Standardized to improve overall response and interoperability.
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NIMS Standard Structures
Incident Command System (ICS) Multi-agency Coordination Systems Public Information Systems
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Preparedness Planning, training, and exercises
Personnel qualification and certification Equipment acquisition and certification Publication management Mutual Aid/Emergency Management Assistance Compacts (EMAC)
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Resource Management Includes standardized: Descriptions Inventories
Mobilization Dispatch Tracking Recovery
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Communications & Information Management
NIMS identifies requirements for: Communications Information management Information sharing
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Supporting Technologies
NIMS provides systems to standardize: Voice and data communications Information management Data displays
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ICS Proven on-scene, all-hazard concept
Interdisciplinary and organizationally flexible Appropriate for all types of incidents
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ICS Features Common terminology Organizational resources
Manageable span of control Organizational facilities Use of position titles Reliance on an Incident Action Plan Integrated communications Accountability
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Common Terminology ICS requires: Common terminology “Clear” text
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Organizational Resources
Includes: Personnel Facilities Equipment and supplies Requires “typing” by capability
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Span of Control From 3 to 7 reporting elements per supervisor
5 is optimum
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Incident Facilities Established as required by the incident
An ICP is always established
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Incident Command Organizational Level Incident Command Command Staff
General Staff (Section) Branch Division/Group Unit Strike Team/Task Force Title Incident Commander Officer Chief Director Supervisor Leader
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Incident Action Plans Communicate incident objectives
Are based on operational periods Are disseminated throughout the incident organization
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Integrated Communications
Hardware systems Planning for use of all frequencies and resources Procedures for transferring information internally and externally
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Accountability Orderly chain of command Check-in for all responders
Assignment of only one supervisor per individual (unity of command)
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(Representatives From Local Jurisdictions) Finance/ Administration
Unified Command Unified Command (Representatives From Local Jurisdictions) Finance/ Administration Logistics Planning Operations
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How Does Unified Command Work?
Agencies work together to: Analyze intelligence Establish objectives and strategies Unified Command does not change other features of ICS.
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Area Command Area Command ICP 1 ICP 2 ICP 3
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What Does Area Command Do?
Sets overall strategy and priorities Allocates resources Ensures proper management Ensures objectives are met Ensure strategies are followed
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Finance/ Administration
Area Command Area Command Planning Logistics Finance/ Administration
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Multiagency Coordination Systems
A combination of resources Integrated into a common framework Used to coordinate and support incident management activities
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Multiagency Coordination Systems
Support incident management policies and priorities Facilitate logistics support and resource tracking Make resource allocation decisions based on incident management priorities Coordinate incident-related information Coordinate interagency and intergovernmental issues regarding incident management policies, priorities, and strategies
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Multiagency Coordination System Elements
EOC Other entities
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Information Management
EOC Organization EOC Manager Coordination Communications Resource Management Information Management
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EOC Organization Coordination Resources Priorities
Strategic coordination Multiagency Coordination Entity Incident Command/ Unified Command 1 Incident Command/ Unified Command 2 Situation status Resource needs Other Multiagency Coordination Entities
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Public Information for Domestic Incidents
Advises the IC Establishes and operates within the JIS Ensures that decision makers and the public are informed
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The JIC Physical location where public information staff collocate
Provides the structure for coordinating and disseminating critical information
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JICs State JIC Local JIC 1 Local JIC 2 Agency 1 PIO Agency 2 PIO
IC/UC/Area Command PIO (at incident JIC)
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JIC Characteristics Includes representatives of all players in the response Has procedures and protocols for communicating and coordinating with other JICs
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Joint Information Center
JICs Joint Information Center Research Team Media Team Logistics Team Press Secretary (jurisdictional) Liaison (as required)
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What Is Preparedness? Actions to establish and sustain prescribed levels of capability Ensures mission integration and interoperability
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Responsibilities of Preparedness Organizations
Establishing/coordinating plans and protocols Integrating/coordinating activities Establishing guidelines and protocols to promote interoperability Adopting guidelines for resource management Establishing response priorities Establishing/maintaining multiagency coordination mechanisms
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Preparedness Planning
Plans describe how resources will be used. Plans describe mechanisms for: Setting priorities Integrating entities/functions Establishing relationships Ensuring that systems support all incident management activities
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Types of Plans Emergency Operations Plans (SEOP/LEOP) Procedures
Preparedness Plans Corrective Action and Mitigation Plans Recovery Plans
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Training and Exercises
The NIMS Integration Center will: Facilitate development and dissemination of national standards, guidelines, and protocols. Facilitate use of modeling/simulation. Define general training requirements and approved courses. Review/approve discipline-specific training requirements.
