1. The Digital Object Architecture A presentation at Louisiana State University Baton Rouge, Louisiana August 26, 2005 Robert E. Kahn Corporation for National Research Initiatives Reston, Virginia

2. Selected Major Network Issues How to get affordable broadband access to homes, businesses, government, etc. How to get affordable broadband access to homes, businesses, government, etc. How to add more dimensionality to the mobile wireless experience How to add more dimensionality to the mobile wireless experience How to take advantage of many devices/appliances being on the Internet How to take advantage of many devices/appliances being on the Internet Protecting critical elements (including infrastructure elements such as DNS) Protecting critical elements (including infrastructure elements such as DNS) Stifling SPAM; detecting and fighting Viruses Stifling SPAM; detecting and fighting Viruses

3. Selected Major Issues (con’t) Identity Management (w/o certificates) Identity Management (w/o certificates) Trust in the security mechanisms Trust in the security mechanisms Managing Privacy Managing Privacy How to enable more widespread sharing of important information on the net How to enable more widespread sharing of important information on the net Trusting your information to the Net Trusting your information to the Net Managing your information on the Net over very long periods of time Managing your information on the Net over very long periods of time

4. Infrastructure Development What is so hard about it? What is so hard about it? Making it scalable over platforms, size and time Making it scalable over platforms, size and time Achieving Critical Mass Achieving Critical Mass Getting Buy in Getting Buy in Pleasing many essential participants Pleasing many essential participants Displacing prior capabilities Displacing prior capabilities Structuring matters to deal with concerns about empire building Structuring matters to deal with concerns about empire building It’s a lot easier to create brand new capabilities than to affect existing means of operation It’s a lot easier to create brand new capabilities than to affect existing means of operation

5. Infrastructure Creation is a Subtractive Process Infrastructure reduces a common, shared capability to its basic and essential attributes Infrastructure reduces a common, shared capability to its basic and essential attributes These attributes are not always recognized or understood up front These attributes are not always recognized or understood up front Upon further scrutiny, capabilities are usually deleted from a well-conceived architecture over time Upon further scrutiny, capabilities are usually deleted from a well-conceived architecture over time Consensus develops when no more can be removed without disabling the infrastructure Consensus develops when no more can be removed without disabling the infrastructure

6. What is the Problem? Managing information in the Net over very long periods of time – e.g. centuries or more Managing information in the Net over very long periods of time – e.g. centuries or more Dealing with very large amounts of information in the Net over time Dealing with very large amounts of information in the Net over time When information, its location(s) and even the underlying systems may change dramatically over time When information, its location(s) and even the underlying systems may change dramatically over time Respecting and protecting rights, interests and value Respecting and protecting rights, interests and value

7. A Meta-level Architecture Allows for arbitrary types of information systems Allows for arbitrary types of information systems Allows for dynamic formatting and data typing Allows for dynamic formatting and data typing Can accommodate interoperability between multiple different information systems Can accommodate interoperability between multiple different information systems Allows metadata schema to be identified and typed Allows metadata schema to be identified and typed

8. Digital Object Architecture: Motivation To reformulate the Internet architecture around the notion of uniquely identifiable data structures To reformulate the Internet architecture around the notion of uniquely identifiable data structures Enabling existing and new types of information to be reliably managed and accessed in the Internet environment over long periods of time Enabling existing and new types of information to be reliably managed and accessed in the Internet environment over long periods of time Providing mechanisms to stimulate innovation, the creation of dynamic new forms of expression and to manifest older forms Providing mechanisms to stimulate innovation, the creation of dynamic new forms of expression and to manifest older forms While supporting intellectual property protection, fine- grained access control, and enable well-formed business practices to emerge While supporting intellectual property protection, fine- grained access control, and enable well-formed business practices to emerge

9. Objective of the Framework Internet objective Best-effort Packet Delivery Heterogeneous Networks Information Systems Seamless Interoperability Networks Information Systems Organizing Heterogeneous Systems

10. Digital Object Architecture Technical Components Technical Components Digital Objects (DOs) Digital Objects (DOs) Structured data, independent of the platform on which it was created Structured data, independent of the platform on which it was created Consisting of “elements” of the form Consisting of “elements” of the form One of which is its unique, persistent identifier One of which is its unique, persistent identifier Resolution of Unique Identifiers Resolution of Unique Identifiers Maps an identifier into “state information” about the DO Maps an identifier into “state information” about the DO Handle System is a general purpose resolution system Handle System is a general purpose resolution system Repositories from which DOs may be accessed Repositories from which DOs may be accessed And into which they may be deposited And into which they may be deposited Metadata Registries Metadata Registries Repositories that contain general information about DOs Repositories that contain general information about DOs Supports multiple metadata schemes Supports multiple metadata schemes Can map queries into unique DO specifications (via handles) Can map queries into unique DO specifications (via handles)

