1. THE SUSTAINABILITY OF QUALITY RESEARCH IN MALAYSIAN RUs 9/2/2015 - 01 Ghauth Jasmon Vice Chancellor

2. Centre of Education Shifting to the East Budget Size Will Determine Quality and Success Rapid Rise of Global Universities in the East & Emergence of Many More Univs Entrepreneurial and Innovative High International Connectivity High Mobility of Students and Staff Universities Compete to Attract the Best Talents English Will Become the Main Medium GLOBAL TRENDS IN HIGHER EDUCATION Heavy Investments in R&D

3. -Scientific world changing: new players (Example: South-East Asia, Middle East, North Africa) -Global R&D Spending increased from 790b to 1.145b (2002-2007) -No of researchers increased from 5.7m to 7.1m (2002-2007) -Tunisia in 1999 had zero science budget, now 0.7% of GDP into science. -Turkey’s R&D expenditure increased six times(1995-2007), the number of scientists jumped by 43% and four times as many papers with Turkish authors published (1996-2008). -Iran’s research papers rose from 736 in 1996 to 13,238 in 2008. Its government is targetting to increase R&D to 4% of GDP by 2030. www.guardian.co.uk/science/2011/mar/28/china-us-publisher-scientific-papers

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5. Malaysia is ranked 40 th on cites per document Ranking by Citations per Document (1996-2009) China, India, South Korea and Brazil are rising powers in Science

6. Data sources: UNESCO Institute for Statistics – Statistical Yearbook for 2011 Expenditure on R&D is expressed in billion Purchasing Power Parity Dollars (PPP$). Gross Domestic Expenditure on R&D, Asia and the Pacific, PPP$ per capita

8. Institution Annual Research Funding Tokyo UniversityUS 700 million Seoul National UniversityUS 300 million Peking UniversityUS 300 million National Taiwan UniversityUS 250 million National University SingaporeUS 203 million National Cheng Kung UniversityUS 150 million Nanyang TechUS 125 million Univ MalayaUS 70 million Annual Research Funding for Top Asian Universities

9. www.um.edu.my

10. Martin Jacques : Understanding The Rise of China (2010)

12. On May 4, 1998, President Jiang Zemin declared that “China must have a number of first-rate universities of international advanced level”, so Project 985 was launched. Project 985 is a project for funding world- class universities in the 21st century conducted by the government of the People’s Republic of China. In the initial phase, 9 universities were included in the project. The second phase, launched in 2004, expanded the program until it has now reached 40 universities. TOTAL FUNDING = USD 4.3 billion MEGA PROJECT 1 : Project 985 NoInstitution 1Beihang University, 900 mill CNY 2Beijing Institute of Technology, 1.0 bill CNY 3Beijing Normal University, 1.2 bill CNY 4Beijing University of Aeronautics and Astronautics 5Central South University, 400 mill CNY 6Central University for Nationalities, unknown 7China Agricultural University, unknown 8Chongqing University, 540 mill CNY 9Dalian University of Technology, 400 mill CNY 10East China Normal University, 600 mill CNY 11Fudan University, 1.2 bill CNY 12Harbin Institute of Technology, 1.0 bill CNY 13Huazhong University of Science and Technology, 600 mill CNY 14Hunan University, 400 mill CNY 15Jilin University, 700 mill CNY 16Lanzhou University, 450 mill CNY 17Nanjing University, 1.2 bill CNY 18Nankai University, 750 mill CNY 19National University of Defense Technology, unknown 20Northeastern University, 400 mill CNY 21Northwest A&F University, unknown 22Northwestern Polytechnical University, 900 mill CNY 23Ocean University of China, 300 mill CNY 24Peking University, 1.8 bill CNY 25Renmin University of China, unknown 26Shandong University, 1.2 bill CNY 27Shanghai Jiaotong University, 1.2 bill CNY 28Sichuan University, 720 mill CNY 29South China University of Technology, 400 mill CNY 30Southeast University, 600 mill CNY 31Sun Yat-sen University, 1.2 bill CNY 32Tianjin University, 700 mill CNY 33Tongji University, 600 mill CNY 34Tsinghua University, 1.8 bill CNY 35University of Electronic Science and Technology of China, 360 mill CNY 36University of Science and Technology of China, 900 mill CNY 37Wuhan University, 800 mill CNY 38Xiamen University, 800 mill CNY 39Xian Jiaotong University, 900 mill CNY 40Zhejiang University, 1.4 bill CNY

