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This Briefing is Classified
UNCLASSIFIED//FOUO Arctic Update Current as of: 18 Nov 2014
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Purpose, Background and Agenda
UNCLASSIFIED Purpose, Background and Agenda Purpose: Provide an update on J5 Arctic efforts. Background: Consulted with trusted partner Previous CDR’s Estimate for the Arctic (Feb 12) (USNORTHCOM only) New Strategic Guidance N-NC Plans CAN-US Threat Assessment (2012) CAWG White Paper (Mar 12) Arctic Collaborative Workshop (Apr 14) CAN-US Arctic Intelligence Forum (Apr 14) Commander’s Testimony (HASC – 26 Feb 14, SASC – 13 Mar 14) Exercises (FACETED EAGLE, Arctic Zephyr, etc) Canada’s Northern Employment & Support Plan (Nov 12) NADSA Arctic OWG Agenda Recent CDR Guidance Situation/Threat History/Vignette Commander’s Intent Facts & Assumptions Requirements and Gaps Way Ahead UNCLASSIFIED
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Recent CDR Guidance Clarify Threat Response Advocacy Partnerships
UNCLASSIFIED//FOUO Recent CDR Guidance Clarify Threat There is an Arctic defense threat and we must be ready for it (Northern approaches) We have forces on alert every day for the threat We need to start building more defense forces now At what point does presence equate to perception of sovereignty? Any competition for resources is bad Response We can’t be late to need for civil support missions Advocacy We have to plan now for what we will need to be relevant in the Arctic in the future – very long acquisition times Partnerships Partnerships are key to our success – we can’t do it alone Get services moving UNCLASSIFIED//FOUO
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UNCLASSIFIED//FOUO Situation / Threat (U) Estimated 25% of world’s undiscovered hydrocarbon resources may lie beneath the Arctic. 80% in uncontested areas. (U) There is an increase in human activity in the Arctic; increase in N-NC missions. (FOUO) There is a requirement for deterrence against emerging threats. Consistent presence and demonstrated capability to respond will reduce the likelihood of a threat emerging. UNCLASSIFIED//FOUO
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History / Vignette (U) Wrangel Island Dispute
UNCLASSIFIED//FOUO History / Vignette (U) Wrangel Island Dispute (U) 22% of Russia’s GDP dependent on Arctic resources (U) Flag on ocean floor of North Pole (U/FOUO) Increased LRA (U/FOUO) Increased naval activity (U) Ukraine / Crimea (U) Troop and base build up in the Arctic (U/FOUO) Sanctions in other areas of the world squeeze Russia to look for resources in the Arctic with no resistance (U/FOUO) Russia makes pact with China; China will buy Russian oil and have limited access to other Russian resources (U/FOUO) Russia limits Freedom of Navigation in Arctic waters and claims extended sovereignty rights UNCLASSIFIED//FOUO
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Arctic Commander’s Intent
UNCLASSIFIED//FOUO Arctic Commander’s Intent Purpose: The Homelands are defended in depth and risk to our National Security Interests remains low. Civil Support is provided on time. Method (Key Tasks): Execute NORAD’s missions of aerospace warning, aerospace control, and maritime warning; and USNORTHCOM’s primary mission of homeland defense and, when directed by the SecDef, provide civil support. Center our efforts on defense, security and safety. Work hand-in-hand with CJOC, USEUCOM, and, where possible, other cooperative partners in order to synchronize our terminology, objectives, and operations and to most efficiently leverage our combined Arctic capabilities to meet anticipated contingencies. Execute our UCP responsibilities as DOD’s capability advocate for the Arctic. Raise the level of awareness of Arctic issues within DOD, and seek efficient ways to draw DOD enterprise activities into a Whole-of-Government effort. Increase our all-domain awareness in the Arctic, to include participation in Canadian exercises and maritime presence when possible. End State: Adversaries are deterred, and if deterrence fails, attacks are defeated. Conditions are set for civil support. US allies and partners in the USNORTHCOM AOR contribute to the peaceful opening of the Arctic in a manner which strengthens international cooperation. UNCLASSIFIED//FOUO
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Facts and Assumptions Classified Additions Facts:
UNCLASSIFIED//FOUO Facts and Assumptions Facts: (FOUO) Arctic summer ice extent has decreased by 40% since 1979 (FOUO) Interest in the Arctic, by both Arctic and non-Arctic nations, is increasing (FOUO) There has been an increase in human activity in the Arctic (FOUO) North American Arctic is different than the Eurasian Arctic (ice, weather) (FOUO) Maritime traffic has increased in the Arctic (U) The Arctic is an austere and harsh environment Key Strategic Assumptions: (FOUO) Human activity/resource development will continue to increase in the Arctic (FOUO) Russia is committed to increasing its influence in the Arctic (FOUO) Current budgetary pressures will limit investment in Arctic capabilities (FOUO) Miscalculation of the threat, capabilities, personnel, equipment, environment could be catastrophic (U) Personnel and equipment should be capable of operating at conditions as cold as -60 degrees F for extended periods of time Classified Additions UNCLASSIFIED//FOUO
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Requirements and Gaps Domain Awareness Communication Infrastructure
UNCLASSIFIED Requirements and Gaps Domain Awareness Aerospace Land Maritime Surface Maritime Subsurface Greater range Wide area surveillance Better weather observations/ forecasting ISR Info Sharing Policies Communication Information Sharing High Latitude Coverage Wide Area Coverage C2 Sat Comms More Bandwidth Mobile capability Secure Capability Reliable Survivable Infrastructure Information Sharing C2 Runways Hangars Deep Water/Draft Port Icebreakers Base/FOB in location that enables timely response - opening & sustainment Expeditionary Surge capable Presence C2 Deployable C2 Sustainability Exercises Trained & equipped forces Exercised forces Maritime charted UNCLASSIFIED
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UNCLASSIFIED Proposed Way Ahead Socialize / Refine Commander’s Estimate for the Arctic Continue to influence N-NC Theater Strategy and plans Establish recognized requirements across components & subordinates Develop force utilization COAs Advocate for required Arctic Capabilities Shape Objectives for Exercises Identify Key Leader Engagement opportunities for the Commander UNCLASSIFIED
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Back-Up
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Cooperative and Integrated Approach
UNCLASSIFIED/FOUO Current Systems NTM (NSA, NGA ADF-CO and WMD/sanction enforcement) ONI SeaLink Advanced Analysis (S2A) (Capability to find, fix, track dark uncooperative vessels of interest in Arctic) HF Radar Remote Power Module (University of Alaska Fairbanks) Stateside Affordable Radar System (STARS) Enhanced Polar System Operationally Response Space (ORS) (TACSAT 4) Satellite and terrestrial based Automatic Identification System (AIS) Long Range Identification and Tracking (LRIT) RADARSAT Constellation Mission (RCM) Canadian Polar Communications & Weather (PCW) satellite Cruise Missile Launch at Sea Alert Warning System (CLAWS) (S&T) Canadian Tactical Narrowband SATCOM (TNS) Phone, , Fax (primary SAR means) Battle Control System Fixed (BCSF) Iridium Automated Weather Observation System (AWOS) Unmanned Aerial Systems (UAS) Cooperative and Integrated Approach UNCLASSIFIED/FOUO
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Cooperative and Integrated Approach
UNCLASSIFIED/FOUO Potential Solutions NTM (NSA, NGA ADF-CO and WMD/sanction enforcement) ONI SeaLink Advanced Analysis (S2A) (Capability to find, fix, track dark uncooperative vessels of interest in Arctic) N-NC S&T Arctic Over the Horizon Radar (CWP with Canada, using NSWC Crane as site) N-NC S&T Mobile Sensor System (CWP) (Working with U of Alaska and NRL) N-NC S&T and US Army Cold Regions Research and Engineering Lab (CRREL) N-NC S&T Arctic “Thunderstorm” Rapid Reaction Technology Office HF Radar Remote Power Module (University of Alaska Fairbanks) Stateside Affordable Radar System (STARS) Enhanced Polar System Operationally Response Space (ORS) (TACSAT 4) Satellite and terrestrial based Automatic Identification System (AIS) Long Range Identification and Tracking (LRIT) RADARSAT Constellation Mission (RCM) Canadian Polar Communications & Weather (PCW) satellite Cruise Missile Launch at Sea Alert Warning System (CLAWS) (S&T) Canadian Tactical Narrowband SATCOM (TNS) Phone, , Fax (primary SAR means) Battle Control System Fixed (BCSF) Iridium Automated Weather Observation System (AWOS) Unmanned Aerial Systems (UAS) Cooperative and Integrated Approach UNCLASSIFIED/FOUO
