1. University Intellectual Property: What Students Need to Know Presented by: Daniel Kory Director, Technology Transfer November 15, 2007

2. What do the following things have in common? Retractable seat belts Saccharin Insulin Nicotine patch Pap Smear CEA immunoassay for colon cancer FreeStyle ® blood glucose monitoring system

3. How about: Allegra ® Taxol ® Google ® Hepatitis B vaccine Cisco Systems ® Gatorade ®

4. University inventors: Contribute to saving lives Enhance the quality of life Increase economic productivity Create totally new business enterprises

5. Definition Technology transfer is the process of transferring discoveries or innovations derived at a university into products and services that benefit all mankind

6. Intellectual Property Intangible property including: –Copyrights –Trademarks –Trade Secrets –Patents

7. What is a Copyright? A copyright is a form of protection for authors of “original works of authorship”, which provides the authors the exclusive ability to: reproduce the copyrighted work, to prepare derivative works, to distribute copies of the copyrighted work, to perform the copyrighted work publicly, or to display the copyrighted work publicly.

8. Copyrights Certain rights to works granted to an author Protect against copying, not the subject matter “Fair use” provides for limited copying based on: the character, nature, amount and effect of use. Includes: Literary, musical, dramatic, choreographic, audiovisual, and sound recordings Lifespan is life of the author plus 70-years or, if work for hire, 95 to 120-years

9. How do you get a copyright? Automatically obtained when the work is fixed in a tangible medium Show © and date at front of work Registration with Copyright Office is optional Must register prior to filing suit Registration is $50 on-line Library of Congress

10. Who owns the copyright? Independent creator If controlled employee, company owns University adheres to academic convention Presumption in favor of independent creator Overcome by signed document Significance of “Work for hire”

11. What is a Trademark? A trademark is a word, name, symbol or device which is used in trade with goods to indicate the source of the goods/services. The mark is used to distinguish the goods/services produced by one enterprise from those of other enterprises.

12. Function of Trademarks Designates the source or origin Protects the public from confusion or deception Denotes a particular quality Cost $1000 to $2500 State and Federal registration Lifespan: Indefinite as long as in use

13. What is a Trade Secret? A trade secret is a formula, process, device or other information that is kept confidential in order to maintain a competitive advantage over competitors.

14. Trade Secrets Secret formula, pattern, device or information Used to provide a competitive advantage Owner has option to patent or retain as a secret Trade secrets can be more valuable that patents

15. How to protect a trade secret Keep it secret and, if protected, can last indefinitely Limit accessibility in a secure location Require employees and other to sign Agreements Label documents

16. What is a Patent? A patent is a right granted by the federal government to exclude others from making, using, offering for sale, selling, or importing the invention into the United States for a term of 20 years from the date of filing.

17. Basis for Patents “To promote the progress of science and useful arts, by securing for limited times to authors and inventors the exclusive right to their respective writings and discoveries” U.S. Constitution Article 1, Section 8, Clause 8

18. Types of Patent Applications Provisional Patent Application –Are relatively inexpensive to file and provide an additional year of protection.. –Must “convert” to a Utility, Design, Plant or PCT Application within one year of the filing date. Utility Patent Application –Used to claim the functional aspects of the invention. –Process, method, machine, product, or composition of matter Design Patent Application –Used to claim the ornamental aspects of the invention. Plant Patent Application –Used to protect a distinct and new variety of plant. PCT (Patent Cooperation Treaty) Patent Application –Used to protect the invention internationally.

19. Patentability Requirements In order to patent an invention the invention must be: –New (Novel), –Useful, and –Non-obvious An invention must be not obvious to one skilled in the art of the relevant prior art or trade. –Fully Disclosed

20. Disclosure Requirements Fully Enabled Written Description Best Mode Duty of candor

21. Patent Information Right granted by the federal government in exchange for full disclosure and enablement Limited monopoly to exclude others for 20-years First-to-invent vs. first-to-file Cost for UT in U.S.: ( $7,000 to $12,000) (X 2) Maintenance fees: 3.5, 7.5 & 11.5 years from issue Time for US issue: Generally 3 to 5-years

22. What is patentable subject matter? Patentable: “Anything under the sun that is made by man”. –Oil eating bacteria –Methods producing a tangible result (business methods) NOT Patentable –Algorithms in themselves –Physical phenomena –Laws of nature

23. Patenting timeline Upon a public disclosure: All foreign rights are lost One year bar data is set to file a patent or all rights are lost in the US

24. Am I an Inventor? You are an inventor if you contributed materially to the conception of at least one of the patent claims If your name is listed on the patent as an inventor and you did not contribute to the conception of the invention, the patent could ultimately be invalidated. –You are not an inventor if: you simply follow the instructions of another in performing experiments, or you merely suggest how to realize the invention.

25. Co-Inventors Are not the same as co-authors Each must materially contribute to the conception of at least one claim Contributions need not be equal Co-inventors need not physically work together Legal determination

26. IP Lifetime Summary Trademarks: Indefinitely if used properly Copyright: Life plus 70-years Trade Secrets: Indefinitely until disclosed or invented by another Patents: 20-years from the first filing

27. Should I wait to publish my results? If the article you are publishing contains information about a patentable invention, you should wait to publish the results of your research.

28. What Constitutes Publication? An invention is not novel if it is published and forms “part of the state of the art”. In US patent law, the state of the art is defined as “everything made available to even one member of the public anywhere in the world by means of a written or visually displayed oral description, by use, or in any other way”.

29. Examples of Publications Learned Papers, Journals and Magazines Abstracts Theses Job Interviews The Internet Poster Displays Corridor Presentations Exhibitions Oral and Casual Disclosures outside the institution

30. Laboratory Notebooks You need to keep accurate laboratory notebooks if you want to protect your invention. Good and reliable laboratory records are beneficial during patent prosecution and are invaluable if the validity of the patent is challenged.

31. Material Transfer Agreements Material Transfer Agreements (MTA’s) are agreements between a supplier and user of a research materials and govern the use of the materials. MTAs are used to protect the rights of the provider and advance academic research. Signed by the VP for Research Many MTAs include language that can cause the recipient to lose the rights to their creations or inventions. Additionally, these agreements can include language that may prevent you from publishing. Accordingly, it is vital that you never enter into an MTA on your own behalf.

32. Confidentiality Agreements Agreements between a supplier and receiver of confidential information that govern the use of that information To protect confidential information from unauthorized use To retain US and foreign patenting rights Signed by the VP for Research

33. Six Ways to Protect Your IP Keep asking if your research results are patentable (i.e. novel, useful, and non-obvious). Keep accurate and thorough laboratory notebooks. Contact the Office of Research before you send or receive research materials from outside The University of Toledo. Contact the Office of Research to arrange the execution of a confidential disclosure agreement before you disclose your intellectual property to anyone outside The University of Toledo. Report any patentable inventions or results to the Office of Research. Contact the Office of Research anytime to discuss patenting or other intellectual property matters.

34. Thank You Questions? Stephen Snider The University of Toledo Office of Research Development, MS0134 Toledo, Ohio 43614 Phone: 419-383-6963 Fax: 419-383-3216 Email: stephen.snider@utoledo.edustephen.snider@utoledo.edu