1. Ling 001: Syntax II Movement & Constraints 2-11-2009

2. Phrases In the last lecture, we talked about simple phrases; e.g. Noun Phrases like –The dog –The big dog –The big dog that John was talking to In this lecture, we will look at how phrases and larger objects are derived by rules, and how phrases can be moved from one position to another –How structures and meanings (including ambiguity) are mediated by syntax, particularly those “hidden” structures that we don’t see or hear but actually use –“John is easy to please” vs. “John is eager to please” –Some basic rules and two case studies of hidden structures that combine linguistics with psychology

3. Notations: Noun Phrase Example Let’s talk about Noun Phrases (NPs) to begin with. These have (among other properties) the following: –The optional presence of an determiner (‘the’, ‘a’, etc.) –The optional presence of more than one adjective We can write a rule that generates NPs in the following way: NP --> (determiner) AP* N This means that a noun phrase consists of minimally a head N; it also can have -an optional determiner (parentheses) -any number of Adjective Phrases (AP), including zero From this rule, and rules that say ‘N-->cat,…’, A --> ‘big, furry, irritable…’, we can generate a number of phrases

4. Examples From N --> (det) AP* N NP det AP APN AA the big furrycat

5. Adjuncts (are optional) We also need a way of adding adjoined phrases like in [the cat [in the hat]]. The PP here is adjoined, to “modify” the meanings of the NP. The object that it is attached to is still an NP. The rule that we can talk about is like this: NP --> NP PP (the cat in the hat) There are other options for this, but this will generate the right structure, along with one more rule: PP --> P NP (in the hat)

6. Verb Phrases We will also need rules to derive VPs Consider: VP --> V NP This says that a VP consists of a V and an NP This will define our set of transitive verbs: those that have objects (more on this in a few slides) To be explicit, we could indicate this as VP --> V-trans NP Where V-trans --> kick, hit, kill, …. We want to exclude V’s like sleep, arrive, etc. from this context

7. More Verb Phrases We can also have a PP adjunct to a verb phrase; often these specify how the action was performed, where it was performed, etc. –Mary fixed the car with a wrench –John kicked the ball in the garden A rule like the one that we employed above will work here: –VP --> VP PP VP--> V NP, NP->NP PP, VP->VP PP: this is getting confusing

8. (Structural) Ambiguities Notice that both NPs and VPs can have PPs attached to them In some cases, this results in what is called a structural ambiguity: one string has more than one structure associated with it, and means different things depending on what the structure is Example: I shot an elephant in my pajamas.(How did it get in there I don’t know). –Reading 1: I shot an elephant while wearing my pajamas. –Reading 2: The elephant I shot wore my pajamas for some reason.

9. More ambiguity Juvenile Court to Try Shooting Defendant Stolen Painting Found by Tree Kids Make Nutritious Snacks Obesity Study Looks for Larger Test Groups British Left Waffles on Falkland Islands Red Tape Holds Up New Bridges Hospitals Sued by 7 Foot Doctors Bush Wins on Nomination, but More Lies Ahead

10. Analysis: Recall un-lock-able We can understand these ambiguities in terms of our rules above. The ambiguity depends on whether the VP is modified by the PP (reading2) or the NP is so modified (reading 1)

11. Sentences, etc. In order to generate sentences, we need additional rules For instance, where ‘S’ is for sentence: S --> NP VP When we add rules for distinguishing transitives from intransitives, etc., we can derive a wide range of sentence types

12. Jabberwocky 'Twas brillig, and the slithy toves Did grye and gimble in the wabe: And mimsy were the borogoves, And the moeme raths outgrabe. What is/are “toves”? “wabe”? “gimble” cannot mean something like “like”. Its syntax is intransitive, so it must involve only one argument

13. Arguments, etc. In some sense, many things that happen in a sentence depend on what the verb in the sentence is: –Transitive verb: kick Two ‘arguments’ of kick, like f(x,y) –Intransitive verb: sleep One argument, like f(x) In order to be more precise about this, we need to distinguish grammatical (syntactic) position from semantic role

14. Roles and Positions Consider a transitive verb like kick –This has two arguments –The arguments are The agent (the kicker) The patient (the thing kicked) –In active sentences in English The agent is the subject The patient is the object

15. Verbs and Arguments: Introducing Movement Verbs are looking for their arguments in particular positions; remember the rule we formulated above: –Patients appear in object position (inside the VP) What about the passive? Here is where the process of movement is important We can start with the VP [kick [the ball]]. Then the object of the verb kick is moved to subject position as part of the passive rule It is still interpreted as the Patient, because that is where it starts In order to be interpreted as a patient, the NP has to have some relationship to the position where it came from; this is why traces are important: [The ball] was kicked _____

16. Other cases of movement The same principle applies in other areas as well: whenever an element appears in a position that is NOT where it is interpreted meaning-wise Questions –John ate the apples. –What did John eat ____ Relative clauses –John was talking to Mary. –The woman [who John was talking to _____] Topicalization –John likes these apples. –These apples John likes _____.

