1. Statutory Research West’s Instructional Aid Series

2. Contents Introduction The Legislative Process Anatomy of a Statute Statutory research: Print and Online Updating Statutory Research Expanding statutory research –KeyCite ® –Case Law (Annotations) –Legislative History –Secondary Sources West’s Instructional Aid Series

3. Introduction Back to Contents

4. Sources of American Law Statutory Law is enacted by the Legislatures. Case Law is decided by the Courts. Regulations are issued by the Executive Branch (Agencies). Introduction

5. Federal Statutes Federal statutes are codified in the United States Code. –The United States Code (USC) is the official version of the statutes and is published by the Government Printing Office. –The United States Code Annotated ® (USCA) ® in print is published by West Group. –USCA is the database on Westlaw ® that contains the USCA. Introduction

6. State Statutes Each state has a statutes publication. The publication might be called statutes, statutes annotated, laws, code, or code annotated. The annotated versions enhance your ability to find relevant cases and statutes. XX-ST-ANN (where XX is the state’s two-letter postal abbreviation) is the database identifier for the annotated state statutes databases on Westlaw. Introduction

7. State Legislative Processes State legislatures which are modeled after the United States Congress consist of two houses (only Nebraska has a one-house legislature). Legislation moves through state legislatures in much the same way it moves through Congress. The governor signs or vetoes the legislation and there are state provisions for overriding a governor’s veto. What is said about the federal legislative process is usually true of state legislative processes. The model for this presentation will be the federal statutes. Introduction

8. Statutes:the Neglected Side of Legal Research Most of what you learn in law school will be based on the common-law traditions of the courts. Statutory law is often obscurely or ambiguously worded. It must be interpreted by case law. This case law often becomes a more important source of law than the statute. Statutory research may seem complicated. This is due, in part, to the fact most that researchers are not trained in statutory research. Introduction

9. Statutes are the Neglected Side of Legal Research But… Statutes are around to stay. They are the cornerstone of our legal system. Only a court of competence can declare a clearly worded statute unconstitutional. Don’t fight them. There is help! Introduction

10. The Legislative Process Back to Contents

11. The Legislative Process Introduction of a bill (proposed legislation) Passed by both houses of Congress Signed by president or president’s veto is overridden Becomes a “session law” or “public law” Incorporated into statutory code The Legislative Process

12. A Bill Is Introduced A bill is introduced by a sponsor(s) in one or both houses of Congress. A bill is assigned a bill number (H.R. 14, 107th Cong., 1st Sess. (2001)). This bill number usually follows the proposed legislation through hearings, amendments, congressional committees, etc., until enactment or the end of the current legislative period. The Legislative Process

13. A Bill Is Introduced A companion bill may be introduced in the other house of the legislature at any time. Committee hearings may be held and committee reports may be issued before being sent to the full house for debate and vote with or without recommendations. Bill may die in committee and never reach the full house for vote. The Legislative Process

14. Federal bill S. 904 (Leave No Child Behind Act of 2001), sponsored by Senators Dodd, Wellstone, and Kennedy, as it appears in the CONG-BILLTXT database on Westlaw. The Legislative Process

15. A Bill Becomes Law When the bill passes one house, it is sent to the other house for consideration. The other house may approve and pass the bill to the president in identical form. More likely, the other house will propose a variation of the bill and both houses must negotiate a compromise. When both houses pass the bill in identical form, it is sent to the president for a signature or veto. Legislative Process

16. A Bill Becomes Law If signed (or not vetoed within 10 days), the bill becomes a “session law” or “public law.” If the president vetoes the bill, the veto may be overridden by two-thirds majority in both houses. (If the president takes no activity on the bill at the end of a legislative session the bill is, in effect, vetoed. This is called a “pocket veto.”) The public law is renumbered using the number of the congressional session and the numerical order in which the law was enacted: P.L. 107-14 and P.L. 107-15 are the 14th and 15th bills to be enacted by the 107th session of Congress. Legislative Process