13. MEGA PROJECT 2 : Project 211 Project 211 initiated in 1995 by the Ministry of Education of the People's Republic of China. The project aims at: [1] strengthening 107 institutions of higher education and key disciplinary areas as a national priority for the 21st century. [2] improving their quality of education, scientific research, management and institutional efficiency. [2] cultivating high-level elite for national economic and social development strategies. TOTAL FUNDING = USD 2.2 billion 1 Anhui University 2 Beihang University 3 Beijing Foreign Studies University 4 Beijing Forestry University 5 Beijing Institute of Technology 6 Beijing Jiao Tong University 7 Beijing Normal University 8 Beijing Sport University 9 Beijing University of Chemical Technology 10 Beijing University of Chinese Medicine 11 Beijing University of Posts and Telecommunications 12 Beijing University of Technology 13 Central Conservatory of Music 14 Central South University 15 Central University of Finance and Economic 16 Changan University 17 China Agricultural University 18 China Pharmaceutical University 19 China University of Geosciences 20 China University of Mining and Technology 21 China University of Petroleum 22 China University of Political Science and Law 23 Chongqing University 24 Communication University of China 25 Dalian Maritime University 26 Dalian University of Technology 27 Donghua University 28 East China Normal University 29 East China University of Science and Technology 30 Fourth Military Medical University 31 Fudan University 32 Fuzhou University 33 Guangxi University 34 Guizhou University 35 Hainan University 36 Harbin Engineering University 37 Harbin Institute of Technology 38 Hebei University of Technology 39 Hefei University of Technology 40 Hohai University 41 Huazhong Agricultural University 42 Huazhong Normal University 43 Huazhong University of Science and Technology 44 Hunan Normal University 45 Hunan University 46 Inner Mongolia University 47 Jiangnan University 48 Jilin University 49 Jinan University 50 Lanzhou University 51 Liaoning University 52 Minzu University of China 53 Nanchang University 54 Nanjing Agricultural University 55 Nanjing Normal University 56 Nanjing University 57 Nanjing University of Aeronautics and Astronautics 58 Nanjing University of Science and Technology 59 Nankai University 60 National University of Defense Technology 61 Ningxia University 62 North China Electric Power University 63 Northeast Agricultural University 64 Northeast Forestry University 65 Northeast Normal University 66 Northeastern University 67 Northwest A&F University 68 Northwest University 69 Northwestern Polytechnical University 70 Ocean University of China 71 Peking University 72 Qinghai University 73 Renmin University of China 74 Second Military Medical University 75 Shaanxi Normal University 76 Shandong University 77 Shanghai International Studies University 78 Shanghai Jiao Tong University 79 Shanghai University 80 Shanghai University of Finance and Economics 81 Shihezi University 82 Sichuan Agricultural University 83 Sichuan University 84 Soochow University 85 South China Normal University 86 South China University of Technology 87 Southeast University 88 Southwest Jiao Tong University 89 Southwest University 90 Southwestern University of Finance and Economics 91 Sun Yat-sen University 92 Taiyuan University of Technology 93 Tianjin Medical University 94 Tianjin University 95 Tongji University 96 Tsinghua University 97 University of Electronic Science and Technology of China 98 University of International Business and Economics 99 University of Science and Technology Beijing 100 University of Science and Technology of China 101 Wuhan University 102 Wuhan University of Technology 103 Xiamen University 104 Xian Jiao Tong University 105 Xidian University 106 Xinjiang University 107 Xizang University 108 Yanbian University 109 Yunnan University 110 Zhejiang University 111 Zhengzhou University 112 Zhongnan University of Economics and Law

14. www.um.edu.my MEGA PROJECT 3 : 5Y50B Project Taiwan Since the inception of Taiwan’s Ministry of Education’s (MOE) project “Promoting Academic Excellence and Developing Wo r l d C l a s s R e s e a r c h Centres” in 2005, National Ch e n g Ku n g Un i ve r s i t y (NCKU) and National Taiwan University (NTU) have been chosen as the top two main schools for “promoting top tier universities”. In 2008, the Ministry of Education has once again recognized NCKU and NTU as one of the best universities in southern and northern Taiwan respectively. TOTAL FUNDING = USD 1.7 billion NoInstitution World THE Rank 2009 Additional Research Funding (per year) Total Research Funding 1NTU180 US 114 millionUSD 570 2NCKU283 US 57 millionUSD 285

15. 1)Research Output – 40% 2)Quality of Faculty – 40% 3)Quality of Education – 10% 4)Size of Institution – 10% 1)Academic Peer Review – 40% 2)Research Excellence – 20% 3)Teaching Excellence – 20% 4)Employer Survey – 10% 5)International Students – 5% 6)International Faculty – 5% THE World University Ranking (QS) 1)Academic Peer Review – 40% 2)Citations per faculty – 20% 3)Student faculty ratio – 20% 4)Employer/Recruiter review – 10% 5)International Students – 5% 6)International Faculty – 5% QS World University Ranking (QS) UM’s INTERNATIONAL TARGET 2025 2020 2015 9/2/2015 9/2/2015 - 19

16. OVERALL BUDGET PER CYCLE YearCycle 1Cycle 2Cycle 3Total 2011 80,000,000 - - 2012 110,166,980 53,122,460 - 163,289,440 2013 49,414,114 25,389,349 95,639,831 170,443,294 2014 41,119,437 17,768,206 40,843,374 99,731,017 2015 36,063,479 12,088,706 28,540,524 76,692,709 Total Per Cycle 316,764,010 108,368,721 165,023,729 590,156,460