17. A brief look at some other languages English: I always DO my homework. I AM always late Note the difference between different kinds of verbs

18. Old(er) English

19. Shakespeare English/French Basic Pattern: In French and Old English, the finite verb appears before adverbs and negation In Shakespeare/French: the verb also moves in questions In Modern English: only the auxiliary does so –E.g., Do you always read the books?

20. Rules + transformations In all languages: S->NP VP, VP-> (Adv) VP VP->V NP, or

21. What does the verb go? In French/Old English, it moves to a position above the adverb but after the subject This is the position called TENSE, where tense like present/past is represented –E.g., We like exams. We DO like exams. We DID like exams –Revise the rules: S  NP TP, TP->Tense VP…

22. Transformations across languages French/OE: main verb moves to the Tense position English: main verb stays put. If TENSE needs to be filled, we put an auxiliary there –I DID like exams. In Shakespeare/French, the main verb moves to the beginning of sentence to form questions In Modern English, the main verb stays and the auxiliary verb moves to the beginning

23. French/Old English vs. English

24. Constraints on Movements Much like syntactic rules, which don’t just combine anything and everything, movement is also restricted: some of these “traffic” laws are quite bizarre Recall the auxiliary movement rule (last lecture) in English questions: no movement of the first auxiliary I shot an elephant in my pajamas. –Two readings What (clothes) did I shoot an elephant in? –How many readings?

25. Of Elephants and Pajamas There are structures out of which movement is not possible. And this is quite general across sentences and languages

26. Impossible movements, Possible Meanings

27. A-over-A Principle, or No Grandparent Left Behind In general, a small NP cannot move out of a large NP.

28. Even young children know this Three year olds saw a play. A dog broke a leg. A little girl fixed it up with a bandage “What did she fix the puppy with ___? Reality gives two answers, but constraint on movement makes only one possible--and that’s how children answered.

29. Another psychological dimension To this point, the discussion of traces has been motivated by considerations of how verbs find their arguments A substantial research program in linguistic theory asks further questions for other cases that look like movement For an additional illustration, we will consider here some psycholinguistic evidence about how traces are processed online by hearers

30. Chains of Fillers and Gaps aka moved elements and traces The idea above is that the “who” functions as a kind of place-holder: –The man who John was talking to ___ left. In this particular case, the idea is that the who, which is associated with the man, must be understood as the object of talking to Another way of investigating this hypothesis involves priming; in the following slides, I summarize an experiment by Swinney et al. (1988)

31. Background: Lexical Access When we hear the sound form of a word like cat (or see it represented in spelling) we activate this lexical item (word); this is called Lexical Access A number of factors determine how quickly Lexical Access will occur for any particular word –Length –Frequency of the word –Etc.

32. Priming One factor that influences lexical access is called Priming Priming is the facilitation of lexical access-- under certain circumstances, accessing a word is faster than it is in others Example: consider lexical access for word 2: Word 1Word 2 Situation 1:catdog Situation 2: hatdog In situation 1, access of dog is speeded up because semantically-related cat is processed first (we could say that cat primes the access of dog)

33. Back to traces What does priming have to do with traces? Consider the following example: The policeman saw the boy who the crowd accused _____ of the crime In this example, the NP the boy is understood as the object of accused This is because of movement in the relative clause, where who moves to the front and leaves a trace

34. An Experiment: Predictions Predictions of the model with traces: –Meaning of boy should be active when it is first processed –This activation should decline over the following part of the sentence –The item boy should be re-activated at the position of the trace, because that is where it is understood Activation of boy: Active ---declining---> The policeman saw the boy who the crowd at Declining---> REACTIVATED the party accused trace of the crime

35. Design The experiment uses –A design in which subjects are listening to sentences like the one above –At the point of the trace, the subjects are presented with a word visually, which they have to pronounce aloud; this is enough to see if there is priming or not Situation 1: Basic Result –The word girl is presented at the position of the trace –Boy and girl show a priming effect independently because they are related –Result: Data showed facilitated access for girl, indicating re- activation of boy at the trace position Situation 2: In order to confirm the above –Other nouns in the sentence (policeman, crowd) were tested at the trace position –The results showed that these nouns were not activated at the trace position

36. Summary Movement is required for cases in which constituents appear in positions that they are not normally associated with The theory posits that movement leaves a trace in the original position, an object that relates to the moved element Substantial research questions concern what moves where, how far, etc. Some experimental results suggest reactivation of moved elements at trace positions Syntax is the codebook that translates meanings into structures and then backwards