2. Office of Science and Technology NCITS Technical Committee M1 Biometrics Standards Chris Miles milesc@ojp.usdoj.gov Senior Program Manager Crime Prevention Technology Office of Science and Technology National Institute of Justice M1/02-0010

3. Office of Science and Technology A Little Bit of Background Who is NIJ? NIJ is the research and development agency of the U.S. Department of Justice and is the only Federal agency solely dedicated to researching crime control and justice issues. NIJ provides objective, independent, non-partisan, evidence- based knowledge and tools to meet the challenges of crime and justice, particularly at the State and local levels. NIJ's principal authorities are derived from the Omnibus Crime Control and Safe Streets Act of 1968, as amended (42 USC §3721-3722). In partnership with others, NIJ's mission is to prevent and reduce crime, improve law enforcement and the administration of justice, and promote public safety. By applying the disciplines of the social and physical sciences, NIJ researches the nature and impact of crime and delinquency; develops applied technologies, standards and tools for criminal justice practitioners; evaluates existing programs and responses to crime; tests innovative concepts and program models in the field; assists policymakers, program partners, and justice agencies; and disseminates knowledge to many audiences.

4. Office of Science and Technology Potential Applications of Biometrics? As broad as the list of potential biometrics “Watch List” SurveillanceMissing Person Location Access ControlPerimeter Control Fraud PreventionComposite Image Searches ForensicsBackground checks Critical Incident Response

5. Office of Science and Technology What Have We Done? Laboratory through Real-World Technology Evaluation Technology Development Laboratory Test Development Laboratory Assessments Pilot Test Projects Knowledge dissemination Working Group participation Live Video Captured Frames Captured Face Matched Face Gallery of matches and confidence factors Gallery of matches and confidence factors www.dodcounterdrug.com/ facialrecognition

6. Office of Science and Technology Facial Recognition Technology Face Recognition Pilot Demonstrations and Advanced Face Recognition Technology for Law Enforcement (LE) Live Video Captured Frames Captured Face Matched Face Gallery of matches and confidence factors IdentiFace — Video Surveillance and Face Recognition Face Recognition operating on LE portable laptops Client/Server remote processing Pilot Demostrations to assess LE video surveillance to locate known criminals: Miami PD & ME, Monroe County, FL Sheriff & Special Operations Unit Corrections Demonstrations Site Proximity Badge Enrollment And Issuance Facial Verification For Incoming And Outgoing Employees Logging Capabilities Allow Officers To Determine Names Of Employees Inside Facility In Case Of Emergency Statistical Analysis Of Facial Verification Performance To Aid Future Research Gradual phase-in of system to ensure acceptance

7. Office of Science and Technology Face Recognition Multi-Camera Surveillance FaceIt Surveillance © Developed Two camera system with wide FOV for face acquisition and narrow FOV for face optimization 150% improvement in face finding speed realized Multiple image template showed 43% performance improvement with 4 images of same face Automatically pulling out faces from background Providing camera feedback based on face location and face image quality to get best face image Automatically tracking individuals within scene

8. Office of Science and Technology Biometrics Catalog www.biometricscatalog.org The Biometrics Catalog was developed as a service to the biometrics community and potential users of biometric technology. Designed to provide multiple search options. Co-sponsored by the National Institute of Justice and the DoD Counterdrug Technology Development Program Office. Fingerprint Hand Geometry Eye - Retinal Eye - Iris Facial Recognition Speaker Dynamic Signature Multiple Biometric Other Types Commercially Available Products University/Vendor R&D Products Government Tests and Deployments Non-Government/Commercial Tests Consultant/Analyst

9. Office of Science and Technology Standards Development The Office of Law Enforcement Standards OLES serves as the principal agent for standards development for the criminal justice and public safety communities. OLES has been instrumental in the development of numerous standards and the issuance of various technical reports that have had significant impact on both of these communities. To accomplish this task, OLES: Develops methods for testing equipment performance; Develops methods for examining evidentiary materials; Develops standards for equipment and operating procedures; Develops users' guides; Develops standard reference materials; and Performs other scientific and engineering research as required by the criminal justice and public safety communities. Helping law enforcement, corrections, criminal justice, and public safety agencies ensure that the equipment they purchase and the technologies they use are safe, dependable, and effective. Office of Law Enforcement Standards 100 Bureau Drive, M/S 8100 Gaithersburg, MD 20899-8100 301-975-2757 Telephone 301-948-0978 Facsimile oles@nist.gov www.eeel.nist.gov/oles/

10. Office of Science and Technology Biometrics Challenges Today Performance affected by environment, quality of captured & known biometric, user cooperation, etc. Too many variables Requires a “high-end” computer for real-time capture/processing Stand-alone systems that are generally not integrated together Multiple unique or proprietary formats in use Biometric templates may not be available to local law enforcement Data sharing across jurisdictions is a problem Manpower intensive operation Requires human judgement on match: Metal Detector Analogy Law Enforcement has ~18,000 independent State and Local user agencies Privacy and legal issues Performance affected by environment, quality of captured & known biometric, user cooperation, etc. Too many variables Requires a “high-end” computer for real-time capture/processing Stand-alone systems that are generally not integrated together Multiple unique or proprietary formats in use Biometric templates may not be available to local law enforcement Data sharing across jurisdictions is a problem Manpower intensive operation Requires human judgement on match: Metal Detector Analogy Law Enforcement has ~18,000 independent State and Local user agencies Privacy and legal issues