1. WAISC 20101 EMP EXAM READINESS PREPARATION SEMINAR FOR DEALING REPRESENTATIVES

2. WAISC 20102 Presenter Harry Figov, MBA, CA  CBV, CPA, CFA, CFP harryfigov@sympatico.ca

3. WAISC 20103 PRODUCT DISTRIBUTION PUBLIC DISTRIBUTION OF PRODUCTS USUALLY REQUIRES PROSPECTUS TIME CONSUMING COSTLY REQUIRES REGULATORY APPROVAL REPORTING ISSUER

4. WAISC 20104 EMP EXEMPT MARKET PRODUCTS

5. WAISC 20105 PRESENTATION OBJECTIVE OVERVIEW OF EMP COURSE

6. WAISC 20106 EMP DOES NOT REQUIRE PROSPECTUS LESS TIME CONSUMING LESS COSTLY NOT REQUIRE REGULATORY APPROVAL NOT A REPORTING ISSUER

7. WAISC 20107 EMP COURSE OUTLINE Focus on Three (3) Topics: 1.Exempt Products 2.Manner in which Product Distributed 3.Qualified Purchasers

8. WAISC 20108 EMP – EXEMPT PRODUCTS 1.Principal Protected Notes (PPN) 2.Hedge Funds 3.Real Estate Investment Trusts (REITS) 4.Flow Through Shares

9. WAISC 20109 EMP – DISTRIBUTION VEHICLE PPN - Actual product Trusts Limited Partnership (LP) Shares

10. WAISC 201010 EMP – LIMITED PARTNERSHIP MOST FAVOURED APPROACH BECAUSE ALLOWS FOR MULTIPLE PRODUCTS TO BE INCLUDED Diversification Professional Management Costlier because of Fees

11. WAISC 201011 EMP – PRODUCT PURCHASERS 1.Accredited Investor 2.Asset Test 3.$150,000 Exemption

12. WAISC 201012 EMP – ADDITIONAL TOPICS 1.Client Suitability 2.Representatives Responsibilities

13. WAISC 201013 EMP – EXAM 100 Questions Three (3) Hours Follows Chapters Sequentially Pass Mark – 60%

14. WAISC 201014 EMP – PREP COURSE Offer Preparatory Course Customized Notes Pass Rate High