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Plan of Action and Milestones
UNCLASSIFIED Plan of Action and Milestones Huddle Jul 14 Aug 14 Sep 14 Oct 14 Nov 14 Dec 14 Internal JPT CJOC Workshop 14 Aug JTF-AK/D17 Workshop 10 Sep Lit Review Situation Strategic Guidance Tasks Mission Statement Commander’s Intent Facts & Assumptions End State Advocacy Way Ahead Current System Analysis/Limitations Define Requirements System Gap Analysis Future System(s) Analysis Draft Commander’s Estimate O-6 Staff Coord GO/FO Staff Coord N-NC J5/D IPR ND IPR CDR IPR DC IPR Final Commander’s Estimate N-NC Commander’s Arctic Estimate will prepare commands for timely and effective response. UNCLASSIFIED
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UNCLASSIFIED Strategic Guidance U.S. National Strategy for the Arctic Region (May 2013) Evolve Arctic Infrastructure and Strategic Capabilities Enhance Arctic Domain Awareness Preserve Arctic Region Freedom of the Seas Provide for Future United States Energy Security Implementation Plan for the U.S. National Strategy for the Arctic Region (Jan 2014) Prepare for Increased Activity in the Maritime Domain Sustain and Support Evolving Aviation Requirements Develop Communication Infrastructure in the Arctic Sustain Federal Capability to Conduct Maritime Operations in Ice-impacted Waters Promote International Law and Freedom of the Seas DOD Arctic Strategy (Nov 2013) End State: A secure and stable region where U.S. national interests are safeguarded, the U.S. homeland is protected, and nations work cooperatively to address challenges. Supporting Objectives: Ensure security, support safety, and promote defense cooperation. Prepare for a wide range of challenges and contingencies. Objective tasks: Exercise sovereignty and protect the homeland. Engage public and private sector partners to improve domain awareness in the Arctic. Preserve freedom of the seas in the Arctic. Evolve Arctic infrastructure and capabilities consistent with changing conditions. Supporting existing agreements with allies & partners - pursue new ones to build confidence with key regional partners. Provide support to civil authorities, as directed. Partner with other departments, agencies, and nations to support human and environmental safety. Support the development of the Arctic Council and other international institutions that promote regional cooperation. UNCLASSIFIED
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NC TCP Tasks Summary TCP-11 (30 Sep 2011)
UNCLASSIFIED//FOUO NC TCP Tasks Summary TCP-11 (30 Sep 2011) End State #5: US allies and partners in the USNORTHCOM AOR contribute to the peaceful opening of the Arctic in a manner which strengthens international cooperation. IMO 5.1 – Defense Develop a visible, deterrent military presence in the Arctic Develop an Arctic CONOP in coordination with CJOC Advocate for Arctic capabilities via the USNORTHCOM Integrated Priority List Provide actionable intelligence and situational awareness on threats/issues affecting the Arctic Develop a plan to protect DOD critical Arctic infrastructure IMO 5.3 – Safety Develop policies and conduct planning for SAR operations with combatant commands, IA and partner nations Advocate for and provide Arctic navigational support Provide mobility for SAR operations Support capabilities demonstrations to improve Arctic Domain Awareness and all-weather, 24/7 Arctic rapid response—especially for SAR missions Conduct HA/DR exercises with IA and partner nations Support DHS’s ability to protect non-DOD critical Arctic infrastructure IMO 5.2 – Security Respond to short-notice requests for support Provide interoperable C4 in the Arctic Integrate other combatant commands, IA, and partner nations into USNORTHCOM’s exercise programs Advocate for DOD and USCG Arctic national asset capabilities Advocate for and provide Arctic ISR for MDA IMO 5.4 – Cooperative Partnerships Develop Arctic Engagement Strategy to enable a cooperative, collaborative environment in the Arctic Develop means/methods with Canada, Russia, Denmark, combatant commands and USG to conduct surveillance enhancing Arctic All/Integrated Domain Awareness Develop strategies, policies, plans and MOUs with Canada, Russia, and Denmark to ensure cooperative security arrangements within the NC AOR and along its boundaries, in coordination with USEUCOM Build relationships and normalize processes to integrate information and intelligence with IA UNCLASSIFIED//FOUO
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NCP Tasks Summary (30 Sep 2013) LOO 1 - Aerospace Warning