17. A public law may add a section (statute) in the statutory code change language in a section (statute) repeal a section (statute) of the statutory code re-number a section (statute) do all of the above Legislative Process

18. An enacted law is first published officially by the Government Printing Office as an individual slip law and sent to government depository libraries and other libraries that subscribe to these publications. Public laws are published in compiled volumes in chronological order in The Statutes at Large, the official government publication. There is a two- to four-year lag in publication. Public Laws Are Published Legislative Process

19. The U.S. Code Congressional and Administrative News ® (USCCAN), published by West Group, issues monthly pamphlets including newly enacted laws. The monthly USCCAN pamphlets are reissued in bound volume after each congressional session. Public laws are also published in the USCCAN and US-PL databases on Westlaw. Public Laws are Published Legislative Process

20. A slip law as it appears on Westlaw in the US-PL database shortly after enactment. There are also archived public laws in the US-PL-OLD database, which contains public laws from 1973 to the previous session of Congress. Legislative Process

21. A Public Law Is Codified The public law then changes the statutory code to: bring all laws on the same topic together eliminate all repealed or expired statutes unite amendments with the original statute. This process is called codification the United States Code is divided into 50 titles, often called codes (see next screen) Title 11 is the Bankruptcy Code Title 26 is the Tax Code. Legislative Process

22. United States Code is organized in broad subject categories called titles. The 50 titles are in rough alphabetical order.

23. Each title is further divided into individual sections, which contain the actual text of the statutes. ( The words section and statute are usually synonymous.) Legislative Process

24. A single public law may amend or affect many sections in different titles of the Code. The Public Safety Officer Medal of Valor Act of 2001 or P.L. 107-12 Both titles 42 and 15 have been amended by this public law. Legislative Process

25. Public Law 106-120, the Intelligence Authorization Act for the Fiscal Year 2001, has been codified in both Title 50 and Title 21 of the United States Code. The USCA-POP database on Westlaw shows where a public law section has been codified in the United States Code Annotated. Sections in the public law Codification in the U.S. Code Legislative Process

26. Bill Passes Congress or State Legislature President or Governor Signs Bill Session Law/ Public Law Statutory Code Summary of the Legislative Process Codification occurs when the language of the session or public law changes the statutory code in some way.

27. Question Which of the following is a true statement? 1.Each public law amends a single statute. 2.A slip law is the final version of a statute. 3.Codification is the process in which sections of public laws amend, add to, or repeal the relevant portion(s) of the United States Code. 4.The president’s veto of a bill may be overridden by a majority of both houses.

28. Question Which of the following is a true statement? 1.Each public law amends a single statute. 2.A slip law is the final version of a statute. 3.Codification is the process in which sections of public laws amend, add to, or repeal the relevant portion(s) of the United States Code. 4.The president’s veto of a bill may be overridden by a majority of both houses.

29. Anatomy of a Statute Return to Statutes

30. The United States Code The United States Code (USC) is issued every six years is updated annually is arranged into 50 titles references the Statutes at Large citation includes historical notes and cross-references to related sections includes an index, a table of Acts Cited by Popular Name, and conversion tables that allow you to move between the present version and earlier versions of the Code Anatomy of a Statute

31. The United States Code The United States Code (USC), as published by the government, has several drawbacks –There is a publication lag, especially for the annual supplements. –There are no references to interpreting case law. The meaning of a statute is often unclear and must be interpreted by the courts. The decisions of the courts often become more important sources of law than the text of the statutes. Anatomy of a Statute

32. The United States Code Annotated (USCA) The USCA contains the text and features of the statute as they appear in the USC, plus References to legislative history, and federal regulations References to the West Key Number System Law review and journal commentaries Library references Texts and treatises Notes of decisions (annotations) Anatomy of a Statute

