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Familiarization with the 2010 Manila Amendments

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Presentation on theme: "Familiarization with the 2010 Manila Amendments"— Presentation transcript:

1 Familiarization with the 2010 Manila Amendments
Chapter I General provisions January 2011 Maritime Training & Human Element Section IMO

2 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/1 Summary of New Provisions Includes new definitions for new requirements and those also to ensure consistency of interpretation among Administrations Stratification of the documents/certificates that can be issued in accordance with the requirements of the Convention: Certificate of Competency - (CoC) Certificate of Proficiency (CoP) Documentary Evidence (DE) (see Table B-I/2 - identification of all CoC, CoP & DE) January 2011 Maritime Training & Human Element Section IMO

3 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/1 Requirement New Provisions Paragraph I/1.30 Certificate of Competency (CoC) Replaces “appropriate certificate” -certificate issued and endorsed for masters, officers, and GMDSS radio operators in accordance with the provisions of chapters II, III, IV or VII I/1.31 Certificate of Proficiency (CoP) - Certificate other than a CoC issued to seafarers in accordance with the Convention January 2011 Maritime Training & Human Element Section IMO

4 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/1 Requirement New Provisions Paragraph I/1.32 Documentary evidence (DE) - Documentation other than a CoC or CoP issued to seafarers in accordance with the Convention I/1.12 GMDSS radio operator Person qualified in accordance with the provisions of chapter IV January 2011 Maritime Training & Human Element Section IMO

5 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/1 Requirement New Provisions Paragraph I/1.20 Passenger ship Ship as defined in the SOLAS Convention I/1.29 Security duties Security tasks and duties on board ship as defined by the SOLAS Convention and the ISPS Code January 2011 Maritime Training & Human Element Section IMO

6 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/1 Requirement New Provisions Paragraph I/1.34 Able seafarer deck Person qualified in accordance with the provisions of regulation II/5 I/ 1.35 Able seafarer engine Person qualified in accordance with the provisions of regulation III/5 January 2011 Maritime Training & Human Element Section IMO

7 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/1 Requirement New Provisions Paragraph I/1.33 Electro-technical officer Person qualified in accordance with the provisions of regulation III/6 I/1.36 Electro-technical rating Person qualified in accordance with the provisions of regulation III/7 January 2011 Maritime Training & Human Element Section IMO

8 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/2 Reminder Article II(c) – Definition of ‘Certificate’ Document issued by or under the authority of the Administration* or recognized by the Administration authorizing the holder …. Certificates and Documentary evidence may be issued by an organization on behalf of the Administration * See definition ’Administration’: Article II(b) January 2011 Maritime Training & Human Element Section IMO

9 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/2 Summary of New Provisions Establishes “who” can issue a Certificate of Competency (CoC) Establishes “when” a CoC or an endorsement attesting recognition (regulation I/10) can be issued New provisions on issue and registration of certificates transferred from existing regulation I/9 and the Code January 2011 Maritime Training & Human Element Section IMO

10 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/2 New Provisions CoC can only be issued by the Administration following verification of the authenticity and validity of the documentary evidence submitted CoP meeting the requirements of regulations V/1-1 and V/1-2 (tanker provisions) for masters and officers can only be issued by the Administration January 2011 Maritime Training & Human Element Section IMO

11 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/2 New Provisions Administrations recognizing another Administration’s certificates (Regulation I/10) shall ensure the authenticity and validity of such certificates prior to endorsing them The certificates include: All CoCs CoPs issued to masters and officers meeting the requirements of regulations V/1-1 and V/1-2 (tanker provisions) General requirements for the issuance of certificates Requirements transferred from previous regulation I/9 January 2011 Maritime Training & Human Element Section IMO

12 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/2 New Provisions Requirements for the registration of certificates and to make information available on the status of certificates (requirements transferred from previous regulation I/9) Requirement to make available information on the status of certificates in English and through electronic means by January 2011 Maritime Training & Human Element Section IMO

13 Familiarization with the 2010 Manila Amendments
Chapter I Section A-I/2 New Provision Provisions on Issue and Registration of certificates transferred from previous section B-I/9 -Approval of seagoing service; -Approval of training courses; -Electronic access to registers; and -Development of a database for certificate registration January 2011 Maritime Training & Human Element Section IMO

14 Familiarization with the 2010 Manila Amendments
Chapter I Section B-I/2 New Provisions Guidance to facilitate acceptance of applications for the revalidation of endorsement six months before the expiration date of the endorsement Content of the CoP New Table B-I/2 - Previously Table B-I/9-3 Summary of the certification requirements in the Convention January 2011 Maritime Training & Human Element Section IMO

