1. Pankh Affirmative Action

2. Tata Group Affirmative Action Program EMPLOYABILITY EMPLOY The Tata AA Program (TAAP) is aligned with the framework on AA prepared by the Confederation of Indian Industry, which focuses on four areas of development: employment, employability, entrepreneurship and education. We are committed exercising positive discrimination in creating livelihoods for personnel from historically disadvantaged communities and in employing and engaging them as business partners, without sacrificing merit or quality.

3. Tata Capital Affirmative Action Policy Tata Capital believes in social equity. The Company adheres to the principle of equal opportunity, irrespective of caste, whether in recruitment or career advancement within the organization. The Company is also committed to directly conducting or supporting initiatives to ensure an equal footing for socially and economically disadvantaged sections in the country at large, and specifically the Scheduled Caste and Scheduled Tribe communities. Towards the ultimate goal of enhancing their employability and entrepreneurship abilities, Tata Capital is committed to creating and promoting access to quality education and technical skills and competencies for members of the SC/ST communities. To enable these communities to overcome the social discrimination that has prevented them from realizing their potential, Tata Capital will assist members from these communities for employment opportunities and as business associates, with merit, cost and quality being equal. 30 August 2015

4. Governance Structure Sr. No. Review ForumPeriodicityParticipants 1.CS & AA CommitteeQuarterlyMD & CEO MANCOM Members Head – Brand & Corporate Communications Head – Corporate Sustainability 2.CS ReviewMonthlyHead - Human Resources BU and Subsidiary HR Heads Head – L&D Head - Corporate Sustainability 3.AA Champions MeetYearlyAA Champions Head - Corporate Sustainability 4

5. AA Focus Areas Bring them at par Investment in Human Capital Investment in Human Capital Funding, Partnering, Volunteering Educate Employability Employ Entrepreneurship Educate Employability Employ Entrepreneurship Sponsorship of education Sponsorship of special skills (vocational training, soft skills) Financial literacy Centres of excellence Sponsorship of education Sponsorship of special skills (vocational training, soft skills) Financial literacy Centres of excellence Investments related to fundamental needs such as education to offset the historical disadvantages faced by the AA communities Investments related to fundamental needs such as education to offset the historical disadvantages faced by the AA communities Soft-skills development and training to bring AA communities at par with the mainstream Soft-skills development and training to bring AA communities at par with the mainstream Financial and Social Inclusion Employment in industry Employment at Tata Capital Vendors for Tata Capital Special finance offering from Tata Capital Employment in industry Employment at Tata Capital Vendors for Tata Capital Special finance offering from Tata Capital Financial independence and sustainable livelihoods Positive Discrimination

6. AA Initiatives 30 August 2015

7. Focus Area: 7 1.Education 2.Employability 3.Employment 4.Entrepreneurship

8. Focus Area | Education 8 Location: We will focus our education effort on Adivasi Ashramshalas (1st-12th Standard) Why: Because, the Adivasi Ashramshalas is a perfect setting that caters to both our CS and the Tata group AA effort. Because AA communities are historically socially disadvantaged, therefore our effort is to bring them at par, enabling them to compete better Areas of Intervention: i.Basic Education (1 st – 12 th Standard) ii.Financial literacy iii.Infrastructure support iv.Health & Hygiene v.Capacity Building (Soft skills, Computer skills, English reading and writing)

9. Cluster Development Model 9 Magic Bus: Overall development through sports CERE : Solar powered Computer Labs Ashramshalas (Cluster) Pratham : Learning level English through local language Basic Computer course Vocational training Marathi Vidnyan Parishad: Science Lab Toybank: Learning through play Vocational Training Higher Education Education Loans Personal/ Business Loans Financial Independence Professional Courses Employment Empowered Students 1. We will adopt clusters in proximity to our business starting with Maharashtra 2. The students from these clusters will fulfill our Employment requirement

10. Cluster Development of Adivasi Ashramshalas: 1.Making Vatsalya Ashramshala a pilot project, we propose to adopt 2 more educational institutes and assist them in holistic development for their students 2.Our interventions will include: providing infrastructure, soft skills and all round development of the students 3.Proposed Associations: a)Pragati Pratishthan (School for Hearing and Speech impaired children and Ashramshala) b)Toybank (learning through play and setting up Toy library) c)Magic Bus (All round personality development through sports) d)Pratham (Assessment of learning levels, introducing English through the local language and Financial literacy) e)Marathi Vidnyan Parishad (setting up science labs) f)CERE (Setting up solar powered computer labs) g)Employment based vocational training projects at Tata Group level post 10+2 30 August 2015 Focus Area | Education

11. Vatsalya Prathamik Ashramshala The Vatsalya Prathamic Ashramshala is a residential school for tribal students in Chabke Talawali village, Vikramgadh district. Our partner NGO in this project is the Rotary Club of Bombay Sea Face The school has 600 students (Std.I to Std.X) We started our support to this school by building a science lab for them Subsequently, we extended support to teaching and career counselling The first batch of students appeared for the Std. X examination in 2012. 30 August 2015 Year Total no. of students No. passedHighest % 2012413466% 2013312574%

12. 2017 Vision for Vatsalya Ashramshala Successful vocational training / career options for all students 100% Result in Std. X In house vocational training facility Centre of Excellence 30 August 2015

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14. Vatsalya Ashramshala, 2013 14

15. Focus Area | Education (Financial Literacy) 15 Definition: Financial literacy is the ability to understand how money works in the world, how someone manages to earn or make it, how that person manages it, how he/she invests it (turn it into more) and how that person donates it to help others. (Source: Wikipedia) Location: All Adivasi Ashramshalas Areas of Intervention: Financial literacy Partnership with: Pratham

16. 30 August 2015 Pankh Scholarships The Pankh Scholarships are given to students nominated by employees Tata Capital sponsors deserving students from the AA Communities who have: Secured admission to a professional course, based on merit Are financially deserving Have a valid caste certificate (or can get one made asap) Employees are invited to nominate any deserving candidate they know of who requires a sponsorship, through an e-mail The sponsorship is only for course and exam fees – in case any other funding is required (text books etc.), it is looked at on a case to case basis The cases are presented to the CS&AA committee for final approval The employee nominating the student is the mentor. The students are tracked for results in their exams and for final placements as well, once they successfully complete their course. 7 students sponsored so far.

17. Thank You