UNCLASSIFIED//FOUO NCP Tasks Summary (30 Sep 2013) LOO 1 - Aerospace Warning IMO 1.1 – Process, assess, and disseminate intelligence and information related to man-made objects in the aerospace domain IMO 1.2 – Detect, validate, and warn of threats and attacks against North America whether by aircraft, missiles, or space vehicles LOO 4 – Partnerships IMO 4.1 – Foster partnerships to enhance and integrate intelligence and operational capabilities, to synchronize operations, to facilitate mission partner unity of effort, and to ensure Command Continuity of Operations IMO 4.2 – Protect C4ISR capabilities and respond to cyberspace threats and incidents in cooperation with USSTRATCOM, USCYBERCOM, USSOCOM and CJOC IMO 4.3 – Conduct strategic communication activities to deter and dissuade adversaries, inform the public, foster partnerships, and advocate for requisite authorities and resources LOO 2 - Aerospace Control IMO 2.1 – Monitor, control, and prosecute all unwanted and unauthorized activity approaching and/or operating within North American airspace IMO 2.2 – Conduce surveillance of the airspace of, and defend against manned or unmanned air-breathing attacks against North America LOO 5 – Strategic Agility IMO 5.1 – Develop a culture of innovation in order to adapt to changes in the strategic environment and to outpace the threat IMO 5.2 – Identify concepts and capabilities in order to counter emerging and future threats, and advocate for requisite authorities and resources LOO 3 – Maritime Warning IMO 3.1 – Process, assess, and disseminate maritime intelligence and information related to North America IMO 3.2 – Warn of maritime threats to, or attacks against North America to enable identification, validation, and response by national commands and agencies responsible for maritime defense and security UNCLASSIFIED//FOUO
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Commander’s Vision of the Arctic
UNCLASSIFIED//FOUO Commander’s Vision of the Arctic Climate change necessitates our urgent and responsible attention; should the US fail to adequately address inevitable challenges, we will not be prepared for the Arctic to open if it occurs sooner than predicted Because everything takes longer in this environment and unique capabilities are required, we need to look ahead now in this theater Because security interests can follow economic interests, emerging Arctic challenges require a deliberate preparation to ensure economic access and freedom of maneuver, and deter transnational criminal threats Clearly defined and achievable near-, mid- and long-term goals to shape capabilities, partnerships, presence, messaging, and training will enable achievement of the theater strategic end state The United States is an Arctic nation with unique challenges that require a whole-of- government and international approach While national interests are diverse, a peaceful opening is in the interest of the community of Arctic nations We will continually enhance collaborative partnerships with non-governmental, intergovernmental, Federal, State, local, and tribal organizations and countries that share the Arctic commons We will be the DOD advocate for Arctic capabilities, and the respected leader in Arctic expertise Since the beginning of the satellite record in 1978 the Arctic ice extent has episodically continued to recede. In fact, the ice has continued receded faster than scientific modeling, which makes modeling Arctic change difficult and dynamic. Several Arctic change models suggest a seasonally ice-free/ice- infested period beginning in As a result, human activity (tourism, commercial, adventure, scientific and military activity) is increasing. Anecdote: As the recent series on NPR (15-19 Aug 11) highlighted, commercial resource interest is significant. Shell Oil has kept a fleet of 20 exploration vessels waiting for several months in Alaska anticipating the Administration would allow them to drill on the North Slope. As an Arctic littoral nation, sitting astride the Bering Strait and sharing coastline with Canada, the United States must recognize its Arctic responsibilities and prepare for the ensuing challenges. This includes acceding to UNCLOS. NSPD-66/HSPD-25, The Arctic Region Policy is a good step forward, but this policy has yet to be implemented by the interagency. The NSS has held two IPCs on implementation, but fully implementation is still required. Due to the limited shipping