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International Commercial Arbitration The procedure University of Oslo Giuditta Cordero-Moss, Ph.D., Dr.Juris Professor, Oslo University
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Legal framework Arbitration agreement Arbitration rules Arbitration law Conventions Soft law Arbitral tribunal’s discretion
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Mandatory principles Parties’ consent –Scope of dispute –Parties –Arbitral Tribunal’s powers Due process –Impartiality –Each party to be able to present its case Arbitrability Ordre public
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Formal and actual hierarchy Arbitration agreement Arbitration rules Arbitration law Conventions Soft law Arbitral tribunal’s discretion Arbitration law Conventions Soft law Arbitral tribunal’s discretion Arbitration rules Agreement bewteen the parties
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Main structure Request for arbitration Response Statement of Claim Statement of Defence [Terms of reference] New exchange of submissions Oral Hearing Award
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Provisional measures: Court’s powers Courts have jurisidiction on provisional measures –UNCITRAL Model Law art 17J –Vogl § 8 Courts may assist in taking of evidence –UNCITRAL Model Law art 27 –Vogl §30
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Provisional measures: Arbitral tribunal’s power Interim measures –UNCITRAL Model Law (post 2006) art 17 A Preliminary orders UNCITRAL Model Law (post 2006) art 17 B Emergency arbitrator
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Law applicable to the substance Parties’ agreement –Not completely unlimited Law determined by the arbitral tribunal
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How is the applicable law determined? –The PIL of the place of arbitration Norway vogl § 31 –The PIL that the arbitrator deems the most appropriate UNCITRAL Model Law art. 28 –Specific choice-of-law for the arbitration Switzerland PILA art. 187 –Direct application of the rules of law considered appropriate ICC Rules art. 21 –Not specified Sweden, Italy
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Law or rules of law? If determined by the arbitral tribunal: law –UNCITRAL Model Law art 28(2) If requested by the parties: rules of law UNCITRAL Model Law art 28(1) If requested by the parties: ex bono et aequo UNCITRAL Model Law art 28(3)
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Law or rules of law? ICC art. 21, LCIA Art 22.3: rules of law even at tribunal’s initiative They are considered as parties’ agreement and are therefore acceptable under Model Law art 28(1)
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