1. Submission doc.: IEEE 11-10/xxxxr0 doc.: IEEE 11-10/0864 Unified Metrics for Management of Smart Grid Home Area Networks Date: 2010-07-12 Slide 1Tim Godfrey, EPRI July 2010 Authors:

2. 2 © 2010 Electric Power Research Institute, Inc. All rights reserved. Unified Metrics for Management of Smart Grid Home Area Networks IEEE International Communications Conference Smart Grid Communication Workshop 23 May 2010 Tim GodfreyCraig Rodine

3. 3 © 2010 Electric Power Research Institute, Inc. All rights reserved. EPRI Corporate Overview (www.epri.com) Not-for-profit, membership org; executes research programs for US and international utilities Annual budget ~$350Mn USD; 800 employees; 8 offices (6 US, 2 int’l); 3 laboratories (US) 100s of EPRI utility members represent >90% of electricity generated in the USA Divisions: Generation, Nuclear, Power Delivery & Utilization, Environment, Renewable Energy, Energy Efficiency, Technology Innovation R&D Priorities include: Next generation nuclear, coal, and natural gas power plants CO 2 capture and storage technologies Smart grid technologies Cost-competitive, grid-compatible renewable generation Reliable, long-lived power systems components and infrastructure Efficient power system and customer electro-technologies PHEV-compatible power delivery networks Science to inform environmental decision-making

4. 4 © 2010 Electric Power Research Institute, Inc. All rights reserved. Home Area Network (HAN) Overview Home Area Networks (HANs) allow electric utilities to offer energy services to their customers through a gateway or Energy Services Interface. This function can be offered via a broadband Internet connection, or the utility AMI system via an interface on the Smart Meter. We are studying three leading SDO-backed HAN technology families: –Zigbee (IEEE 802.15.4) –Homeplug AV/GP-SE (IEEE P1901) –Wi-Fi (IEEE 802.11 b/g/n)

5. 5 © 2010 Electric Power Research Institute, Inc. All rights reserved. HAN Comms Reliability AMI Systems need to support end-to-end communications for Demand Response, Pre-Pay, PEV Charging, and similar retail energy services. Communication between devices via the Home Area Network (HAN) thus becomes a mission-critical resource for utilities and energy service providers. Problem: there are no standardized ways to determine the status, health and performance of communications over wireless or wired HAN technologies.

6. 6 © 2010 Electric Power Research Institute, Inc. All rights reserved. Objectives for HAN Metrics Verify at installation time that a HAN device has established reliable communications with a controller or peer. Enable operators to check that a HAN device or controller is communicating reliably post-installation. Establish diagnostics and metrics to help operators identify problems and minimize the HAN service burden. Establish baseline performance metrics that are comparable across popular HAN standards – Wi-Fi, Zigbee, HomePlug.

7. 7 © 2010 Electric Power Research Institute, Inc. All rights reserved. PHY Layer Metrics Link Quality – an abstract concept (dimensionless value), independent of underlying network technology By nature, PHY metrics are per-connection. –Maintained for each peer address Data rates and link quality are inter-related for some standards Signal strength and background noise are other useful PHY metrics IEEE standards provide PHY metrics as part of the PHY Data SAP, and the PLME SAP

8. 8 © 2010 Electric Power Research Institute, Inc. All rights reserved. Per-connection and Per-device Metrics PHY metrics such as link quality and signal strength are per-connection. The value is associated with the connection to a peer device. –Example PHY Metrics –Metrics drop out of list w/ age –Table size implementation dependent MAC Metrics are per-device –They represent the status of a particular device’s MAC. –Statistics are maintained for all RX and TX frames –Higher layers can track per-connection if needed

9. 9 © 2010 Electric Power Research Institute, Inc. All rights reserved. MAC Layer Metrics PHY Layer metrics (Energy and Link Quality) do not give a complete picture of network performance –Errors due to periodic variation between PHY measurements times and actual times transmission and reception The MAC works with the PHY to transfer information –Internal behavior & state represent useful information Like PHY metrics, MAC layer metrics can be gathered passively, by monitoring the behavior of existing traffic as it is sent and received on the network –No overhead is added by gathering metrics