and construction season in the Arctic it can talk up to four times longer to build infrastructure. It is also four times more expensive due to the added costs of bringing materials from the lower 48 and then moving them up into the Arctic. Therefore we must look ahead and not be “late to need” as the Arctic Report to Congress aptly states. Our aspirations in the region must be clearly articulated. They should be articulated in the same terms as the Arctic Report to Congress which talks about near-term as 0-10 years, mid-term as years and long-term as years. Our goals should look ahead to a seasonally open Arctic. Therefore DOD must anticipate today the Arctic operations that will be expected of it tomorrow. To accomplish this we must plan across the near, mid and long terms by laying a foundation TODAY which enables us to expand our presence as needed and ultimately assure sustain operations and prevent disproportionate competitive advantages and unhealthy competition DOD must anticipate today the Arctic operations that will be expected of it tomorrow. 17 UNCLASSIFIED//FOUO
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UNCLASSIFIED/FOUO Arctic Situation Climate – Human access is increasing but highly variable & challenging Arctic coastal waters are “ice free” for only a few weeks each summer Shifting permafrost adds to the cost & challenges of Arctic infrastructure Economics – Development will be slow with limited competition Hydrocarbons – >80% of estimated Arctic oil and gas reserves are under uncontested waters and territory – therefore little competition for resources Minerals – most known mineral deposits are under sovereign territory Protein – fish stocks are slowly moving north, management is becoming an Arctic Council priority Shipping – coastal transport shipping will increase to support extraction – intercontinental container shipping will grow more slowly Political/Military – Arctic nations have incentives to cooperate The likelihood of military conflict in the Arctic is low Shortest air route from Asia to North America is over the Arctic Non-Arctic nations are exploring ways to gain greater access to resources In the near future, while we can’t discount potential geopolitical wildcards, accidents (safety) are the most likely driver of DoD/DND activity. UNCLASSIFIED/FOUO
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Domain Awareness enables all missions.
UNCLASSIFIED Arctic Mission Areas Safety (Most Likely) – DOD/DND in support SAR / Mass Rescue Operation Environmental Response / Oil Spill Civil Support – Massive earthquake, massive flood, massive forest fire, volcano eruption HA / DR (Other Arctic Nations) Security (Likely and potentially dangerous) – DOD/DND probably in support Vessels of Interest/Dark ships Fisheries violations (USCG Ops) CT and CWMD-T Homeland Defense (Most Dangerous) – DOD/DND in lead Aerospace warning, aerospace control, maritime warning Maritime Defense, Missile Defense, DCIP, CI Protection Domain Awareness enables all missions. UNCLASSIFIED
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Arctic Mission Enablers
UNCLASSIFIED/FOUO Arctic Mission Enablers Domain Awareness Assessment: - Adequate short range - Limited bandwidth Need: - Greater range - Wide area surveillance Better weather observations/ forecasting Communications Assessment: - Limited bandwidth - Limited high north Need: - Sat Comms - Bandwidth - Mobile capability Presence Assessment: Limited trained & equipped forces Need: - Trained & equipped forces - Exercised forces Maritime charted Deployable C2 Infrastructure Assessment: - Limited bases Need: - Base/FOB in location that enables timely response, opening & sustainment - Expeditionary - Surge capable Enablers cross-cut Safety, Security, and Defense missions. UNCLASSIFIED/FOUO
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Arctic Missions & Requirements (1 of 2)
UNCLASSIFIED//FOUO Arctic Missions & Requirements (1 of 2) Mission Requirements Preparation SAFETY Civil Support / DSCA Maintain the ability to provide DSCA during domestic events, emergencies, and disasters Exercise C2 capabilities annually Determine prepositioned support SAR Primary mission for USCG on the high seas Continue to integrate SAR capability with the Arctic nations to include exercises SECURITY MDA Monitor global maritime domain Access and maintain data on vessels, facilities, and infrastructure Collect, fuse, analyze, and disseminate information to decision makers Determine sensor requirements necessary to support MDA Capitalize and employ MDA sensor network Regional Security Cooperation Strengthen U.S. security posture in the region Advance security initiatives and build partner nation capacity and capabilities Develop Tri Command domain awareness COP for the Arctic Maritime Security Protect sovereignty and maritime resources Freedom of navigation and access Deploy US Navy vessels in support of freedom of navigation Some requirements cross-cut Safety, Security, and Defense UNCLASSIFIED//FOUO