33. The text of the statute in the USCA is unchanged from how it appears in the USC, as published by the Government Printing Office. Text United States Code Annotated Anatomy of a Statute Citation : 18 USCA 241

34. Credits (past session laws that enacted or modified the statute) Historical and statutory notes (compiled by West attorney-editors, they give a more detailed legislative history of statute) United States Code Annotated Anatomy of a Statute

35. Cross-references (to other USCA sections) Law review and journal commentaries Library references (to many secondary sources) References to topic and key numbers Texts and treatises United States Code Annotated Anatomy of a Statute

36. Index to the notes of decision (annotations). Subjects are listed alphabetically United States Code Annotated Anatomy of a Statute

37. Notes of decisions (annotations) (These are summaries of how courts have interpreted the statute with links to the case law.) Notes of decisions are the headnotes from cases that West attorney-editors have identified as significantly interpreting or applying the statute. United States Code Annotated Anatomy of a Statute

38. Question Notes of decisions are also called 1.Headings 2.Annotations 3.Credits 4.Statutory history

39. Question Notes of decisions are also called 1.Headings 2.Annotations 3.Credits 4.Statutory history

40. Statutory Research: In Print and Online Back to Contents

41. Print Research Aids An alphabetical General Index aids you in finding relevant statute sections. –The index has “access words” that cross-reference formal index headings. –The Index references the relevant title(s) and section(s) (statutes). The Popular Name Table helps determine where a public law was codified. Print Research

42. Research Online Sarah Jones has finished law school, passed the bar, and found a job with a legal aid service. Four years of college and three years of law school have run her student loan debt to well over $100,000 and her salary will never stretch to make the payments on that amount. Sarah is considering filing for bankruptcy. Could this extreme measure solve Sarah’s problem?

43. Finding Relevant Statutes Online: The Find Service There are several different but effective ways to find the Exceptions to Discharge in Bankruptcy statute (section). If Sarah knows the citation of the discharge statute, she can simply type it in the Find this document by citation: text box on the Westlaw page or click the Find link on the toolbar of any page. 11 USCA 523 Research Online

44. Find a State Statute by Citation You can type the following in the Find this document by citation: text box: –xx st nnn.nn (where xx stands for the state’s two-letter postal abbreviation and nnn.nn stands for the citation number) – Example: mn st 313.01 (do not include paragraph letter or number, as in 313.01(a)(4)) For code states or other states with irregular numbering, simply type xx st in the Find this document by citation: text box. Research Online

45. State Statute Template A template for the state’s statutes is displayed. Just type in the statute number in the appropriate code’s text box. Click GO beside the text box and you will retrieve the state statute, in this case Texas Agricultural Code, section 41.002. Research Online

46. Documents in Sequence If Sarah isn’t sure she has retrieved the correct section but believes she is very close to it, she could use the Documents in Sequence feature by selecting Docs in Seq from the drop-down list at the bottom of the right frame and clicking GO. Research Online Documents in Sequence

47. Now Sarah will be viewing 11 USCA 524. The Doc in Seq arrows at the bottom of the right frame allow her to move forward or backward, statute by statute. Research Online

48. Sarah could access the Table of Contents service which is available for each statutory database on Westlaw and open it to the desired section. The Table of Contents service is also a great way for Sarah to browse the sections around the desired statute to see if any have relevance to her situation. Research Online Table of Contents for Statutes Table of Contents tab Table of Contents link

49. If Sarah knows that Title 11 is the bankruptcy title and she needs the exceptions to discharge statute, the following field restricted search using terms and connectors would be effective: ca,pr(“title 11” & exception) This search retrieves 11 USCA 523. The terms can be in either the caption or the prelim fields. Full preliminary field Full caption field Caption tab Abbreviated Prelim and Caption Fields A Caption and Prelim Field Search Research Online

50. A Search for a Key Number Case Law Digest Field Sarah could try a Terms and Connector search in the digest field of a case law database. (Here we will use the ALLFEDS database.) For example: di(discharg! /p "student loan") This search yields many cases and several relevant key numbers. Research Online

