1. 1 The Functional to Technical Overview of Implementing Electronic Data Exchange Date: Sunday, February 1, 2015 1:00-3:00 pm 201D Session ID: S1.05 Jerald Bracken Software Engineer Brigham Young University jeraldbracken@gmail.com Susan Dorsey Assistant Registrar for Enrollment University of Colorado Boulder dorsey@colorado.edu Tuan Anh Do Director Enrollment Management Technology San Francisco State University doey@sfsu.edu

3. This Session is brought to you by the AACRAO SPEEDE Committee http://aacrao.org/About-AACRAO/committees/speede.aspx http://www.pesc.org SPEEDE – A Professional Development Committee of the American Association of Collegiate Registrars and Admissions Officers AACRAO

4. Implementing Electronic Data Exchange (EDX) Computer-to-computer exchange of standardized business documents An electronic replacement for Mail Fax Courier Eliminates or reduces Fraud Delays Re-keying of Data Errors (both in keying and interpretation) 4

5. Resources AACRAO SPEEDE Committee http://aacrao.org/About-AACRAO/committees/speede.aspx Who is doing EDX (EDI or XML) SPEEDE State Contacts SPEEDE State Status SPEEDE-L Listserv Other SPEEDE Resources SPEEDE Committee Members Best Practices P20W Electronic Standards Council http://www.pesc.org Implementation Guides (‘Standards & Info’) – EDI & XML XML Schemas Crosswalk of Institutional Codes 5

6. Electronic Data Exchange Primer – AACRAO Publication Written by the AACRAO SPEEDE Committee Addresses the most commonly asked questions regarding electronic data exchanges, including matters relating to both traditional EDI standards and contemporary XML data standards Resources (continued) National Student Clearinghouse’s Server - speedeserver.org speedeserver.org

7. Implementing Electronic Data Exchange (EDX)

8. Student Data Printed Transcripts Transcript Request and Tracking Print Transcripts Postal Service Postal Service Fraudulent Transcripts PDF Transcripts PDF Agents Scan, Data Enter, & Evaluate Transcript Student Data XML or EDI Format EDX Transcripts Acknowledgements Transcript Servers Process XML or EDI Print Transcript

9. 1.We now have it within our power to completely eradicate fraudulent transcripts (using combination of EDX & PDF). 2.EDX & PDF Transcripts are no harder to implement than printing transcripts was originally. It is just a different Format. 3.The facility to send and receive EDX & PDF transcripts already exists within many student systems. 4.The facility to automatically process EDX transcripts already exists within many student systems. Lessons:

10. EDI Format Delimited – like a CSV file Named “Segments” Mixture of Optional and Required fields and segments Multiple Occurring and Nested Segments

11. SES|200507|1|||Fall 2005; SUM|U|4|N|||1|||3.33; CRS|R|U||1|01|B+||||82|0014.000|3.33||CECN|801|Principles of Eng Economics; SES|200601|1|||Winter 2006; SUM|U|U|N|||1|||3.67; CRS|R|U||1|01|A-||||||3.67||CVL|425|Hydrology and Hydraulic Eng; SES|200609|1|||Fall 2006; SUM|U|U|N|||1|||3.67; CRS|R|U||1|01|A-||||||3.67||CVL|324|Geotech Properties of Soil I; Named Segment Empty – i.e. Optional Fields Segment Terminator EDI Format (continued) Delimiter full

12. TS130 Implementation Guide EDI Format (continued) full

13. EDI Format (continued)

14. Common Formatting Questions: Transmission Segments & Fields Institution ID’s Transcript Legend

15. XML Format... 1999-06 SM99 Quarter Regular Quarter Undergraduate 4 0 511 S 230401 0 LowerDivision COMM 121 COMMUNICATIONS I... full Tags End Tags

16. XML Format – Implementation Guide

18. EDI & XML Formats Compared: EDI Terse Positional Delimited Requires an IG to read Closed standard XML Verbose Named fields IG useful but not required to read Schema controlled Open standard Parsing tools readily available No New Development Active Development