10. 10 © 2010 Electric Power Research Institute, Inc. All rights reserved. 802.11 (802.11k) dot11TransmittedFragmentCount dot11MulticastTransmittedFrameCount dot11FailedCount dot11ReceivedFragmentCount dot11MulticastReceivedFrameCount dot11FCSErrorCount dot11TransmittedFrameCount dot11RetryCount dot11MultipleRetryCount dot11FrameDuplicateCount dot11RTSSuccessCount dot11RTSFailureCount dot11ACKFailureCount Derivation of Metrics from 802.11 (Wi-Fi)

11. 11 © 2010 Electric Power Research Institute, Inc. All rights reserved. 802.11 (802.11k) dot11TransmittedFragmentCount dot11MulticastTransmittedFrameCount dot11FailedCount dot11ReceivedFragmentCount dot11MulticastReceivedFrameCount dot11FCSErrorCount dot11TransmittedFrameCount dot11RetryCount dot11MultipleRetryCount dot11FrameDuplicateCount dot11RTSSuccessCount dot11RTSFailureCount dot11ACKFailureCount Derivation of Metrics from 802.11 (Wi-Fi)

12. 12 © 2010 Electric Power Research Institute, Inc. All rights reserved. P1901 (CM_LINK_STATS) BeaconPeriodCnt Rx/Tx_NumMSDUs Rx/Tx_Octets Tx_NumSegs Rx/Tx_NumSeg_Suc Rx/Tx_NumSeg_Dropped Rx/Tx_NumPBs Rx/Tx_NumMPDUs Tx_NumBursts Tx_NumSACKs Rx_NumICV_Fails CC_BEACON_RELIABILITY LatBin (0…n) Derivation of Metrics from P1901 (HomePlug)

13. 13 © 2010 Electric Power Research Institute, Inc. All rights reserved. P1901 (CM_LINK_STATS) BeaconPeriodCnt Rx/Tx_NumMSDUs Rx/Tx_Octets Tx_NumSegs Rx/Tx_NumSeg_Suc Rx/Tx_NumSeg_Dropped Rx/Tx_NumPBs Rx/Tx_NumMPDUs Tx_NumBursts Tx_NumSACKs Rx_NumICV_Fails CC_BEACON_RELIABILITY LatBin (0…n) Derivation of Metrics from P1901 (HomePlug)

14. 14 © 2010 Electric Power Research Institute, Inc. All rights reserved. Metrics for 802.15.4 (Zigbee) The existing standard 802.15.4 does not include MAC layer metrics. The “philosophy” of 802.15.4 is to keep the MAC very simple and small –Many applications require low power and low cost The complex measurements of 802.11k and P1901 would not be acceptable. A subset of the MAC metrics were defined to provide the best visibility of behavior for Smart Grid applications. –These metrics are included in the 802.15.4 amendment developed by Task Group 4e

15. 15 © 2010 Electric Power Research Institute, Inc. All rights reserved. 802.11 (dot11Counters Group and dot11MACStatistics Group P1901 (CM_LINK_STATS.CNF group) dot11RetryCountLatBin (0) dot11MultipleRetryCountLatBin (1…n) dot11FailedCountTx_NumSeg_Dropped dot11TransmittedFrameCountTx_NumSeg_Suc dot11FCSErrorCountRx_NumICV_Fails dot11FrameDuplicateCountN/A dot11ReceivedFragmentCountRx/Tx_NumMSDUs Derivation of Metrics from Existing Standards Selected Subset