11. What is a Digital Object Defined data structure, machine independent Defined data structure, machine independent Consisting of a set of elements Consisting of a set of elements Each of the form Each of the form One of which is the unique identifier One of which is the unique identifier Identifiers are known as “Handles” Identifiers are known as “Handles” Format is “prefix/suffix” Format is “prefix/suffix” Prefix is unique to a naming authority Prefix is unique to a naming authority Suffix can be any string of bits assigned by that authority Suffix can be any string of bits assigned by that authority Data structure can be parsed; types can be resolved within the architecture Data structure can be parsed; types can be resolved within the architecture Associated properties record and transaction record containing metadata and usage information Associated properties record and transaction record containing metadata and usage information

12. Interoperability & Federated Repositories Create a cohesive interoperable collection of repository-based systems Initially, perhaps, around a core set of projects, content, applications and/or organizations as in ADL Initially, perhaps, around a core set of projects, content, applications and/or organizations as in ADL Demonstrate interoperability between different repository collections Demonstrate interoperability between different repository collections Develop procedures to insure continued accessibility to key archival information Develop procedures to insure continued accessibility to key archival information

13. Repository Notion Any Hardware & Software Configuration Logical External Interface RAP Repository Access Protocol

14. Repository Digital Object Repository RAP Client Provides distributed Digital Object storage. May itself be a Digital Object. Provides a dynamic acquisition and execution mechanism for the mobile code that implements the content type operations. Exclusively accessed using the Repository Access Protocol (RAP). Disseminate Deposit

15. Nesting of Repository Functionality Core Structure Content Aggregation & De-aggregation Core Interface must be present at each level Other levels could be separately defined later

16. Repositories & Digital Objects REPOSITORY IPv6 Each Digital Object has its own unique & persistent ID Content Providers want to assign Ids Could be upwards of trillions of DOs per Repository Objects may be Replicated in Multiple Repositories

17. Handle System Distributed Identifier Service on the Internet Distributed Identifier Service on the Internet First General Purpose Resolution system First General Purpose Resolution system Can be used to locate repositories that contain digital objects given their handles - and more! Can be used to locate repositories that contain digital objects given their handles - and more! Other indirect references Other indirect references Public Keys, Authentication information for Dos Public Keys, Authentication information for Dos Accommodates interoperability between many different information systems; for example Accommodates interoperability between many different information systems; for example DNS was demonstrated on the Handle System in preparation for Y2K DNS was demonstrated on the Handle System in preparation for Y2K Can support ENUM, RFID, and more Can support ENUM, RFID, and more

18. Attributes of the Handle System The basic Architecture of the Handle System is flat, scaleable, and extensible The basic Architecture of the Handle System is flat, scaleable, and extensible Logically central, but physically decentralized Logically central, but physically decentralized Supports Local Handle Services, if desired Supports Local Handle Services, if desired Handle resolutions return entire “Handle Records” or portions thereof Handle resolutions return entire “Handle Records” or portions thereof Handle Records are also Handle Records are also digital objects digital objects signed by the servers signed by the servers doubly certificated by the system doubly certificated by the system

19. Resolution Mechanism Multiple Sites Multiple Servers Handle System Handle Record System is non –nodal Scaleable & Distributed Supports global (and local) resolution With backup for reliability, mirroring for efficiency

20. Type Resolution Types are resolvable in the Handle System Types are resolvable in the Handle System Types may be created dynamically Types may be created dynamically Types may be locally named, mapped into bit strings without semantics Types may be locally named, mapped into bit strings without semantics Primary prefix zero “0” is used for system identifiers Primary prefix zero “0” is used for system identifiers 0.type/ is the system handle for type 0.type/ is the system handle for type Other handles may cross reference this handle (e.g. for international use) Other handles may cross reference this handle (e.g. for international use)

21. Handle Format Handle Format Prefix Authority Item ID (any format) Prefix Suffix In use, a Handle is an opaque string. 2304.40/1234 Other examples of Handles 2304/general info 2304/1 2304. HQ/staff 2304.1/memo123 2304.22.Pub/2004

22. Direct Access and Proxies Direct Access One or more Proxy Servers Indirect Access

23. Redirection of Handle Requests Direct Access Direct Access One or more Local Handle Services General Registry of all Naming Authorities Redirection Information Redirection Information

24. Literary Music Video Financial Grid Enum RFID “SimpleLookup URL IPaddresses “Unfederated Databases”

25. Digital Object Content Type(s) Access Requests Information Digital Object Overview Disseminations Unique Identifier Handle

26. Hamlet It’s a Book Get Page(2) Digital Object Overview Hamlet

27. Digital objects are uniquely identified in a given identifier space. Data elements reference sequences of typed data. A Digital Object can have zero or more Content Types to reflect intended uses by its creator. Content Type Operations are accessible as DOs Data Element Data Element Hamlet Content Type Operations Content Type Operations Digital Object Overview

28. The Digital Object Identifier (DOI ® ) Used by the International DOI Foundation (IDF) to reference high- quality materials of publishers (and other owners of IP) Used by the International DOI Foundation (IDF) to reference high- quality materials of publishers (and other owners of IP) Major Commercial User of the Handle System at present with approximately 12 Million handles Major Commercial User of the Handle System at present with approximately 12 Million handles Usage growing at about 4 Million per year Usage growing at about 4 Million per year DNS domain names, by comparison, are relatively flat with perhaps 40% churn per year. DNS domain names, by comparison, are relatively flat with perhaps 40% churn per year.