51. Sarah notices that one headnote states that undue hardship is the only basis for discharging student loans. The key number (51K3351.10(1) assigned to this headnote links to other cases discussing the same point of law. Sarah will have to examine these cases to determine if her situation can be considered a “hardship.” There are also references to the controlling statute. Research Online

52. A Natural Language Search Sarah could run a Natural Language search, which can be very effective in statutory research. The looser structure of a natural language search will often be more successful than a terms and connectors search in capturing the unpredictable language of a statute. The search can student loans be discharged in bankruptcy retrieves the notes of decisions shown on the next slide. Research Online

53. Here Sarah finds relevant notes of decisions for 11 USCA 523. Sarah would have retrieved this document whether or not the text of the statute specifically mentioned a student loan exception to discharge in bankruptcy. (The text of the statute uses “educational benefit overpayment or loan”.) Research Online

54. Using KeySearch to Find Statutes and Cases If Sarah is unfamiliar with both the language of the law and key numbers, the KeySearch service could be the place to start research. You can access KeySearch from anywhere on Westlaw by clicking KeySearch on the toolbar. Research Online Access Key Search

55. Using KeySearch to Find Statutes and Cases KeySearch divides the law into widely recognized areas of the law. Bankruptcy is one such area. Research Access Key Search

56. The opened Bankruptcy folder reveals the bankruptcy subtopics, one of which is Discharge. Open the Discharge subfolder and Sarah will find Educational Loans. KeySearch Research

57. KeySearch has formulated a query. Sarah selects the All Federal Cases (ALLFEDS) database. Notice that the query is a combination of words and key numbers. Sarah could add her own additional terms. Research Online

58. This is one of the cases retrieved from the ALLFEDS database and it talks about discharging student loans on the basis of hardship. There is also a reference to the statute. Research Online

59. Updating Statutory Research Back to Contents

60. Verifying that Statutory Research Is Current Sarah has found the statute and interpreting case law that says that student loans are not discharged in bankruptcy. She has found cases that state the only exception is on the basis of undue hardship. What if the statute has been recently amended or repealed or case interpretation of the statute has changed? Updating Research

61. Official Print Updates Print updates Slip laws are individually printed and sent to all U.S. government depository libraries. The Statutes at Large is the earliest official compilation of all laws passed at the end of each session of Congress. Published in chronological order No general index Publication lags about two years behind the enactment of the public laws Updating Research

62. U. S. Code Congressional and Administrative News (USCCAN) issues monthly pamphlets. After each session, the monthly USCCAN pamphlets are reissued in a bound volume. USCCAN and US-PL databases on Westlaw. Laws are in the US-PL database within hours of passage. XX-LEGIS is the identifier for the state public law databases on Westlaw. State laws go online as soon as they are received by West Group. Updating Research Most Current Print and Westlaw Updates

63. United States Code Annotated Updates Always check in the following print publications to determine current law: Cumulative pocket parts Interim pamphlets and statutory supplements that include the public law changes to the code and recent notes of decision from cases that have construed the statute since the last supplement was published Updating Research

64. Updating a Statute Online: KeyCite for Statutes Use KeyCite History to determine whether the statute is good law KeyCite Citations to find cases, pending legislation, administrative materials, and secondary sources that discuss or interpret the statute KeyCite Annotations (notes of decisions) to see the headnotes of cases decided under the statute. Updating Research Online

65. KeyCite History for Statutes Flags Show the Status of the Statute A red flag means that the statute has been Amended; Repealed; ruled unconstitutional; or preempted by federal law. All or a portion of the statute may no longer be good law. Updating Research Online Link to Public Law 107-16 which has amended the statute.

66. KeyCite History A yellow flag means that the statute is a federal, California, or New York statute with pending legislation; has been renumbered; has been transferred; or contains an editor’s amendment note. The statute is good law but should be monitored for changes. Updating Research LinkLink Link to Pending Legislation that might affect statute.

