1. Open Access & Author Rights: Growing Momentum for Change Ellen Finnie Duranceau Scholarly Publishing & Licensing Consultant MIT Libraries ACRL NE SC SIG July 23, 2009

2. A Call To Action Past norms and practical requirements for dissemination have led to practices of transferring control of access to and use of faculty work outside the academy, limiting the university’s and faculty members’ ability to ensure broad dissemination and wide use. Where the academy has relinquished the ability to manage its intellectual capital to best serve its needs and priorities, it should act to regain this capability. --The University’s Role in the Dissemination of Research and Scholarship — A Call to Action, Feb. 2009 --AAU, CNI, NASULGC, ARL

3. Is this what I’m going to be doing for the rest of my life? Asking publishers for permission to reuse my own work? --MIT Graduate Student, 2/18/09

5. What’s Wrong with the Current System? The Internet facilitates wide dissemination at low cost –Wide dissemination of knowledge furthers our mission to promote scholarship But publisher business models built on restricted access –Prohibit flexible reuse, including reuse of an author’s own work –Are manifested in restrictive terms in contracts with university libraries

6. “The system has gotten out of balance,” “Journal business models are going to have to stop focusing so much on … this monopoly on the right of distribution, and instead focus on the places where they do provide value.” “What we’re really talking about here is control of the scholarly record.” --Prof. Hal Abelson Digits, a Wall Street Journal blog

7. Copyright is a stronger point of control in the digital environment Contracts restrict access “Rent” vs. “Own” Model Performing Advanced Indexing, Analysis Prohibited

8. Typical Publisher Copyright Agreements Control Whether Author: May use articles in teaching May reuse the text, charts or figures in future work May distribute copies of the article to others May post a copy of the article

9. Copyright Transfer COPYRIGHT is a bundle of 5 rights: Right to Reproduce the work Right to Prepare Derivative Works Right to Distribute the work Right to Display the work Publicly Right to Perform the work Publicly

10. Transferring Copyright / Retaining Copyright Two typical scenarios: Agreement transfers copyright to publisher Publisher grants back some rights Agreement allows author to retain copyright Exclusive right granted to publisher but for specified for type or timing of publication License to publish Coauthors: –Each co-author in a jointly written article owns the copyright. Under U.S. copyright law, any co-author has the right to grant permission to others.

11. Example of Publisher Agreement Restrictions Wiley’s Author Agreement: SHARING ON WEB: –Author may post author's accepted version on personal website, but not an institutional or subject website/server, like DSpace or arXiv. REUSE IN PUBLICATIONS: –For publication, author may reuse only selected figures and tables and up to 250 words of text - not to include the abstract - in another work, and only if it is part of an edited work published by a third party.

12. Faculty Comments: Copyright Transfer Agreements “We are woefully uninformed…who can we ask about copyright agreements?” - History faculty “What is that thing I sign without thinking about it when I finally get the referees to agree that my work is worthy of their precious journal? Don't tell me I need to learn about copyright law now, I have enough trouble with non-linear MHD theory!” – Physics researcher We are “not comfortable” “granting exclusive rights to our work.” -- Math faculty

13. Exercise: Author Copyright Agreements Evaluate publisher agreement Determine whether you would sign as is If not, what would you change Read the actual agreement Sherpa can provide interpretation/other info: –http://www.sherpa.ac.uk/romeo/

14. Exercise: Author Copyright Agreements Elsevier: –Policy: http://www.elsevier.com/wps/find/authorsview.authors /copyright http://www.elsevier.com/wps/find/authorsview.authors /copyright –Agreement: http://www.elsevier.com/framework_authors/pdfs/JPA _example.pdf http://www.elsevier.com/framework_authors/pdfs/JPA _example.pdf ALA: –http://www.ala.org/ala/aboutala/offices/publishing/sundry/rightsp ermissions/divisioncopyright.cfm American Chemical Society: –http://pubs.acs.org/userimages/ContentEditor/1218205118705/interactiv e_copyright.pdf

15. SHERPA Romeo Database

16. How to Retain Rights Make changes on agreement Use authors’ addenda: –Science Commons amendment generator

18. Beyond Individual Negotiation To move to a better system, we need processes through which faculty can play a role as a collective body, not just as individuals. --MIT faculty

19. Major Author Rights Initiatives: 2008-09 Harvard MIT

20. MIT Faculty Open Access Publishing Committee: Fall 2008 -- Charge Appointed by Faculty Chair Consider ways that MIT faculty scholarly publications are disseminated Pay particular attention to open access Stimulate faculty discussions If change seems appropriate, bring faculty resolution in the spring

21. Major Open Access Initiatives: MIT How MIT Faculty told the story –The traditional scholarly publication environment is increasingly problematic For universities For many faculty –MIT faculty should increase open access to our publications –We need a process where faculty can act as a body, not just as individuals.

22. MIT Faculty Open Access Policy Adopted by unanimous vote of the faculty –March 18, 2009 “Each Faculty member grants to the Massachusetts Institute of Technology nonexclusive permission to make available his or her scholarly articles and to exercise the copyright in those articles for the purpose of open dissemination.” [emphasis added] See: http://info-libraries.mit.edu/scholarly/faculty-and-researchers/mit-faculty-open-access-policy/

23. What is the Policy? License Grant to MIT Grants MIT nonexclusive permission to exercise all rights under copyright –Provided articles not sold for a profit Copyright is not transferred Exists prior to any publisher copyright agreement

24. Scope of the Policy Only scholarly articles –Completed after the policy was adopted –Author’s final version Only faculty authors Opt outs accepted automatically –On a per-paper basis

25. Implementation Policy implementation: FCLS Administering Policy: Libraries 2 approaches for content recruitment: –Outreach to departments, labs & centers –Publisher negotiations

26. Q.

27. Acknowledgements Flickr photos: Princeton University by YakinodiYakinodi Under Lock and Key by Pulpolux !!!Pulpolux !!! Harvard University, Cambridge By somebody_ somebody_ Other Resources: The University’s Role in the Dissemination of Research and Scholarship — A Call to Action: http://www.arl.org/bm~doc/disseminating-research- feb09.pdf