1. Promoting Open Access to Scholarly Data Promoting Open Access to Scholarly Data Ian Y. Song Simon Fraser University Library, Canada Prepared for the 20 th CODATA International Conference, Beijing Oct.23-25, 2006 A Case Study of the Electronic Thesis and Dissertation (ETD) Project at the Simon Fraser University Library (SFU)

2. Presentation Outline Open Access (OA) Institutional Repository (IR) Electronic Theses and Dissertations (ETD) Project SFU and Its IR SFU ETD Project Conclusions

3. Open Access (OA) Budapest Open Access Initiative –Speed progress in making research articles from all academic fields freely available on the Internet –Signatories become leaders of open access movement OA definition –Free availability on the public internet –Read, download, copy, distribute, print and other lawful purpose –Without financial, legal, or technical barriers

4. Open Access (OA) —con’t Access Principle John Willinsky’s new book “The Access Principle” “A commitment to the value and quality of research carries with it a responsibility to extend the circulation of such work as far as possible and ideally to all who are interested in it and all who might profit by it” Rationale of OA Hopeful solution to scholarly communication crisis

5. Open Access (OA) —con’t Major means of Achieving OA –OA Journals –Self-archiving Institutional Repository Subject/Discipline Repository

6. Institutional Repository (IR) IR: “Digital collections capturing and preserving the intellectual output of a single or multi-university community” - Raym Crow OAI and OAI-PMH –Open Archives Initiative - Protocol for Metadata Harvesting –Canadian Association of Research Libraries (http://carl-abrc-oai.lib.sfu.ca/index.php)http://carl-abrc-oai.lib.sfu.ca/index.php

7. IR Applications Directory of Open Access Repositories – OpenDOAR (http://www.opendoar.org)http://www.opendoar.org Registry of Open Access Repositories (ROAR) (http://archives.eprints.org/index.php)http://archives.eprints.org/index.php ARL Survey in January of 2006 (http://www.arl.org/sparc/IR/ir.html)http://www.arl.org/sparc/IR/ir.html

8. EDT Projects Major component of IRs NDLTD model (Networked Digital Library of Theses and Dissertations) ProQuest/UMI model Author Self-Archiving

9. The University Simon Fraser University (SFU) founded in 1965 Medium sized comprehensive university Programs: undergraduate, master and PhD programs. More than 600 theses are submitted each year

10. SFU IR Started in 2004 DSpace 9 communities Policies and Guidelines Over 1500 digital documents Postprints Research papers Conference presentations Theses

11. SFU EDT Project Backgrounds –Planned in 2003 –Solutions –Estimations Project objectives –Obtain permission from theses authors –Digitize over five thousand retrospective and new theses within 2 years

12. SFU EDT Project —con’t Process of digitization –Scanning: high-end industrial flatbed scanners and microfilm scanner –File formatting: searchable PDF –OCR Rights management Copyright and Partial Copyright Licence (1,2 and 3)123 Privacy

13. SFU EDT Project —con’t Access –Metadata : MARC->Dublin Core Other Spreadsheet ->Dublin Core –Ways of Access IR site and Harvester site Catalogue and union Catalogues Internet search engines Maintenance –Regular master file backup –Occasionally change or edit IR records

14. Retrospective (1966 - 1997) Electronic Theses Workflow #!/usr/local/bin/perl ################## ### Main program ### ################## &OpenInputFile; &OpenOutputFiles; …. … MARC records from III marc2dspace.pl DSpace import utility DSpace Scanned theses PDFs b18721102 1892/204 b18762105 1892/205 b14731140 1892/1206 Dspace map file #!/usr/local/bin/perl ################## ### Main program ### ################## &OpenInputFile; &OpenOutputFiles; updatethesesmarc.pl 035.b18721102 856 04 _uhttp://ir.lib.sfu.ca/handle/1892/99 DSpace import metadata and packages Brief MARC records containing.bnumber and 856 field for overlaying on existing records III MARC 856: http://ir.lib.sfu.ca/handle/1892/99 (Filenames correspond to III.bnumbers) LDR 00747nas 2200157za 4500 005 20040903164118.1094254879.1 006 m d d | 007 cr u|||||||||| 008 040903||||||||||||||||||||d||||||||||||| 100 00 _aSmith, Student P. 245 00 _aThe title: _bcontaining some catchy words

15. Current (Dec 2004 - ) Electronic Theses Workflow #!/usr/local/bin/perl ################## ### Main program ### ################## &OpenInputFile; &OpenOutputFiles; theses2dspace.pl DSpace import utility DSpace …. … DSpace import metadata and packages LDR 00747nas 2200157za 4500 005 20040903164118.1 006 m d d | 007 cr u|||||||||| 008 040903||||||||||||||||||||d||||||||||||| 100 00 _aSmith, Student P. 245 00 _aThe title: _bcontaining some catchy words 856 04 _uhttp://ir.lib.sfu.ca/handle/1892/99 Brief MARC records III #!/usr/local/bin/perl ################## ### Main program ### ################## &OpenInputFile; &OpenOutputFiles; dspace2marc.pl thesisID1 1892/99 thesisID2 1892/100 thesisID3 1892/101 Dspace map file MARC 856: http://ir.lib.sfu.ca/handle/1892/99 Scanned theses PDFs (Filenames correspond to temp. theses IDs) Penny’s theses spreadsheet with temporary thesis ID added

16. Conclusions Benefits –Self-Control –Wider Access –Cost-effective solution Challenges –Long-term preservation –Permission –Cooperation

17. Thanks! Any Questions?