29. Setting up a Local Handle Service... Download the software from http://www.handle.net Download the software from http://www.handle.net Follow the instructions in the installation script. Follow the instructions in the installation script. Send your “site bundle”, containing the IP address of your server and your administrator information, to the Global Handle Registry ® (GHR) administrator Send your “site bundle”, containing the IP address of your server and your administrator information, to the Global Handle Registry ® (GHR) administrator Site is under re-development to accommodate widespread use via automated means Site is under re-development to accommodate widespread use via automated means Experimental Repository software also available on- line Experimental Repository software also available on- line

30. Managing Rights & Interests Not just about copyright Not just about copyright Terms and Conditions (T&Cs) for use may be contained within each DO; also information about intrinsic value, such as monetary value Terms and Conditions (T&Cs) for use may be contained within each DO; also information about intrinsic value, such as monetary value T&Cs are intended to indicate clearly what one can and/or cannot do with a given DO, where such clarity is intended by the owner of the DO T&Cs are intended to indicate clearly what one can and/or cannot do with a given DO, where such clarity is intended by the owner of the DO Not an enforcement means, although it may be used by an enforcement system Not an enforcement means, although it may be used by an enforcement system Mobile programs that are Digital Objects may apply such terms to themselves and to any digital objects they contain Mobile programs that are Digital Objects may apply such terms to themselves and to any digital objects they contain

31. Handle-DNS Integration Developing Environment Developing Environment C/C++, Linux/Windows C/C++, Linux/Windows Additional Modules Additional Modules DNS Interface integrated with handle server DNS Interface integrated with handle server Cache/Preload Module Cache/Preload Module Database Connection Pools Database Connection Pools C-Version Handle-DNS Admin Toolkit C-Version Handle-DNS Admin Toolkit Performance Improvements Performance Improvements Exceptional Processing Exceptional Processing Memory Leak Protection Memory Leak Protection Thread Pool Management Thread Pool Management

32. Design & Implementation Simple Handle Server Workflow (C- Version) Simple Handle Server Workflow (C- Version) Storage Management Interface Handle Requests Thread Pool Listener Handle Server Client Message Processor DB Database Connection Pool

33. External Protocol Converter DNS Protocol Converter Handle Protocol 53 8000 2641 Handle Process Module Handle Server Latency

34. Plug & Play Interfaces Integrate DNS Interface with Handle Server Integrate DNS Interface with Handle Server DNS Protocol DNS Message Processor Handle Protocol 53 8000 2641 Handle Message Processor Handle Server

35. Cache & Storage Management Preload (Cache) Module Preload (Cache) Module Preload Handle Records from Database into RAM Preload Handle Records from Database into RAM Reduce Database Access Times Reduce Database Access Times Improve Throughput of Handle Server Improve Throughput of Handle Server Storage Management API Storage Management API User Transparent User Transparent RAM or Database RAM or Database Combination of RAM and Database Combination of RAM and Database Multiple Database Interfaces Multiple Database Interfaces Mysql, PostgreSQL, etc. Mysql, PostgreSQL, etc. Features of Cache Module Features of Cache Module Efficient Query Performance Efficient Query Performance STL RBTree, Hash Table STL RBTree, Hash Table Configurable size of RAM for each Handle Record, or total records Configurable size of RAM for each Handle Record, or total records Storage Management API Storage Management Interface RAM Operations Create Modify Delete Data Base Periodic Update

36. Benchmark UDP Interface for DNS Protocol UDP Interface for DNS Protocol Compared to BIND 9.3.0 Compared to BIND 9.3.0

37. Selling infrastructure technology Selling infrastructure technology Providing identification, management and Metadata services Providing identification, management and Metadata services Enabling third-party value-added capabilities Enabling third-party value-added capabilities Helping organizations manage their own information better & offer new types of services Helping organizations manage their own information better & offer new types of services Stimulating access to “surface information” and “embedded information” with appropriate access controls and conditions of use Stimulating access to “surface information” and “embedded information” with appropriate access controls and conditions of use Business Potential

38. Conclusions Managing Digital Objects for long-term access is a key challenge Managing Digital Objects for long-term access is a key challenge Initial Technology Components are available; Industry is expected to generate more over time Initial Technology Components are available; Industry is expected to generate more over time Third-party value-added providers in the private sector will ultimately shape the long-term evolution Third-party value-added providers in the private sector will ultimately shape the long-term evolution Interoperability and reliable information access is a critical objective Interoperability and reliable information access is a critical objective A diversity of applications (with user-friendly interfaces) need to be developed & deployed A diversity of applications (with user-friendly interfaces) need to be developed & deployed Application Projects have a central role to play in demonstrating the technology and using it effectively Application Projects have a central role to play in demonstrating the technology and using it effectively