67. KeyCite History for Statutes includes Updating documents (recently passed public laws that have amended or repealed the statute) Pending legislation that may affect the statute (available for federal, California, and New York statutes) Credits (citations to past public laws that have enacted, amended or renumbered a statute) Historical and statutory notes that describe the legislative changes that have affected that statute Cases that have held that the statute is unconstitutional Updating Research

68. Question A red flag on a statute can mean that the statute 1.Has been declared unconstitutional 2.Has pending legislation 3.Has been amended 4.Both 1 and 3

69. Question A red flag on a statute can mean that the statute 1.Has been declared unconstitutional 2.Has pending legislation 3.Has been amended 4.Both 1 and 3

70. Expanding Statutory Research Back to Contents

71. Expanding Statutory Research KeyCite Citations Case law that has interpreted the statute –Annotations (notes of decisions) Legislative history Secondary sources –American Law Reports –American Jurisprudence 2d Expanding Research

72. KeyCite Citations Expanding Research-KeyCite Most USCA sections have many citing references. In the left frame are some of the 16,093 citing references to 11 U.S.C.A. 523.

73. Expanding Research Using KeyCite KeyCite Citations consists of citations to legal documents that discuss or mention the statute. Citing references include: Pending legislation (federal, California, and New York statutes) Citations to notes of decisions (Annotations) Cases on Westlaw that do not appear in notes of decisions Administrative materials (includes agency decisions) Secondary sources, such as ALR ® articles, Am Jur 2d ® sections, law reviews, and treatises Expanding Research-KeyCite

74. Limiting KeyCite Citations 11 USCA 523 (the Exceptions to Discharge statute) has 16,093 citing references. Click the Limits or KC Locate button to limit the citing references to the ones of most use. Expanding Research-KeyCite

75. Select the desired criteria and click Apply. You can limit citation results by any number or combination of: Notes of decisions (by sub-topic) Jurisdiction Publication Document type Date Locate term(s) Locate term(s) within paragraph of citation to the statute Expanding Research-KeyCite

76. The original 16,093 citing documents have been reduced to the 7 documents that will be of most use. Expanding Research-KeyCite

77. Using Locate in KeyCite The new Locate feature in KeyCite allows a KeyCite citation result to be limited the citing references that contain a specified term(s) and to require that the term(s) appear in the same paragraph as the reference to the cited statute. Expanding Research-KeyCite

78. With the previous limits and locate request, the results were limited to the 1 document that contained the locate request within the same paragraph as a citation to 11 USCA 523. Above is a paragraph from 157 A.L.R. Fed. 313 (1999) showing the locate terms and the citation to 11 USCA 523 in the same paragraph. Expanding Research-KeyCite

79. Expanding Research Using the Notes of Decision Many statutes are obscurely worded and must be interpreted by case law. Notes of decisions (or annotations) are headnotes of cases that significantly interpret or explain the statute. Case law compares the language of the statute with the language of other statutes, reconciles language within the statute, and explores legislative history concerning the statute to discover the intent of the legislature. The language of the case law often becomes more useful for the researcher than the language of the statute. Expanding Research-Notes of Decisions

80. Notes of Decisions Notes of decisions can be accessed by clicking the Annos tab when viewing a statute on Westlaw. Notes of decisions are preceded by a main index and, if needed, subdivision indexes. Each subdivision deals with one topic of interpretation of the statute by the courts. Expanding Research-Notes of Decisions

81. Above are the notes of decisions for 11 USCA 523 under the Educational or Student Loan subdivision. Note the links to the full-text cases. Expanding Research-Notes of Decisions

82. Print Notes of Decisions As in the online notes of decisions, the print notes of decisions are the last portion of the annotated statute. The notes of decision for some statutes may be hundreds of pages long. Expanding Research