15 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/3 Summary of New Provisions Amendments that establish mandatory “undertakings” between governments Transferring principles/factors governing near coastal voyages from Part B to Part A Incorporation of near coastal voyages limits in the endorsements issued January 2011 Maritime Training & Human Element Section IMO

16 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/3 New Provisions Establishes mandatory undertakings (informal agreements) between governments for ships operating off the Coasts of other Parties Establishes mandatory undertakings (informal agreements) between governments when accepting NCV certificates issued by other parties for service in their defined NCV limits January 2011 Maritime Training & Human Element Section IMO

17 Familiarization with the 2010 Manila Amendments
Chapter I Section A-I/3 New Provisions Establishes factors that must be considered when defining near-coastal voyages limits Establishes that near coastal voyages are not to be extended worldwide - Transferred from existing Section B-I/3 January 2011 Maritime Training & Human Element Section IMO

18 Familiarization with the 2010 Manila Amendments
Chapter I Section B-I/3 New Provisions Establishes adoption of “bilateral” or “multilateral” agreements between countries when defining near-coastal voyage limits January 2011 Maritime Training & Human Element Section IMO

19 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/4 Summary of New Provisions Amendments to include security-related provisions into the requirements January 2011 Maritime Training & Human Element Section IMO

20 Familiarization with the 2010 Manila Amendments
Chapter I Section A-I/4 New Provisions Control procedures related to security (regulations VI/5 and VI/6) Verification of certificates for personnel with or without designated security duties Assessment of competency for personnel with designated security duties, in case of clear grounds, as provided by chapter XI/2 of the SOLAS Convention January 2011 Maritime Training & Human Element Section IMO

21 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/5 Summary of New Provisions Amendments to include security-related provisions into the requirements Amendment to prevent the issuance and proliferation of fraudulent certificates January 2011 Maritime Training & Human Element Section IMO

22 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/5 New Provisions Administrations must develop and enforce measures to prevent fraud and other unlawful practices associated with documents issued to meet the Convention requirements January 2011 Maritime Training & Human Element Section IMO

23 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/6 Summary of New Provisions Amendments to include guidance on distance learning and e-learning January 2011 Maritime Training & Human Element Section IMO

24 Familiarization with the 2010 Manila Amendments
Chapter I Section B-I/6 New Provisions 1- Guidance for training and assessing using e-learning and distance-learning Approved by the Administration Applicable to maritime education and training establishments Can be applied to shipping companies and/or other training providers 2- Guidance on registers of approved training providers, courses and programmes January 2011 Maritime Training & Human Element Section IMO

25 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/7 Summary of New Provisions Amendments to ensure revision of the so called “White List” Communication of information related to: mandatory amendments to the Convention, the results of the independent evaluation Terms of reference for the Panel of Competent Persons when reviewing reports of independent evaluation in accordance with regulation I/8 January 2011 Maritime Training & Human Element Section IMO

26 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/7 Reminder Existing requirements of regulation I/7 - focused on the initial communication of information to document the steps taken to implement the 1995 amendments Regulation I/7 – Initial communication of information To “give full and complete effect” to the Convention provisions – “White list” January 2011 Maritime Training & Human Element Section IMO

27 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/7 Reminder Regulation I/8 – Independent evaluation to be carried out every five years and to be reported back to the IMO The terms of reference for the panel of competent persons and the content of the report of the independent evaluation were issued as STCW circulars (guidance) January 2011 Maritime Training & Human Element Section IMO

28 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/7 New Provisions Requires the Maritime Safety Committee to review the so-called “White List” - to ensure that it contains “only” the countries that are giving full and complete effect to the Convention Amendments to the Convention are not subject to the “extensive” reporting procedures of the initial communication of information – section A-I/7, paragraphs 1 and 2 January 2011 Maritime Training & Human Element Section IMO

29 Familiarization with the 2010 Manila Amendments
Chapter I Section A-I/7 New Provisions This section is subdivided into 4 parts to address processes, roles and responsibilities: Part 1 - Initial Communication of information Part 2 - Subsequent reports Part 3 - Panel of competent persons Part 4 - Report to the Maritime Safety Committee January 2011 Maritime Training & Human Element Section IMO

