1. Security audits

2. Today’s talk  Security audits  Penetration testing as a component of Security auditing  Different types of information systems security accreditation organizations  Certifications available

3. Introduction  Definition  Purpose of security audits

4. Domain specific audit  Application security  Network security  Business continuity planning (BCP)/Disaster recovery (DR)  Physical (Environmental) security/personnel  Employee vetting procedures

5. Security Policy  The ‘Bible’ of the organization  Contents  Bad policies are worse than none at all  Policy should be changes for any additions to the infrastructure  Generally the Information Security policy is expected to be reviewed annually

6. Application Security  This domain only comes into picture when the third party is providing an application or using an web application developed by another company.  Detailed enumeration of the development process:  Ex: Whether SDLC was followed while development  Access controls in place.

7. Network Security  Network diagram – firewall infrastructure used, most preferably multi tier firewall.  Segregation between the application server and database server. Either logically or physically.  Usage of removable media, access to file upload sites and personal email  Ability to disable antivirus  Server hardening and change management procedures.

8. Penetration Testing  Is a focused effort on penetrating the system  Penetration testing vs Vulnerability scanning  Expected to be done annually

9. Business continuity/DR  Business continuity – Pre planned procedure to ensure continuation of operations in the case of a disaster.  BCP simulation test. (Time to recover)  Disaster recovery - reactive approach in case of a disaster  Availability of a cold site,hot site and a warm site

10. Physical Security/Personnel  Very critical since humans are involved  Controls can be placed for systems but very difficult to implement for humans  Social engineering  Importance of educating even the facilities staff

11. Employee Vetting  Includes Background verification,criminal check  Credit reference  Adherence and education of the information security policy and other policies such as clear desk policy

12. Guidelines  PCI-DSS : Payment card Industry Data security standards – organizations that handle cardholder information.  SSAE 16 : Reporting on controls at a service organization  ISO 27001 Certification for data centers : Security management standard that specifies security management best practices and comprehensive security controls.

13. Certifications  ISO/IEC 27001 lead auditor certification  Certifiied Information systems auditor certification (CISA) by ISACA.