1. Our primary sources of information about a company are its filings with the SEC. We will be looking in-depth at the following documents: 10-K, 10-Q, DEFM, and 8-K. These filings are available from the SEC’s EDGAR database: http://www.sec.gov/edgar/searchedgar/companyse arch.html http://www.sec.gov/edgar/searchedgar/companyse arch.html The company’s Investor Relations page are also a good source of information. 1

2. What is the 10-k? – Annual Report to shareholders – Most comprehensive discussion about a company’s operations and performance over the last fiscal year 2

3. 3 Typical format of a 10-K