17. UM in the ASEAN Web of Universities

18. UM in the National Web of Universities

19. UM Publications Indexed in Web of Science 2008- 2012 As of 17 th April 2012 Year Published No. of Articles indexed (excluded journals banned by MOHE) No. of Tier 1 Article % 2008594102 17.17% 20091074174 16.20% 20101481279 18.84% 20111955430 21.99% 2012 #414 -- # 2012 publications is based on JCR2011; and it will only be released in July 2012 Source : UM Library

20. UM MARSHALL CENTRE UM RYOJI NOYORI UM BALTIMORE CENTRE UM COLWELL CENTRE HIR RESEARCH COLLABORATORS Helicobacter/Tropical Diseases Systems Biology/Bioinformatics Epigenetics Chemistry/Materials Science Ryoji Noyori Rita Colwell THE NOBEL WINNERS LABORATORIES

21. TOTAL NUMBER OF PATENTS (incl. copyright & trademark) = 427 TOTAL NUMBER OF PATENTS (excl. copyright & trademark) = 354 NUMBER OF PATENTS GRANTED = 49 NUMBER OF PATENTS PENDING = 305 NUMBER OF INTERNATIONAL PATENTS = 48 NUMBER OF INTERNATIONAL (PCT) PATENTS = 23 NUMBER OF COPYRIGHTS = 46 NUMBER OF TRADEMARKS = 28 EXPENSES ON IPR (AVERAGE) = 1.1 MILLION/ YEAR TOTAL NO OF INCUBATORS = 10 EXPECTED NO OF INCUBATORS IN 2014 = 25 Patents

22. TOTAL NUMBER OF COMMERCIALISED PATENTS/ PRODUCTS = 27 LICENSING = 18 OUTRIGHT SALE = 1 SPIN-OFF COMPANIES = 8 integrated transportation solutions sdn bhd (871380-d) semio technology sdn bhd (860504-w) nanobio sdn bhd (868240-a) zecttron sdn bhd (868236-d) my-ezfuel sdn bhd (881966-w) cbmti sdn bhd (943300-h) global insignia sdn bhd (972591-w) oleopharmasdn bhd (863999-k) TOTAL SALE OF COMMERCIALIZED PATENTS/ PRODUCTS = RM 2,396,799.00 Commercialization

23. UM: Student Exchange 2007 - 2011 OutboundInbound 9/2/2015 - 26

24. Basic Principles of Autonomy Practice of accountability, transparency and value for money in all dealings Strengthening Institutional Governance systems and structures Observe all Treasury Directive on all Financial Procedures >LPU LPU to monitor and protect the interests of government investment Observe all Public Service Directive on HR>LPU Government's exposure limited to the annual OPEX and Development budget Income generation activities MUST insulate institution from litigation Separate Scheme of Service if necessary Disciplinary proceedings for Non Conformance

25. Year 2012: RM735 million Year 2015: RM900 million Year 2020: RM1.10 billion Projected Operating Cost (Not including UMMC) KPI Set for All Autonomous Universities in Internal Revenue Generation (Percentage of Operating Cost): Year 2012: 20% Year 2015: 30% Year 2020: 50%

26. Measuring Achievement Under Autonomy (New KPIs) Increase in Graduate Employability Increase in High Impact Research Increase in Quality Academic staff Increase in number of Experienced Professor Efficiency of Financial Management Increase in internally Generated Income Effectiveness in Institutional Governance Strengthening Networking and Internationalization Increase in Number of Post-Graduates

27. Government Financial Support To Public University’s OPEX CountryPercentage Malaysia80% Singapore70% Australia20% Jordan30% Indonesia30% Thailand30% Philippines40% Taiwan40% United Kingdom20%

28. Year 2011-2013 Spending: Budget Cut & Internal Funds Govt Wants to Reduce the Budget Deficit for year 2013 All IPTA Will Experience Budget Cut in year 2013 During Budget Review(9-4-2012), MOF Directed UM to Provide RM100 million From Internal Funds in year 2013 Since year 2010 - 2012, UM has to Provide RM167 million from Internal Funds Development Projects which use internal grants: Gemas, Jelebu, Bachok, Fac Engineering, PPUM, Fac Medicine, Sports Centre, Furniture, HIR, student’s facility On 18 April 2012: KSN Directed Sharing of Resources between Institutions, Cost Saving & Prudent Spending

29. Funding is the Fuel to Research Advancement Funding is the Fuel to Academic Progress The Sustainability and Progress of any Institution is Highly Dependent on the Funding It Receives What Are The Lessons Learned?

30. Project Expecte d Annual Revenue Chances of Success Success Factor Health Metropolis (Stage:Local Authorities) 4ABusiness Expertise Commercial Development (Stage:Planning) 4ABusiness Expertise Endowment/Capital Investment (Stage:Existing) 4AInvestment Committee/ Fund Managers IP/Commercialization (Stage:Academics to Handle) 1-3DHIR/Innovation/Business Expertise External Research Funding Sources (Stage:Academics to Handle) 2B-CBright Sparks, Academic Icon Agriculture/Plantation (Stage:Under Negotiation) 4ABusiness Expertise Scale [1 (Low: Up to RM1mil) - 4 (High:>RM100mil/year)], [A (Very Certain) – D (Uncertain)] Future Sources of Revenue

33. Terima Kasih Thank you