19. The Role of Acknowledgements TS 997 – Functional Acknowledgement TS 131 – Transcript Acknowledgement XML Transcript Acknowledgement

20. Tools Translation Software? Bridges the gap between EDX and your Application Software Translates transactions in/out of EDI format Provides the electronic “envelope” Provides Transmission Capability Manages EDX Documents Receives/Reconciles Acknowledgments Reports Archiving

21. EDX Translation Software Banner – integrated PeopleSoft – integrated Inovis (TrustedLink) – Standalone, EDI only 1 EDI Source – Standalone, EDI/XML UT Austin (Quick ‘N Easy Software) – easy print Tools

22. XML Parsing and Schema Validation? XML & XML Schema Editors LiquidXML Altova – XML Spy IDE’s – IntelliJ, NetBeans, etc. CSS XSLT Tools

23. EDI to XML and XML to EDI Software

24. Identify Trading Partners Top 10 Feeder Schools Regional Project Server Registrant Tables AACRAO Activity List State EDX Status Report and Contact Report 24

25. Trading Partner Agreements? Agree that document is ‘official’ Define the decision making process Determine which version should be used Identify problem resolution Include Mapping Issues specific to the trading partners involved List version, protocol, security, etc. used 25

26. Authentication Acknowledgements (131’s, 997’s, and XML Responses) Identify process for reconciling your transcripts Site Security Privacy Encryption Security Issues

27. Acronyms & Terms: ANSI – American National Standards Institute X12 – ANSI Committee responsible for electronic data standards … it comes after X11 EDI – Electronic Data Interchange AACRAO – American Association of Collegiate Registrars and Admissions Officers SPEEDE – Standardization of Postsecondary Education Electronic Data Exchange – both an AACRAO committee and the standards the committee created EXPRESS – EXchange of Permanent Records Electronically for Students and Schools – Secondary school data SIF – Schools Interoperability Framework – Secondary school data 27

28. Acronyms & Terms (continued) : PESC – P20W Electronic Standards Council XML – eXtensible Mark-up Language XSD – XML Schema Definition Core Lib – Base Lib used by PESC XML Schemas Sector Lib – Local Lib used by a specific PESC XML Schema PDF – Portable Document Format EDX – Electronic Data Exchange of EDI and XML Standards 28

29. What’s Happening in Your State/Region?  www.aacrao.org/home/about/committees/aacrao -speede-committee/state-status-on-speede www.aacrao.org/home/about/committees/aacrao -speede-committee/state-status-on-speede State Contact List:  www.aacrao.org/home/about/committees/aacrao -speede-committee/speede-state-contacts www.aacrao.org/home/about/committees/aacrao -speede-committee/speede-state-contacts Resources

30. SACRAO 2015  Tools to Successfully Implement Electronic Transcript Exchange  The Latest in the Secure Electronic Exchange of PDF Student Transcripts  Show Me the Money – Costs/Benefits of Electronic Exchange of Student Transcripts AACRAO 2015  Considerations and Best Practices in the Electronic Exchange of Student Transcripts  Birds of a Feather Discussion for Institutions Interested in Sending/Receiving  What the Heck is EDX? (Poster Session)  The Functional to Technical Overview of Implementing Electronic Data Exchange  Case Studies: The Secure Electronic Exchange of PDF Student Transcripts  Wringing Electronic Data from Paper and PDF Transcripts AACRAO Tech 2015 & Webinars 2015  TBD Other SPEEDE Sessions

31. Jerry Bracken jeraldbracken@gmail.com Tuan Ahn Do doey@sfsu.edu Susan Dorsey dorsey@colorado.edu SPEEDE Committee: SPEEDE@aacrao.org SPEEDE Discussion List: SPEEDE-L@LISTSERV.VT.EDU SPEEDE Webpage: www.aacrao.org/About-AACRAO/committees/speede.aspx PESC Website: www.pesc.org Resources