1. www.gsa.europa.eu/r-d/h2020 Katarina Lenova, 4 February 2014 H2020 - RULES FOR PARTICIPATION AND FINANCIAL RULES

2. RULES FOR PARTICIPATION GSA types of actions Minimum N o of participants per Consortium SMEs and Associated countries Who can get funding Company registration and validation

3. GSA: 4 topics & 2 types of actions Innovation action (IA) (activities aimed at producing plans and arrangements or designs for new, altered or improved products, processes or services.) Coordination and support action (CSA) (consisting of accompanying measures such as standardisation, dissemination, awareness-raising and communication, networking, policy dialogues and studies) GALILEO-1-2014: EGNSS applications GALILEO-2-2014: Small and Medium Enterprise (SME) based EGNSS applications GALILEO-3-2014: Releasing the potential of EGNSS applications through international cooperation GALILEO-4-2014: EGNSS awareness raising, capacity building and/or promotion activities, inside or outside of the European Union Some rules are different for IA and for CSA

4. Minimum N o of participants IA: Minimum three independent legal entities established in different member state or associated country CSA: Minimum one legal entity GSA encourages creating consortia with more beneficiaries! GALILEO-2-2014: Small and Medium Enterprise (SME) based EGNSS applications -> Coordinator must be an SME

5. Definition of ‘SME’ Definition: micro-, small- and medium-sized enterprise –Enterprise: any entity engaged in an economic activity, irrespective of its legal form, e.g.: self-employed persons or family businesses partnerships or associations SMEs: –employ fewer than 250 persons –annual turnover is not exceeding EUR 50 million and/or –annual balance sheet total is not exceeding EUR 43 million

6. Definition of ‘Associated country’ Definition: third country which is party to an international agreement with the Union: Latest list of countries available at: http://ec.europa.eu/research/participants/data/ref/h2020/wp/2014_2015 /annexes/h2020-wp1415-annex-a-countries-rules_en.pdf For example: –acceding countries, candidate countries and potential candidate countries –European Free Trade Association (EFTA) members, or countries covered by the European Neighbourhood Policy

7. Who can get funding? Any legal entity established in a Member State or associated country, or created under Union law Any international European interest organisation Any legal entity established in a third country if certain conditions apply –List of countries will be published in H2020 online manual

8. Company registration Registration: –Every participant has to register! –To check if registered: http://ec.europa.eu/research/participants/portal/desktop/en/organisation s/register.html http://ec.europa.eu/research/participants/portal/desktop/en/organisation s/register.html –Info for registration: legal status and info on finances Proposal submission: –Described in another presentation Proposal submission Validation of organisation Registration of organisation Financial viability check LEAR appointment

9. Company validation Validation: –Only if proposal accepted –Supporting docs will be requested to prove legal name, form and address LEAR - Legal Entity Appointed Representative Financial viability check –Always for coordinators of projects with > EUR 500K funding unless they are public bodies –May be needed for others – EC contacts you Proposal submission Validation of organisation Registration of organisation Financial viability check LEAR appointment

10. FINANCIAL RULES Funding rates Indirect cost rate Subcontracting and 3 rd parties Reporting requirements

11. Single funding rate for direct costs One project = one rate Same rate for all beneficiaries and all activities in the grant. Rate depends on the type of action Maximum reimburseme nt rates Research and technological development activities (*) Demonstratio n activities Other activities Network of excellence 50% 75% (**) 100% Collaborative project(****) 50% 75% (**) 50%100% Coordination and support action 100% (***)

12. Funding rates for GSA grants Innovation action (IA) –70% of the total eligible costs –Exception: 100% of the total eligible costs for non- profit legal entities Coordination and support action (CSA) –100% of the total eligible costs No differences among cost categories (RTD, mgmt, dem, oth)!

13. Indirect costs 20%? 60%? Real? Simplified? 25% of the total eligible costs excluding: –Subcontracting –Costs of resources made available by 3 rd parties –Financial support to 3 rd parties

14. Subcontracting Same rules as in FP7: –may cover only a limited part of the action –best value for money or, if appropriate, the lowest price –must avoid any conflict of interests –Subcontracted tasks and related costs in Annex 1

15. Third parties Definition: entities which participate in the action but do not sign the GA (including entities linked to the beneficiaries) Can get funding: –Max GSA contribution is EUR 60.000 to each 3 rd party Certain criteria must be fulfilled. See: http://ec.europa.eu/research/participants/data/ref/h2020/wp/2014_2015/ann exes/h2020-wp1415-annex-k-fs3p_en.pdf http://ec.europa.eu/research/participants/data/ref/h2020/wp/2014_2015/ann exes/h2020-wp1415-annex-k-fs3p_en.pdf Can provide contributions in kind

16. Reporting – working time Time recording: –Still needed for everybody –Exception: when person is working full-time on the project Annual productive hours – option to choose: –Fixed number (1720) –Individual annual productive hours (calculated on the basis of the ‘annual workable hours’ of the employee: hours worked + overtime - absences) –Standard annual productive hours (calculated based on usual accounting practices)

17. Reporting - certificates Certificate on the financial statement: –Grant claimed > EUR 325,000 –At the end of project Certificate on the methodology to calculate unit costs –Needs to be accepted by the EC

18. Ex-ante checks

19. Thank you! Additional info: –H2020 EC website: http://ec.europa.eu/programmes/horizon2020/en http://ec.europa.eu/programmes/horizon2020/en –Participant Portal: http://ec.europa.eu/research/participants/portal/deskto p/en/home.html http://ec.europa.eu/research/participants/portal/deskto p/en/home.html