30 Familiarization with the 2010 Manila Amendments
Chapter I Section A-I/7 New Provisions Part 2 – Subsequent Reports Establishes content of the report of the independent evaluation pursuant to Regulation I/8 Establishes a “one-time” reporting of the steps taken to implement mandatory amendments to the Convention and the timeline for submitting the report Establishes the content of the report on the steps taken to implement mandatory amendments to the Convention January 2011 Maritime Training & Human Element Section IMO

31 Familiarization with the 2010 Manila Amendments
Chapter I Section A-I/7 New Provisions Part 3 - Panel of competent persons Establishes the panel to review all reports and the conduct of such reviews Establishes the panel of competent persons to review the report of the independent evaluation under regulation I/8 Establishes the terms of reference for the panel of competent persons when reviewing a report January 2011 Maritime Training & Human Element Section IMO

32 Familiarization with the 2010 Manila Amendments
Chapter I Section B-I/7 New Provisions Guidance on the material to be submitted when reporting the results of the independent evaluation carried out pursuant to regulation I/8 Guidance on the material to be submitted when reporting steps taken to implement mandatory amendments to the Convention January 2011 Maritime Training & Human Element Section IMO

33 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/8 Summary of New Provisions Clarification that the Quality Standards System must cover the issuance of medical certificates Independent evaluations must include all changes made to implement amendments January 2011 Maritime Training & Human Element Section IMO

34 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/8 New Provisions The independent evaluation must cover all applicable provisions of the Convention, including any processes implementing new amendments that have entered into force Explicitly requires that the quality standard system must cover the issuance of medical certificates under Regulation I/9 January 2011 Maritime Training & Human Element Section IMO

35 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/9 Summary of New Provisions Establishes issuance of a medical certificate Establishes general principles governing issuance of medical certificates Establishes the minimum information that must be included in a medical certificate Establishes mandatory minimum eyesight standard Establish criteria for physical and medical fitness January 2011 Maritime Training & Human Element Section IMO

36 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/9 Existing provisions - Existing regulation I/9 - general and does not prescribe the issuance of medical certificates or the period of validity of such certificate - Existing section B-I/9 - contains guidance on the conduct of eyesight and assessment of physical abilities - ILO and WHO established guidelines on the conduct of medical evaluations for seafarers January 2011 Maritime Training & Human Element Section IMO

37 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/9 New Provisions Parties must establish medical fitness standards Shall adhere to the minimum in-service eyesight standards set out in table A-I/9 Shall take into account criteria for physical and medical fitness set out in paragraph 2 Shall take into account the guidance in Section B-I/9 May differentiate between new seafarers and existing seafarers bearing in mind the different duties of the seafarer January 2011 Maritime Training & Human Element Section IMO

38 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/9 New Provisions Parties must establish processes for the issuance of medical certificates Application of the requirements Transitional measures in case medical certificates expire during a voyage Transitional measures to allow a seafarer to work without a valid medical certificate until the next port of call Period of validity for medical certificates Maximum of one year for seafarers under the age of 18 Maximum of two years for all other seafarers January 2011 Maritime Training & Human Element Section IMO

39 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/10 Summary of New Provisions Mandatory evaluation of a Party’s processes meeting the requirements of the Convention prior to recognizing their certificates Guidance on the content of the documentary proof that an Administration must issue when temporarily waiving the requirement for a recognition endorsement January 2011 Maritime Training & Human Element Section IMO

40 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/10 Existing Provision (Para. 1) New Provision (Para. 1) Administration has confirmed, through “all necessary measures,” which may include inspection of facilities and procedures that the requirements “concerning” standards of competence, “the issue and endorsements of certificates and recordkeeping” are fully complied with Administration has confirmed, through “an evaluation of that Party,” which may include inspection of facilities and procedures that the requirements “of the Convention regarding” standards of competence, “training and certification and quality standards” are fully complied with January 2011 Maritime Training & Human Element Section IMO

41 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/10 Existing Provision (Para. 5) New Provision (Para. 5) Administrations may, if circumstances require, allow a seafarer to serve in a capacity, “other than radio officer or radio operator, except as provided by the Radio Regulations,” for a period not exceeding three months on board a ship… Administrations may, if circumstances require, subject to the provisions of paragraph 1, allow a seafarer to serve in a capacity, for a period not exceeding three months on board a ship… January 2011 Maritime Training & Human Element Section IMO

42 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/10 and sections B-I/10 Existing Provision – (Para. 5) New Provision – Part B Administrations temporarily waiving (3 months) the requirement for a recognition endorsement must ensure that documentary proof is readily available that an application for an endorsement has been submitted to the Administration Guidance on the information that should be included in the documentary proof that an application for an endorsement has been submitted to the Administration January 2011 Maritime Training & Human Element Section IMO

