1. BUSINESS SENSITIVE 1 Simon Tripp, Senior Director Battelle Memorial Institute Technology Partnership Practice North Central Region Agbioscience Industry-University Collaborative Institute Discussion © Battelle Memorial Institute 2012

2. BUSINESS SENSITIVE 2 Background 1.Agriculture and Agbiosciences – Of Central Importance in Meeting Expanding Global Needs 2.Agriculture and Agbioscience in the United States 3.The Twelve-State North Central Region, a U.S. Agricultural and Agbioscience Powerhouse 4.A Powerful Support System – North Central Region Land-grant Universities, Experiment Stations and Extension Services 5.The North Central Region and the Agbioscience Opportunity – Key Regional Assets for Agricultural and Agbioscience-Based Development 6.Into The Future – North Central Agbioscience as a Driver of Promise and Progress 7.A System at Risk – Threats and Challenges to U.S. and North Central Agbioscience-Based Development

3. BUSINESS SENSITIVE 3 North Central Agbioscience Innovation Ecosystem 2009 regional institutions attracted $3.6 billion for academic R&D in agbioscience and associated disciplines (22.5% of national total) 10 of Top 25 U.S. food manufacturers HQd in the region 2 of top 5 global seed companies 2 of worlds largest ag equipment manufacturers U.S. hub for the animal health products industry © Battelle Memorial Institute 2011

4. BUSINESS SENSITIVE 4 © Battelle Memorial Institute 2011

5. BUSINESS SENSITIVE 5 © Battelle Memorial Institute 2011

6. BUSINESS SENSITIVE 6 All these assets and capabilities, but… Contained across 12 universities with differing policies and procedures in regards to contracting, IP, faculty engagement, etc. Industry says –it finds this system difficult to access –Capabilities of interest may be distributed across multiple institutions –Internal R&D shrinking so external relationships likely to grow in importance –Is there a better model for industry/university collaboration in the North Central region?

7. BUSINESS SENSITIVE 7

8. 8 Input from a small sample of corporate research managers is a preference to have a more uniform, one-stop-shop means of gaining access and building research collaborations with universities. Such uniform access is being facilitated overseas in countries such as Germany, Australia, the U.K., and Singapore. As a result, some feel that the ease in which working collaborations can be built in these countries is pulling agbioscience research sponsorship dollars away from U.S. research institutions.

9. BUSINESS SENSITIVE 9 Led to the idea of a collaborative institute model operated by multiple leading agbiosciences research universities whereby industry would contract with the single institute to gain access to university faculty and research resources across multiple participating universities. The participating universities would be members of the institute and likely would negotiate a single shared agreement. Is this feasible? Are there existing models like this in other areas? What are the challenges? What would be the benefits? Led to draft memo for a feasibility study by Battelle.

10. BUSINESS SENSITIVE 10 Task 1 Bring together the agbioscience leadership and other senior leaders of the participating land- grant universities to discuss the concept, potential challenges and barriers to overcome, desired outcomes from such an institute, etc. The purpose of the discussions would be to begin discussing the parameters of such a model, individual university interests and assets, potential research foci for the institute, etc.

11. BUSINESS SENSITIVE 11 Task 2 Conduct interviews with the leadership of leading corporations with R&D interests focused in the agbioscience space. These interviews would seek insights into the companies research interests, external research needs, challenges in working with external parties, preferences for agreement structures, and current R&D relationships, both domestic and international. Persons interviewed during this process would also be evaluated for potential later participation in an advisory board or focus group guiding the development of the institute (if it is deemed feasible).

12. BUSINESS SENSITIVE 12 Task 3 Evaluate and benchmark existing multi- institution and international collaborative models that industry favors. This may require meeting with a select number of international institutes deemed to represent best practices in collaborative industrial/academic R&D.

13. BUSINESS SENSITIVE 13 Task 4 Analyze the input obtained in Tasks 1-3 to develop a series of multi-institution North Central collaborative institute models. It is intended that the draft models, or strawmen models for the proposed institute, would help guide further discussion with the participating university leadership. In addition, an industry focus group would be held to obtain additional input and begin to build consensus with regards to the optimal institute model.

14. BUSINESS SENSITIVE 14 Task 5 Based on the model deemed best suited to the needs of industry and the university participants, Battelle will draft a preliminary strategy and action plan to form and operationalize a collaborative institute (assuming that the previous project steps conclude that a collaborative institute model is feasible).

15. BUSINESS SENSITIVE 15 The strategy would consider issues such as: What form the institute should take? Should there be an initial focus on a certain type of research? What governance structure should be considered? How should the institute be funded? How many staff it would take to coordinate collaborative research projects across the institutions? Where it should be located?

16. BUSINESS SENSITIVE 16 Potential benefits to try to generate via this model… Enhance the profile and attractiveness of the participating universities in the arena of externally sponsored agbioscience research and significantly increase the flow of industry and other external sponsored R&D activity for the participating universities. Provide a uniquely resourced model with capabilities beyond those of any other individual domestic or global location. Provide the basis for collaborations on federal grants and increase the likelihood of winning federal grants. Increase the generation of university IP, technology transfer and commercialization activity. Provide opportunities for student engagement in research programs and open up internship and other employment-related opportunities with participating industry. Increase the use of university core facilities, and enhance the flow of funds to support such facilities.

17. BUSINESS SENSITIVE 17 Potential benefits continued Increase utilization of extension station assets and resources for field experiments and associated research activity. Provide increasing opportunities for individual faculty relationships with industry, generating associated consulting and other benefits. Over time, build a strong relationship with individual corporations which may lead to university development/fundraising opportunities. Potentially provide the universities with access to unique industry resources, know-how, connections and infrastructure. Provide the universities with insight regarding the specific needs of industry relevant to the outreach and extension mission of the universities in agbiosciences. Form a model for additional collaborative activities in other areas of science and engineering across the universities. Reduce the macro-economic negative effects of the flow of U.S. industrial R&D funding to offshore R&D institutions, and likewise bolster the U.S. innovation environment. Potentially attract not only domestic but also overseas agbioscience corporations to sponsor research through the U.S. institute and the participating universities. Potentially form an anchor for attracting R&D entities and businesses to set-up joint R&D facilities within the multi-state region.

18. BUSINESS SENSITIVE 18 Discussion There would be benefits, but what about the pitfalls? What would those be? Primary purpose of such an institute? Broad or niche focused? Are there existing models for this? If want to do feasibility study, how proceed?

19. BUSINESS SENSITIVE 19 Simon J. Tripp Senior Director Battelle Memorial Institute Technology Partnership Practice Phone: 412-276-1986 E-mail: tripps@battelle.org © Battelle Memorial Institute 2012 TPP Areas of Expertise Technology-Based Economic Development – Strategies and Action Plans Core Competency Identification Cluster Analysis and Cluster Development Technology Talent & Workforce Development Entrepreneurial Development and Capital Planning Technical Assistance and Problem Solving Program Design and Implementation Services Benchmarking Economic Impact Assessment