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The NYSE Personal Finance Mrs. Brewer
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The Stock Market Review O http://ttc.seal- pa.org/SafeVideos/Video.aspx?id=hjuMlola Ko4 http://ttc.seal- pa.org/SafeVideos/Video.aspx?id=hjuMlola Ko4
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Safeguarding the NYSE United States Congress Securities and Exchange Commission (SEC) NYSE and Other Self Regulatory Organizations Individual Brokerage Firms
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The Regulatory Pyramid Starts with US Government O Makes New Laws O Protects Investors O Maintain Health of Financial System O Ensures Integrity of Process
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Safeguarding the NYSE United States Congress Securities and Exchange Commission (SEC) NYSE and Other Self Regulatory Organizations Individual Brokerage Firms
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The Securities and Exchange Commission (SEC) O Watchdog Agency O Created in 1934 after Stock Market Crash 1929 O Supervises All Exchanges of Securities Market
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Safeguarding the NYSE United States Congress Securities and Exchange Commission (SEC) NYSE and Other Self Regulatory Organizations Individual Brokerage Firms
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The NYSE Regulatory Organization O Stock Exchange publishes O Rules O Policies O Standards of Conduct O On Site Examinations O Computer Surveillance Equipment
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Safeguarding the NYSE United States Congress Securities and Exchange Commission (SEC) NYSE and Other Self Regulatory Organizations Individual Brokerage Firms
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O 300 Firms Member of NYSE O Self Monitor O Train and Educate Employees O NYSE Regulation examines transactions of Brokerage Firms once per year
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Safeguarding the NYSE United States Congress Securities and Exchange Commission (SEC) NYSE and Other Self Regulatory Organizations Individual Brokerage Firms
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Question?? O What happens if your cash and securities are on deposit with a brokerage firm that goes out of business?? O Will you lose your entire investment?
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Securities Investor Protection Corporation (SIPC) O Established 1970 O Protects Customer if Brokerage Firm Fails O Losses up to $500,000 per customer O Maximum $100,000 in cash
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Supply and Demand
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What Drives Stock Prices? O Demand created by people who want to buy shares of stock. O The Supply or Number of Shares is Limited O Somebody has to want to sell in order for an investor to buy O More buyers than sellers prices goes up O If price is too high buyers won’t invest, prices begin to drop
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Indexes http://www.djaverages. com/ The Dow Jones Industrial Average http://www.bluechiplist.com/blue-chip- stocks/us-blue-chips/ The S&P 500 http://finance.yahoo.c om/q?s=^GSPC http://nyjobsource.co m/sandp1.html
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NYSE Resources NYSE Composite Index Company Information Industry Information History of Stock Performance http://www.nyse.com/
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Research Time What stocks should you invest in??
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