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Arctic Missions & Requirements (2 of 2)
UNCLASSIFIED//FOUO Arctic Missions & Requirements (2 of 2) Mission Requirements Preparation DEFENSE Power Projection Deploy and sustain forces in response to crisis, to contribute to deterrence, and enhance regional stability Deploy US Navy vessels in support of freedom of navigation Sea Control Protection of vital sea lanes Destruction of enemy naval forces Suppression of enemy sea commerce Establishment of military superiority in areas of naval operations Strategic Deterrence Influence an adversary’s decision-making in order to prevent hostile actions against U.S. vital interests Continue support of active air defense operations of NORAD Air and Missile Defense Protect U.S. deployed and multinational forces as well as critical assets and areas of vital interest or political importance from attack by air and missile threats Detect and target aircraft, unmanned aerial systems, and missiles Detect, target, and warn of aircraft, UAS, and missile overflights or transits of the AOR Continue to support and refine active air and missile defense capability Some requirements cross-cut Safety, Security, and Defense UNCLASSIFIED//FOUO
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Arctic Partners 23 UNCLASSIFIED USCG US NAVY JTF-ALASKA SOCOM CJOC
USCG: Most capable U.S. maritime domain force in the Arctic. May 2013 Arctic Strategy Improving Awareness Modernizing Governance Broadening Partnerships US NAVY: Working with USNORTHCOM to define Arctic maritime requirements. Developed Arctic Roadmap. Near Term: undersea and air Mid Term: expand surface operations Far Term: sustained operations surface, subsurface, and air USCG US NAVY JTF-ALASKA JTF-ALASKA: Developed Arctic Domain Security Orientation course with UAF. Developing SAR Conops. Working ALCOM and C2 issues. Helping define Arctic requirements. SOCOM SOCOM: Very capable U.S. Arctic force. Experience in the Arctic a little dated but working hard to hone skills. CJOC EUCOM: Multi-lateral coordination for stability in its Arctic AOR. Works to ensure regional stability with many Arctic nations. Co-sponsor with USNORTHCOM for Exercise ARCTIC ZEPHYR. Active with Northern CHODS and other Arctic key engagements. It is also important to understand the interests of others and to be aware changing national priorities of actors who desire to operate in the region if we are to achieve our Arctic endstate. Our current challenge is to develop our own internal capability and capacity to assess states and enhance our ability to work USEUCOM and our interagency partners in doing so. CJOC: Defining Arctic requirements. Working to mitigate Arctic capability gaps. Helping define domain awareness requirements and improve capabilities. EUCOM UNCLASSIFIED 23
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Arctic Partners and Stakeholders
UNCLASSIFIED Arctic Partners and Stakeholders Safety Security Defense Enablers DHS USCG Can Coast Guard Public Safety FAA Nav Canada NOAA Transport Canada NRCAN First Nations/Native People/Dept for Aboriginal Affairs Joint Rescue Coordination Centers AK ANG AK State Troopers Canadian Rangers FEMA NAVSUPSALV DHS USCG Can Coast Guard RCMP MSOCs CSEC Public Safety Transport Canada CBSA CBP CSIS DOT/MARAD FBI ICE CIC DFAIT CANR DOS CONR Arctic Council National Guard NORAD ALCOMNWS Office USNORTHCOM Can Nat Sec Advisor USEUCOM US Nat Sec Advisor USSOCOM Transport Canada CJOC NRO DG Space NGA Royal Canadian Navy NASA Royal Canadian AF NOAA US Navy Canada Space Agency DNI/IC ADM MAT NAVNORTH Industry (e.g. UAF, ACS) ACC DTRA AFNORTH NSA ARNORTH Environment Canada SOCNORTH CIA JTF-AK/ALCOM DOJ USARC DOE MSOCs First Nations/ & Native People OSD Industry Canada SJS Department of Commerce USCG Arctic Circle Forum Allies FEMA JTF N DOI ANR We need to synergize respective efforts to shape Arctic outcomes. UNCLASSIFIED
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