83. Legislative History Because so many statutes are obscurely worded courts often look to the legislative history of a statute to determine the intent of the legislators. debates in Congress or congressional committees, early drafts of the bill, testimony of experts, amendments to the language of the proposed statute, etc., often reveal the intent of the legislature. Committee reports provide the most definitive evidence of legislative intent. Expanding Research-Legislative History

84. Legislative history may include documents that exist even before a bill is enacted. Presidential recommendations. Congressional and committee hearings in sessions in which the bill was discussed but not passed. Agency memorandum. Earliest Legislative History Expanding Research-Legislative History You should not limit your research only to the legislative session in which the bill was enacted.

85. Legislative History in Annotated Statutes A Historical and Statutory Notes section follows the text of every USCA section. This section gives a brief outline of the legislative history of the statute. Expanding Research-Legislative History

86. Early Legislative History on Westlaw Early congressional hearings and testimony can be found in several databases on Westlaw, including USTESTIMONY, USPOLTRANS, CQ-NEWS, BNA-TRACK and APN-HO. Presidential messages can be found in the PRES-DAILY, USPOLTRANS, USCCAN, BNA-PRSCAL, and CQ-NEWS databases on Westlaw. Committee Reports, the most definitive evidence of legislative intent, can be found in the LH database. Expanding Research-Legislative History

87. Discussion and Testimony Regarding a Bill Discussions/debates regarding a federal bill can be found in –the Congressional Record in print and on Westlaw in the CR database –United States Code Congressional & Administrative News (USCCAN) in print and in the USCCAN database on Westlaw –The Bureau of National Affairs (BNA) publications in print and in the BNA databases on Westlaw Expanding Research-Legislative History

88. Legislative History of Modification of Bills Language of bills as they are modified in the legislative process can be found in: microfiche in government depositories, including many law libraries materials from the clerk of the legislature Congressional Record and USCCAN in print CR, USCCAN, CONG-BILLTXT, and LH federal databases on Westlaw XX-BILLTXT (where XX is state’s two-letter postal abbreviation) databases on Westlaw. Expanding Research-Legislative History

89. The Current Status of a Bill The status of a bill can be found in Federal materials –print status tables –US-BILLTRK Federal legislative calendars –BNA-TRACK database on Westlaw State materials –XX-BILLTRK (where XX is the two-letter postal abbreviation of the state) databases on Westlaw Expanding Research-Legislative History

90. Secondary Sources Secondary sources are analytical materials that comment on, explain, and analyze a wide range of legal topics. Secondary-source materials are prepared by legal experts in a non-litigative context. Most contain a detailed discussion of the legal topic. Most are carefully researched. Expanding Research-Secondary Sources Most include references to relevant cases and statutes and other secondary sources.

91. Secondary Sources The following are some of the secondary sources that are available in print and on Westlaw that can be used to expand your statutory research. American Law Reports (ALR) – ALR database American Jurisprudence (Am Jur 2d) – AMJUR database Law review articles – JLR database Restatements – REST databases Digests – -HN is suffix for digest (headnote) databases: MN-HN, ALLFEDS-HN Expanding Research-Secondary Sources

92. Above is a discussion in an ALR article discussing the legislative history of 11 USCA 523 in reference to whether student loans can be discharged in bankruptcy. Notice the title of this ALR article of approximately 26 pages. Expanding Research-Secondary Sources

93. Above is a Table of Cases from the same ALR article. These are cases which have interpreted the language or applicability of the subject of this article. Expanding Research-Secondary Sources

94. One of several American Jurisprudence sections that discuss whether loans can be discharged in bankruptcy. This section discusses exceptions to the student loan exception of discharge in bankruptcy. Expanding Research-Secondary Sources

95. There are many ways to approach statutory research. No one method is correct. If one method doesn’t seem to be working, try another. Still need help? Call the West Group Reference Attorneys at 1-800-850-WEST. They are available 24 hours a day, seven days a week.