16. 16 © 2010 Electric Power Research Institute, Inc. All rights reserved. 802.11 (dot11Counters Group and dot11MACStatistics Group 802.15.4 (MAC PIB Attributes) P1901 (CM_LINK_STATS.CNF group) dot11RetryCountmacRetryCountLatBin (0) dot11MultipleRetryCountmacMultipleRetryCountLatBin (1…n) dot11FailedCountmacTXFailCountTx_NumSeg_Dropped dot11TransmittedFrameCountmacTXSuccessCountTx_NumSeg_Suc dot11FCSErrorCountmacFCSErrorCountRx_NumICV_Fails dot11FrameDuplicateCountmacDuplicateFrameCountN/A dot11ReceivedFragmentCountmacRXSuccessCountRx/Tx_NumMSDUs Derivation of Metrics from Existing Standards Selected Subset - extended to 802.15.4

17. 17 © 2010 Electric Power Research Institute, Inc. All rights reserved. Standards-Independent Metrics A consistent set of metrics across multiple HAN standards –Simplifies central management and monitoring software –Give utilities flexibility in deploying HANs The selected subset of MAC and PHY metrics may be adapted to new HAN standards as they are developed

18. 18 © 2010 Electric Power Research Institute, Inc. All rights reserved. Interpretation of Metrics - Transmit MAC transmit metrics are primarily derived from retry and acknowledgement behavior –Represent the amount of “effort” the MAC has to make to send a packet Retry behavior represents different types of network impairments Good RF conditionsWeak Signal Interference Bursts

19. 19 © 2010 Electric Power Research Institute, Inc. All rights reserved. Interpretation of Metrics - Receive FCS (Frame Check Sequence) or ICV (Integrity Check Value) failure. –Typically a CRC over the frame’s data payload –A mismatch in the FCS or ICV indicates an error. Duplicate Frames –When an ACK is not received, the sender retries the transmission. –Duplicate frame at receiver means sender did not receive the ACK Possibly interference local to the sender X TransmitReceive Lost Frame N Retry Frame N ACK Duplicate

20. 20 © 2010 Electric Power Research Institute, Inc. All rights reserved. Architecture for communicating metrics MAC MIB or PIB Mgmt Entity PHY MAC MIB Mgmt Entity MAC PHY Measure Report SNMP SET/GET MAC MIB or PIB Coordinator or Access Point Remote Device Measure Request MAC metrics Per-device statistics may be made accessible in management entity e.g. SNMP MAC metrics Remote metrics carried over network

21. 21 © 2010 Electric Power Research Institute, Inc. All rights reserved. Communicating metrics over the HAN 802.11 and P1901 provide standardized mechanisms for communicating metrics over the network –802.11 defines a type of management frame (action frame) with information elements carrying the metrics –P1901 defines management messages that can be carried over the power line network or Ethernet. 802.15.4 does not define a mechanism to communicate metrics over the air interface. –Possible future work for 802.15.4

22. 22 © 2010 Electric Power Research Institute, Inc. All rights reserved. Application for dynamic fragmentation 802.15.4g (Smart Utility Network) targets neighborhood area connectivity between Smart Meters Data rates are 5 – 400 Kb/S The 802.15.4g Project Authorization Request (PAR) specifies PHY frame sizes up to 1500 octets (i.e. for transport of Ethernet packets). –Packet transmission times up to 2.4 S would result in very low reliability. –Fragmentation at higher layers will be required, but what is the optimum size? MAC metrics provide a basis for dynamically setting the proper fragmentation size based on conditions.

23. 23 © 2010 Electric Power Research Institute, Inc. All rights reserved. Scenario for system level metrics application Utility Management System Internet EGW RD EGW RD HAN Metrics gathered by Remote Devices (RD) Metrics monitored over HAN by Energy Gateway (EGW) EGW contains an SNMP Agent Represents metrics for all RD’s in HAN Utility Management and System consolidates and monitors metrics from all HANs - (independent of HAN network technology EGW RD HAN (Wi-Fi, HomePlug, Zigbee) Internet (WAN)

24. 24 © 2010 Electric Power Research Institute, Inc. All rights reserved. Together…Shaping the Future of Electricity