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Forms 3, 4 and 5 Filer Demonstration Command Financial.

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Presentation on theme: "Forms 3, 4 and 5 Filer Demonstration Command Financial."— Presentation transcript:

1 Forms 3, 4 and 5 Filer Demonstration Command Financial

2 Thank you for considering our Forms 3, 4 and 5 Filer. The following is a brief description of its important features, along with a demonstration of its use.

3 Forms 3, 4 and 5 Filer provides a fast, easy, affordable and secure internet solution for filing Forms 3, 4 and 5.

4 Advantages of using Forms 3, 4 and 5 Filer User-friendly, intuitive WYSIWYG online interface Save a file and go back to it later without transmitting “Save As” feature copies a filing to create a new filing Retrieve previously filed Forms 3, 4 and 5 from the SEC Easily retrieve “test” and “live” filing status Pay “per use” or purchase a subscription

5 Advantages of using Forms 3, 4 and 5 Filer Easily book mark pages with notes (ex: Mike Smith’s holdings) Error checking feature shows exact error Create printable versions 128-bit SSL security Customer service support

6 Here is a brief outline of Forms 3, 4 and 5 Filer

7 Log In

8

9 Sample Form

10 Ex: Mike Smith’s Holdings or Filing I’m working on

11 Save As Feature

12 Error Checking Feature

13 The file retrieval feature works as follows:

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15 Follow the instructions listed below to Upload file 4- Save the file with the.xml suffix to your desktop.

16 If you don’t have the file located on your computer, search www.sec.gov under Search for Company Filings

17 Search for desired file and click on html version. Save the file with the.xml suffix to your desktop.

18 Browse to your form, select it and click the Upload File button. any ownership report

19 Your Uploaded file will now be listed on your account page along with your other Forms 3, 4 and 5

20 The fees for Forms 3, 4 and 5 Filer are: $50 per filing, paid per use or 50 filings for $1,750 with advanced payment Unlimited filings for $3,800/year with advanced payment Please contact your Account Representative

21 Click here to registerhere Forms 3, 4 and 5 Filer If you have any questions, please contact your Account Representative


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