43 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/11 Reminder As per provisions of regulation I/11, paragraph 1 every master, officer and radio operator holding a certificate issued or recognized under any chapter of the Convention other than chapter VI, who is serving at sea or intends to return to sea after a period ashore, shall, in order to continue to qualify for seagoing service, be required, at intervals not exceeding five years, to: 1- meet the standards of medical fitness prescribed by regulation I/9; and 2- establish continued professional competence in accordance with section A-I/11 of the STCW Code January 2011 Maritime Training & Human Element Section IMO

44 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/11 Summary of New Provisions Revalidation requirements for master and officers on board tankers Amendments to the sea service requirement to establish continued professional competence January 2011 Maritime Training & Human Element Section IMO

45 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/11 New Provisions Masters and officers shall, for continuing seagoing service on board tankers, meet the general revalidation requirements of regulation I/11, paragraph 1, and establish professional competence for tankers, as follows: Approved seagoing service, performing duties appropriate to the tanker certificate or endorsement held, for a period of at least 3 months in total during the preceding 5 years; or Successfully completing an approve relevant training course or courses January 2011 Maritime Training & Human Element Section IMO

46 Familiarization with the 2010 Manila Amendments
Chapter I Section A-I/11 New Provisions Continued professional competence as required under regulation I/11 shall be established by: approved seagoing service, performing functions appropriate to the certificate held, for a period of at least: .1 twelve months in total during the preceding five years, or .2 three months in total during the preceding six months immediately prior to revalidating; or… January 2011 Maritime Training & Human Element Section IMO

47 Familiarization with the 2010 Manila Amendments
Chapter I Section B-I/11 New Provisions Three new clarifications: 1. “Test” – may be oral or written “Approved seagoing service” – may be served in an appropriate lower officer rank than the certificate held 3. If an application for revalidation of a certificate is made within six months before expiry of the certificate, the certificate may be revalidated until the fifth anniversary of the date of validity, or extension of the validity, of the certificate January 2011 Maritime Training & Human Element Section IMO

48 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/12 and Section B-I/12 New Provisions Regulation I/12: Deletion of the obsolete provision (paragraph 2) exempting simulators installed or brought into use prior to 1 February 2002 from meeting the performance standards in the Convention Part B: Guidance for training and assessment in the operational use of Electronic Chart Display and Information Systems (ECDIS) (chapter II training requirements) January 2011 Maritime Training & Human Element Section IMO

49 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/13 Summary of New Provisions Scope of application extended to include requirements for security-related training (paragraphs 2, 3 and 8) January 2011 Maritime Training & Human Element Section IMO

50 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/14 Summary of New Provisions Companies’ responsibility to ensure seafarers have received required refresher and updating training Companies’ responsibility to ensure effective oral communications on board ships January 2011 Maritime Training & Human Element Section IMO

51 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/14 New Provisions Companies’ responsibility to ensure : Seafarers assigned to its ships have received refresher and updating training as required by the Convention That at all times on board its ships, there shall be effective oral communication in accordance with chapter V, regulation 14, paragraph 3 and 4 of the SOLAS Convention January 2011 Maritime Training & Human Element Section IMO

52 Familiarization with the 2010 Manila Amendments
Chapter I Section A-I/14 and B-I/14 New Provisions Masters, officers and other personnel assigned duties and responsibilities receive ro-ro passenger ship familiarization training, as appropriate, in accordance with section B-I/14. (Text from old Section A-V/2, paragraph 2) Requirement for GMDSS familiarization training included as guidance in part B January 2011 Maritime Training & Human Element Section IMO

53 Familiarization with the 2010 Manila Amendments
Chapter I Regulation I/15 New Provisions 1 January Date of Entry into force of Manila amendments Transitional provisions will vary depending on the date the person entered the training institution or started seagoing service 1 January – Transitional date for existing seafarers who commenced training/sea service prior to 1 July 2013 1 January Revalidate/renew certificates for existing seafarers January 2011 Maritime Training & Human Element Section IMO

54 Familiarization with the 2010 Manila Amendments
Implementation timeline (see Regulation I/15 & Resolution 4) Security training A-VI/6– seagoing service Mandatory security training in acc. with Manila Amdts MANILA Amendments Training/seagoing service in accordance with STCW 1995 STCW 1995 Certificates Training may be in accordance with Manila Amdts Training shall be in accordance with Manila Amdts Commencement of issuance of Certificates that meet Manila Amdts training standards January 2011 Maritime Training & Human Element Section IMO


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