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Personnel Qualifications and Certification
Development of standards, including: Training Experience Credentialing Currency requirements Physical and medical fitness
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Equipment Certifications
Facilitate development of national equipment standards, guidelines, and protocols Review and approve equipment meeting national standards
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Mutual Aid and EMACs Jurisdictions at all levels are encouraged to enter into agreements with: Other jurisdictions Private-sector and NGOs(Non Governmental Organizations) Private organizations
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Publication Management
The development of naming and numbering conventions Review and certification of publications Methods for publications control Identification of sources and suppliers for publications and related services Management of publication distribution FEMA is currently working on developing a standard on training publiciations. The old FEMA courses are no longer seen as substanal they are revamping the training.
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What Is Resource Management?
Four tasks: Establishing systems Activating the systems Dispatching resources Deactivating resources This is more at the state level. The ESF’s will be responsisble for defining the types of resources at the state level, the locals then will ask for resources and will be given them through the state.
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Resource Management Concepts
Standardize identification, allocation, and tracking Classify by kind and type Implement credentialing system Incorporate resources from private sector and NGOs (Non Governmental Organizations)
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Resource Management Principles
Advance planning Resource identification and ordering Resource categorization Use of agreements Effective management
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Lesson Overview Advantages of common communication and information management standards How NIMS will influence technology/technological systems
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NIMS Intent Broad applicability
Improve coordination and cooperation among all response organizations
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NIMS Components Command and management Preparedness
Resource management Communications and information management Supporting technologies Ongoing management and maintenance
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NIMS Concepts and Principles
Flexible framework that: Facilitates working together . . . At any type of incident . . . Regardless of size, location, or complexity Flexible structures Requirements for processes, procedures, and systems
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Command and Management
Incident Command System (ICS) Multi-agency Coordination Systems
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ICS Features Common terminology Organizational resources
Manageable span of control Organizational facilities Use of position titles Reliance on an Incident Action Plan Integrated communications Accountability
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Unified Command More than one responding agency within a jurisdiction
Incidents cross jurisdictions
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Area Command Multiple incidents within a jurisdiction Large incidents
that cross jurisdictions
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Communications and Information
Facilitate a common operating picture for: Incident management Information management Interoperability standards
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Multiagency Coordination Systems
Support incident management Facilitate logistic support and resource tracking Allocate resources Coordinate information Coordinate issue resolution
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Multiagency Coordination Systems
EOC Multi-agency Coordination Entities
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Public Information Provides information to:
Command The Public Ensures information provided is: Accurate Timely Coordinated
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Preparedness Actions involved to establish/maintain prescribed capability NIMS focuses on guidelines, protocols, and standards
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Training and Exercises
Facilitate national standards, guidelines, and protection Facilitate use of modeling/simulation Define general training requirements Review/approve discipline specific requirements/courses
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Types of Plans EOP Procedures Preparedness Plans
Corrective Action and Mitigation Recovery
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Personnel Qualifications
Preparedness based on standards for qualification/certification Includes minimum: Knowledge Skills Experience
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Equipment Certification
Ensure performance to standards and interoperability Facilitate development of national standards and protocols Review and approve equipment meeting standards
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Resource Management Establish systems for: Activating systems
Describing Inventorying Requesting Tracking Activating systems Dispatching resources Deactivating/recalling resources
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Managing Resources Identifying and typing resources
Certifying and credentialing personnel Inventorying resources Identifying resource requirements Ordering and acquiring resources Tracking and reporting resources Mobilizing resources Recovering resources Reimbursement
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NIMS Focus on Supporting Technology
Interoperability and compatibility Technology support Technology standards Broad-based requirements Strategic planning and R&D
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Managing Communications and Information
Incident management communications Information management Interoperability standards
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NIMS Contact Gil Jamieson, Acting Director Web Page: www.fema.gov/nims
NIMS Training: Main Number: Mailing Address: NIMS Integration Center, 500 C Street SW, Suite 707, Washington, DC 20472 Nema Website:
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Questions
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